Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 21:48 UTC |
Pollack Kenneth L.EVP and General Counsel
|
GrantCommon Stock | 25,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006673 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,863 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. F2 · balance_after: Includes 1,428 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:47 UTC |
Reid SeanEVP
|
GrantCommon Stock | 22,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006672 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,615.049 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 22:22 UTC |
Federico Peter JDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 38,672 | $13.85 | $535,607.20 |
DisclosureSEC source: 0001062993-22-004478 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,504.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,465 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 17:23 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 232,034 | $13.85 | $3,213,670.90 |
DisclosureSEC source: 0001062993-22-004481 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834,144.101 F3 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 22:23 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 34,473 | $13.85 | $477,451.05 |
DisclosureSEC source: 0001062993-22-004483 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,302.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,351 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 22:24 UTC |
Bell BerniceEVP and Chief Financial Off
|
Tax withholdingCommon Stock | 18,650 | $13.85 | $258,302.50 |
DisclosureSEC source: 0001062993-22-004485 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,291.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,211 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 22:22 UTC |
Reid SeanEVP
|
Tax withholdingCommon Stock | 6,285 | $13.85 | $87,047.25 |
DisclosureSEC source: 0001062993-22-004476 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,752.049 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 458 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last filing. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 17:23 UTC |
Kain Gary DDirector · Director, Executive Chair
|
SaleCommon Stock | 200,000 | $14.10 | $2,819,760.00 |
DisclosureSEC source: 0001062993-22-004481 · form4.xml · nonDerivative · entry 3 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 667,920 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 17:23 UTC |
Kain Gary DDirector · Director, Executive Chair
|
SaleCommon Stock | 400,000 | $14.10 | $5,639,520.00 |
DisclosureSEC source: 0001062993-22-004481 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,178.101 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 16,446 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:20 UTC |
Federico Peter JDirector · Director, President and CEO
|
GrantCommon Stock | 97,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001361 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,711.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 22,163 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 12:21 UTC |
Kain Gary DDirector · Director, Executive Chair
|
GrantCommon Stock | 584,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001362 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449,732.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 21,046 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:20 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
GrantCommon Stock | 75,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001360 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,424.445 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 3,190 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:19 UTC |
Pas AaronSenior Vice President
|
GrantCommon Stock | 40,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001359 · form4.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,937 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 10,724 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:18 UTC |
Bell BerniceEVP, CFO
|
GrantCommon Stock | 40,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001358 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,730.311 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 7,299 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:07 UTC |
Pollack Kenneth L.EVP and General Counsel
|
GrantCommon Stock | 40,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001357 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,031 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 9,121 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 17:10 UTC |
Kain Gary DDirector · Director and Executive Chair
|
SaleCommon Stock | 4,080 | $16.25 | $66,312.24 |
DisclosureSEC source: 0001434805-21-000009 · edgar.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 867,920 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.250 to $16.255, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 17:10 UTC |
Kain Gary DDirector · Director and Executive Chair
|
SaleCommon Stock | 6,120 | $16.25 | $99,468.36 |
DisclosureSEC source: 0001434805-21-000009 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843,880.101 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.250 to $16.255, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 30,232 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 16:13 UTC |
Kain Gary DDirector · Director and Executive Chair
|
SaleCommon Stock | 20,000 | $16.51 | $330,200.00 |
DisclosureSEC source: 0001434805-21-000007 · edgar.xml · nonDerivative · entry 3 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 872,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.53, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 16:13 UTC |
Kain Gary DDirector · Director and Executive Chair
|
SaleCommon Stock | 30,000 | $16.51 | $495,300.00 |
DisclosureSEC source: 0001434805-21-000007 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,819,768.101 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.53, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 9,411 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:03 UTC |
Kuehl ChristopherEVP and CIO
|
SaleCommon Stock | 45,000 | $16.25 | $731,250.00 |
DisclosureSEC source: 0001544050-21-000007 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,426.45 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021. F2 · balance_after: Includes 2,832 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:06 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 7,475 | $17.90 | $133,802.50 |
DisclosureSEC source: 0001432824-21-000003 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,849.946 Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:41 UTC |
FISK JOHN DDirector
|
GrantCommon Stock, par value $0.01 per share | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001168481-21-000002 · edgar.xml · nonDerivative · entry 1 FISK JOHN D · CIK 0001168481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,264 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 22, 2022 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,042 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:37 UTC |
BLANK DONNADirector
|
GrantCommon Stock, par value $0.01 per share | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001444306-21-000002 · edgar.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,221 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 22, 2022 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,849 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:44 UTC |
Mullings Paul EDirector
|
GrantCommon Stock, par value $0.01 per share | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434365-21-000001 · edgar.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,927 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 22, 2022 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 3,600 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:32 UTC |
Davis Morris A.Director
|
GrantCommon Stock, par value $0.01 per share | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432824-21-000002 · edgar.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,324.946 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 22, 2022 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,531 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:46 UTC |
SPARK FRANCESDirector
|
GrantCommon Stock, par value $0.01 per share | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001276963-21-000001 · edgar.xml · nonDerivative · entry 1 SPARK FRANCES · CIK 0001276963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,636 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 22, 2022 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,042 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:43 UTC |
Larocca PrueDirector
|
GrantCommon Stock, par value $0.01 per share | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001569059-21-000001 · edgar.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,371.58 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 22, 2022 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,550 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 20:17 UTC |
Pas AaronSenior Vice President
|
SaleCommon Stock | 5,138 | $16.56 | $85,059.59 |
DisclosureSEC source: 0001603488-21-000006 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,608 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:13 UTC |
Federico Peter JPresident and COO
|
Tax withholdingCommon Stock | 62,415 | $16.52 | $1,031,095.80 |
DisclosureSEC source: 0001464523-21-000004 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,082.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 2,670 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:14 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
Tax withholdingCommon Stock | 46,170 | $16.52 | $762,728.40 |
DisclosureSEC source: 0001434805-21-000004 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804,289.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. F2 · balance_after: Includes 9,411 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:17 UTC |
Bell BerniceSVP and Chief Financial Off
|
Tax withholdingCommon Stock | 4,030 | $16.52 | $66,575.60 |
DisclosureSEC source: 0001665177-21-000013 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,878.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 25.4 shares acquired on March 9, 2021 under a dividend reinvestment plan and 643 dividend equivalent stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:24 UTC |
Pollack Kenneth L.SVP and General Counsel
|
Tax withholdingCommon Stock | 2,541 | $16.52 | $41,977.32 |
DisclosureSEC source: 0001677686-21-000008 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,305 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 731 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:22 UTC |
Pas AaronSenior Vice President
|
Tax withholdingCommon Stock | 2,564 | $16.52 | $42,357.28 |
DisclosureSEC source: 0001603488-21-000004 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,746 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 912 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:19 UTC | Tax withholdingCommon Stock | 46,570 | $16.52 | $769,336.40 |
DisclosureSEC source: 0001544050-21-000004 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,925.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 1,799 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| March 15, 2021 Filed Mar 31, 2021 18:12 UTC Amendment | Tax withholdingCommon Stock | 46,901 | $16.52 | $774,804.52 |
DisclosureSEC source: 0001544050-21-000005 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,594.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · shares: This amended Form 4 is being filed solely to correct the number of shares withheld upon vesting of restricted stock units and to make corresponding corrections to the amount of securities beneficially owned. The Form 4 filed on March 16, 2021 inadvertently omitted 331 additional shares withheld upon vesting of RSU awards to cover tax withholdings. F3 · balance_after: Includes 1,799 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| March 15, 2021 Filed Mar 31, 2021 18:10 UTC Amendment |
Bell BerniceSVP and Chief Financial Off
|
Tax withholdingCommon Stock | 4,082 | $16.52 | $67,434.64 |
DisclosureSEC source: 0001665177-21-000015 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,826.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · shares: This amended Form 4 is being filed solely to correct the number of shares withheld upon vesting of restricted stock units and to make corresponding corrections to the amount of securities beneficially owned. The Form 4 filed on March 16, 2021 inadvertently omitted 52 additional shares withheld upon vesting of RSU awards to cover tax withholdings. F3 · balance_after: Includes 25.4 shares acquired on March 9, 2021 under a dividend reinvestment plan and 643 dividend equivalent stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:04 UTC |
Federico Peter JPresident and COO
|
GrantCommon Stock | 70,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-21-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,827.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 2,649 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:05 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GrantCommon Stock | 127,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-21-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,841,048.101 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 9,338 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC |
Pollack Kenneth L.SVP and General Counsel
|
GrantCommon Stock | 29,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-21-000007 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,115 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 724 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:08 UTC |
Pas AaronSenior Vice President
|
GrantCommon Stock | 26,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-21-000003 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,398 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 903 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:02 UTC |
Bell BerniceSVP and Chief Financial Off
|
GrantCommon Stock | 34,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001665177-21-000005 · edgar.xml · nonDerivative · entry 2 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,239.902 F3 · price: Represents RSUs granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:02 UTC |
Bell BerniceSVP and Chief Financial Off
|
Tax withholdingCommon Stock | 7,383 | $15.96 | $117,832.68 |
DisclosureSEC source: 0001665177-21-000005 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,778.902 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 42 dividend equivalent restricted stock units received on previously granted RSU awards that were inadvertently omitted from the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:06 UTC | GrantCommon Stock | 43,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001544050-21-000003 · edgar.xml · nonDerivative · entry 2 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,696.445 F3 · price: Represents RSUs granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. Read SEC document |
|
| March 01, 2021 Filed Mar 3, 2021 21:06 UTC | Tax withholdingCommon Stock | 44,830 | $15.96 | $715,486.80 |
DisclosureSEC source: 0001544050-21-000003 · edgar.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,759.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 1,784 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
|
| March 01, 2021 Filed Mar 3, 2022 22:11 UTC |
Bell BerniceEVP and Chief Financial Off
|
GrantCommon Stock | 31,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006682 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,046.311 F1 · price: Represents RSUs granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 20:55 UTC |
Bell BerniceSVP and Chief Financial Off
|
Tax withholdingCommon Stock | 2,542 | $16.51 | $41,968.42 |
DisclosureSEC source: 0001665177-21-000003 · edgar.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,119.902 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 639 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:03 UTC |
Federico Peter JPresident and COO
|
GrantCommon Stock | 84,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-21-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,878.869 F1 · shares: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 23,545 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 16:05 UTC |
Kain Gary DDirector · Director, CEO, and CIO
|
GrantCommon Stock | 254,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-21-000001 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704,549.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 74,679 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:45 UTC |
Pollack Kenneth L.SVP and General Counsel
|
GrantCommon Stock | 8,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-21-000005 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,630 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 8,624 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:09 UTC |
Pas AaronSenior Vice President
|
GrantCommon Stock | 10,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-21-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,710 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 10,719 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.