Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director | October 30, 2018 | November 01, 2018 |
| Playa Hotels & Resorts N.V.PLYA · Entity 78181 | Chief Financial Officer | May 16, 2017 | May 18, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date October 30, 2018 · Filed November 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 58,784 |
Reported balance
After 2018-10-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-30 · Purchase · Acquired 4,000 · Balance 58,784 F1: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.735 to $17.7377, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2: Includes 2,067 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.735 to $17.7377, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: Includes 2,067 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Playa Hotels & Resorts N.V.
Report date May 16, 2017 · Filed May 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2017-05-16 transaction · row 1
1 source rowRow 1 · 2017-05-16 · Grant · Acquired 100,000 · Balance 100,000 F1: Represents restricted Ordinary Shares granted to the reporting person pursuant to the Company's 2017 Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted Ordinary Shares granted to the reporting person pursuant to the Company's 2017 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2018 Filed Nov 1, 2018 19:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseCommon Stock, par value $0.01 per share | 4,000 | $17.74 | $70,948.00 |
DisclosureSEC source: 0001227192-18-000003 · edgar.xml · nonDerivative · entry 1 HARVEY LARRY K · CIK 0001227192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,784 F1 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.735 to $17.7377, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 2,067 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 20:20 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 6,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001227192-18-000001 · edgar.xml · nonDerivative · entry 1 HARVEY LARRY K · CIK 0001227192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,717 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on April 19, 2019. F2 · balance_after: Includes 2,894.065 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 16, 2017 Filed May 18, 2017 17:32 UTC | Playa Hotels & Resorts N.V. PLYA · Entity 78181 | GrantOrdinary Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000978 · edgar.xml · nonDerivative · entry 1 HARVEY LARRY K · CIK 0001227192 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents restricted Ordinary Shares granted to the reporting person pursuant to the Company's 2017 Omnibus Incentive Plan. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 21:31 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 6,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001227192-17-000003 · edgar.xml · nonDerivative · entry 1 HARVEY LARRY K · CIK 0001227192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,142.935 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 20, 2018. F2 · balance_after: Includes 2,143.907 shares of stock received pursuant to the reinvestment of cash dividends and dividend equivalent units on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.