Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2021 Filed Jan 22, 2021 21:08 UTC | GrantCommon Stock | 66,088 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001544050-21-000001 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,805.445 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 15,088 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| January 21, 2021 Filed Jan 22, 2021 21:02 UTC |
Bell BerniceSVP and Chief Financial Off
|
GrantCommon Stock | 5,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001665177-21-000002 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,022.902 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 8,264 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 20:21 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 2,741 | $14.26 | $39,074.05 |
DisclosureSEC source: 0001432824-20-000004 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,312.946 F1 · balance_after: Includes 631 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:07 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 4,000 | $12.47 | $49,860.00 |
DisclosureSEC source: 0001432824-20-000002 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,422.946 F1 · price: The reported price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.462 to $12.465, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 226 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:17 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
PurchaseCommon Stock | 189,188 | $12.60 | $2,383,390.42 |
DisclosureSEC source: 0001434805-20-000004 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 892,000 F1 · price: The reported price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.48 to $12.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 30, 2020 Filed May 1, 2020 15:24 UTC |
FISK JOHN DDirector
|
PurchaseCommon Stock, par value $0.01 per share | 15,628 | $12.77 | $199,569.56 |
DisclosureSEC source: 0001168481-20-000007 · edgar.xml · nonDerivative · entry 1 FISK JOHN D · CIK 0001168481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,741 Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:38 UTC |
FISK JOHN DDirector
|
GrantCommon Stock, par value $0.01 per share | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001168481-20-000006 · edgar.xml · nonDerivative · entry 1 FISK JOHN D · CIK 0001168481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,113 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 23, 2021 or (ii) the next annual meeting of stockholders. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 19:02 UTC |
Mullings Paul EDirector
|
GrantCommon Stock, par value $0.01 per share | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434365-20-000001 · edgar.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,846 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 23, 2021 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,743 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 18:49 UTC |
BLANK DONNADirector
|
GrantCommon Stock, par value $0.01 per share | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001444306-20-000002 · edgar.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,891 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 23, 2021 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 865 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 18:50 UTC |
Davis Morris A.Director
|
GrantCommon Stock, par value $0.01 per share | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432824-20-000001 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,196.946 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 23, 2021 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,131 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:31 UTC |
SPARK FRANCESDirector
|
GrantCommon Stock, par value $0.01 per share | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001276963-20-000005 · edgar.xml · nonDerivative · entry 1 SPARK FRANCES · CIK 0001276963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,113 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 23, 2021 or (ii) the next annual meeting of stockholders. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 19:01 UTC |
Larocca PrueDirector
|
GrantCommon Stock, par value $0.01 per share | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001569059-20-000001 · edgar.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,340.58 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 23, 2021 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,814 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:30 UTC |
Federico Peter JPresident and COO
|
Tax withholdingCommon Stock | 15,511 | $11.81 | $183,184.91 |
DisclosureSEC source: 0001464523-20-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,360.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,933 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:32 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
Tax withholdingCommon Stock | 22,614 | $11.81 | $267,071.34 |
DisclosureSEC source: 0001434805-20-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,810.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 10,105 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:33 UTC | Tax withholdingCommon Stock | 10,544 | $11.81 | $124,524.64 |
DisclosureSEC source: 0001544050-20-000003 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,629.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,895 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| February 20, 2020 Filed Feb 21, 2020 21:07 UTC |
Federico Peter JPresident and COO
|
GrantCommon Stock | 38,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-20-000002 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,938.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 2,039 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:12 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GrantCommon Stock | 137,614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-20-000002 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,319 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 6,983 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC |
Pollack Kenneth L.SVP and General Counsel
|
GrantCommon Stock | 20,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-20-000002 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,980 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 516 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:16 UTC |
Pas AaronSenior Vice President
|
GrantCommon Stock | 20,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-20-000002 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,960 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 680 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:15 UTC | GrantCommon Stock | 27,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001544050-20-000002 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,278.445 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 1,293 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| February 20, 2020 Filed Feb 21, 2020 21:05 UTC |
Bell BerniceSVP and CFO
|
GrantCommon Stock | 22,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001665177-20-000003 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,093.902 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 470 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:10 UTC | GrantCommon Stock | 68,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001544050-20-000001 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,233.445 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 748 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| January 23, 2020 Filed Jan 24, 2020 21:06 UTC |
Federico Peter JPresident and COO
|
GrantCommon Stock | 88,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-20-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,214.869 F1 · shares: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 1,354 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 16:08 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GrantCommon Stock | 264,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-20-000001 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,722.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 4,979 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:13 UTC |
Pas AaronSenior Vice President
|
GrantCommon Stock | 10,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-20-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,702 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 6,822 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:15 UTC |
Pollack Kenneth L.SVP and General Counsel
|
GrantCommon Stock | 5,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-20-000001 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,077 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 5,318 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:04 UTC |
Bell BerniceSVP and Chief Financial Off
|
GrantCommon Stock | 5,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001665177-20-000001 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,325.902 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 4,789 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:13 UTC |
Federico Peter JPresident and COO
|
Tax withholdingCommon Stock | 8,399 | $17.39 | $146,058.61 |
DisclosureSEC source: 0001464523-19-000004 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,592.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 14,191 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:11 UTC | Tax withholdingCommon Stock | 12,184 | $17.39 | $211,879.76 |
DisclosureSEC source: 0001544050-19-000005 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,827.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 9,225 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| December 12, 2019 Filed Dec 13, 2019 16:00 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GiftCommon Stock | 702,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001434805-19-000005 · edgar.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 702,812 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 16:00 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GiftCommon Stock | 702,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001434805-19-000005 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960,926.101 F1 · balance_after: Includes 35,980 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 19:25 UTC |
Davis Morris A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 7,350 | $17.02 | $125,060.25 |
DisclosureSEC source: 0001432824-19-000003 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952.946 F1 · balance_after: Includes 1,057 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 28, 2019 Filed May 29, 2019 16:05 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
PurchaseCommon Stock | 88,202 | $16.92 | $1,492,377.84 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 3 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627,758.101 F3 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.90 to $16.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Includes 14,004 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 28, 2019 Filed May 29, 2019 16:05 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
PurchaseSeries D Preferred Stock | 9,600 | $25.14 | $241,344.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.09 to $25.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 24, 2019 Filed May 29, 2019 16:05 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
PurchaseCommon Stock | 7,500 | $17.01 | $127,575.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 5 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By custodial account for child Disclosed balance after: 11,196.576 Read SEC document |
| May 24, 2019 Filed May 29, 2019 16:05 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
PurchaseSeries D Preferred Stock | 1,300 | $25.14 | $32,682.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.09 to $25.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 20:00 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 11,537 | $17.94 | $206,973.78 |
DisclosureSEC source: 0001432824-19-000002 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,545.946 Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:02 UTC |
BLANK DONNADirector
|
GrantCommon Stock, par value $0.01 per share | 6,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001444306-19-000001 · edgar.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,913 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2020 or (ii) the next annual meeting of stockholders. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:07 UTC |
Mullings Paul EDirector
|
GrantCommon Stock, par value $0.01 per share | 6,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434365-19-000001 · edgar.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,990 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2020 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,664 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:03 UTC |
Davis Morris A.Director
|
GrantCommon Stock, par value $0.01 per share | 6,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432824-19-000001 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,082.946 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2020 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,687 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:06 UTC |
Larocca PrueDirector
|
GrantCommon Stock, par value $0.01 per share | 6,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001569059-19-000001 · edgar.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,413.58 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2020 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,872 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:14 UTC |
Federico Peter JPresident and COO
|
Tax withholdingCommon Stock | 5,923 | $18.00 | $106,614.00 |
DisclosureSEC source: 0001464523-19-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,800.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,176 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:08 UTC | Tax withholdingCommon Stock | 3,291 | $18.00 | $59,238.00 |
DisclosureSEC source: 0001544050-19-000004 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,786.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 688 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| March 01, 2019 Filed Mar 5, 2019 21:03 UTC |
Federico Peter JPresident and COO
|
GrantCommon Stock | 51,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-19-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,547.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 2,339 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:00 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GrantCommon Stock | 153,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-19-000002 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525,552.101 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 19,378 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:29 UTC |
Bell BerniceSVP and Chief Financial Off
|
GrantCommon Stock | 21,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001665177-19-000001 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,652.902 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 1,292 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:27 UTC |
Pollack Kenneth L.SVP and General Counsel
|
GrantCommon Stock | 21,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-19-000001 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,875 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 1,550 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:09 UTC |
Pas AaronSenior Vice President
|
GrantCommon Stock | 21,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-19-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,459 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 2,282 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:05 UTC | GrantCommon Stock | 39,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001544050-19-000001 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,389.445 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 1,368 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| December 14, 2018 Filed Dec 18, 2018 21:05 UTC |
Federico Peter JPresident and COO
|
Tax withholdingCommon Stock | 8,041 | $18.02 | $144,898.82 |
DisclosureSEC source: 0001464523-18-000006 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,956.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 4,908 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.