Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2023 Filed Apr 21, 2023 18:55 UTC |
BLANK DONNADirector
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009436 · form4.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,157 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 6,266 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:54 UTC |
Mullings Paul EDirector
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009433 · form4.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,621 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 9,225 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:56 UTC |
Davis Morris A.Director
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009437 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,740.946 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 4,907 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:56 UTC |
Larocca PrueDirector
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009438 · form4.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,765.58 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 3,375 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:55 UTC |
SPARK FRANCESDirector
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009434 · form4.xml · nonDerivative · entry 1 SPARK FRANCES · CIK 0001276963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,601 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,653 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:54 UTC |
JOHNSON ANDREW A JRDirector
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009432 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,756 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,797 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:34 UTC |
Federico Peter JDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 35,728 | $9.89 | $353,349.92 |
DisclosureSEC source: 0001062993-23-007051 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,712.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 4,861 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 16:28 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 58,359 | $9.89 | $577,170.51 |
DisclosureSEC source: 0001062993-23-007044 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133,661.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. F2 · balance_after: Includes 11,151 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:32 UTC |
Bell BerniceEVP and Chief Financial Off
|
Tax withholdingCommon Stock | 16,909 | $9.89 | $167,230.01 |
DisclosureSEC source: 0001062993-23-007050 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,199.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 1,516 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:31 UTC |
Reid SeanEVP
|
Tax withholdingCommon Stock | 9,096 | $9.89 | $89,959.44 |
DisclosureSEC source: 0001062993-23-007049 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,149.049 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 533 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:30 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 25,412 | $9.89 | $251,324.68 |
DisclosureSEC source: 0001062993-23-007048 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,549.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 1,418 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:29 UTC |
Pollack Kenneth L.EVP and General Counsel
|
Tax withholdingCommon Stock | 15,232 | $9.89 | $150,644.48 |
DisclosureSEC source: 0001062993-23-007047 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,847 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 2,343 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC |
Federico Peter JDirector · President and CEO
|
GrantCommon Stock | 155,807 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005845 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,579.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:07 UTC |
Kain Gary DDirector · Executive Chair
|
GrantCommon Stock | 130,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005852 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180,869.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:10 UTC |
Bell BerniceEVP and Chief Financial Off
|
GrantCommon Stock | 70,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005859 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,592.311 F1 · price: Represents RSUs granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC |
Pollack Kenneth L.EVP and General Counsel
|
GrantCommon Stock | 49,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005849 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,736 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC |
Reid SeanEVP
|
GrantCommon Stock | 49,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005844 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,712.049 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:04 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
GrantCommon Stock | 114,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005842 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,543.445 F1 · price: Represents RSUs granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:03 UTC |
Federico Peter JDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 42,775 | $11.48 | $491,057.00 |
DisclosureSEC source: 0001062993-23-004019 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,772.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 5,510 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:03 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 149,897 | $11.48 | $1,720,817.56 |
DisclosureSEC source: 0001062993-23-004015 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,991.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 14,014 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:04 UTC |
Reid SeanEVP
|
Tax withholdingCommon Stock | 5,640 | $11.48 | $64,747.20 |
DisclosureSEC source: 0001062993-23-004021 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,610.049 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 675 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last filing. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:03 UTC |
Bell BerniceEVP and Chief Financial Off
|
Tax withholdingCommon Stock | 14,180 | $11.48 | $162,786.40 |
DisclosureSEC source: 0001062993-23-004017 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,771.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,687 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:02 UTC |
Pollack Kenneth L.EVP and General Counsel
|
SaleCommon Stock | 10,910 | $11.34 | $123,719.40 |
DisclosureSEC source: 0001062993-23-004013 · form4.xml · nonDerivative · entry 2 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,634 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:02 UTC |
Pollack Kenneth L.EVP and General Counsel
|
Tax withholdingCommon Stock | 11,029 | $11.48 | $126,612.92 |
DisclosureSEC source: 0001062993-23-004013 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,544 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,408 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:02 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 35,170 | $11.48 | $403,751.60 |
DisclosureSEC source: 0001062993-23-004011 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,813.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,088 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:10 UTC |
Federico Peter JDirector · Director, President and CEO
|
GrantCommon Stock | 107,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001481 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,037.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 43,888 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 16:11 UTC |
Kain Gary DDirector · Director, Executive Chair
|
GrantCommon Stock | 376,987 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001482 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185,874.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 100,727 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:08 UTC |
Bell BerniceEVP, CFO
|
GrantCommon Stock | 30,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001477 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,264.311 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 13,691 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:09 UTC |
Pollack Kenneth L.EVP and General Counsel
|
GrantCommon Stock | 27,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001480 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,165 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 21,199 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:09 UTC |
Reid SeanEVP
|
GrantCommon Stock | 18,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001479 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,575.049 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 4,826 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:07 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
GrantCommon Stock | 77,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001476 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,895.445 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 12,805 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 04, 2022 Filed May 5, 2022 20:07 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 7,520 | $11.80 | $88,698.40 |
DisclosureSEC source: 0001062993-22-011635 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,300.946 Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:07 UTC |
FISK JOHN DDirector
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010670 · form4.xml · nonDerivative · entry 1 FISK JOHN D · CIK 0001168481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,578 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,888 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:07 UTC |
BLANK DONNADirector
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010671 · form4.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,358 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,711 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:06 UTC |
Mullings Paul EDirector
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010668 · form4.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,863 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 4,510 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:08 UTC |
Davis Morris A.Director
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010672 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,820.946 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,545 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:09 UTC |
Larocca PrueDirector
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010673 · form4.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,857.58 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 2,060 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:06 UTC |
SPARK FRANCESDirector
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010669 · form4.xml · nonDerivative · entry 1 SPARK FRANCES · CIK 0001276963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,415 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,353 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:05 UTC |
JOHNSON ANDREW A JRDirector
|
GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010667 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,426 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:20 UTC |
Reid SeanEVP
|
Tax withholdingCommon Stock | 5,724 | $12.90 | $73,839.60 |
DisclosureSEC source: 0001062993-22-008038 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,204.049 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 313 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:21 UTC |
Federico Peter JDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 25,145 | $12.90 | $324,370.50 |
DisclosureSEC source: 0001062993-22-008042 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,571.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 2,894 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 17:19 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 62,909 | $12.90 | $811,526.10 |
DisclosureSEC source: 0001062993-22-008065 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,160.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:21 UTC |
Bell BerniceEVP and Chief Financial Off
|
Tax withholdingCommon Stock | 9,966 | $12.90 | $128,561.40 |
DisclosureSEC source: 0001062993-22-008041 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,032.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 952 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:20 UTC |
Pollack Kenneth L.EVP and General Counsel
|
Tax withholdingCommon Stock | 7,382 | $12.90 | $95,227.80 |
DisclosureSEC source: 0001062993-22-008040 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,040 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 1,559 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:20 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 20,224 | $12.90 | $260,889.60 |
DisclosureSEC source: 0001062993-22-008039 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,915.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover tax withholdings. F2 · balance_after: Includes 787 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 09, 2022 Filed Mar 17, 2022 17:19 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 1,627 | $12.99 | $21,134.73 |
DisclosureSEC source: 0001062993-22-008065 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,771,069.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. F2 · balance_after: Includes 12,643 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:48 UTC |
Federico Peter JDirector · President and CEO
|
GrantCommon Stock | 114,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006675 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,822.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:48 UTC |
Kain Gary DDirector · Executive Chair
|
Tax withholdingCommon Stock | 180,788 | $12.99 | $2,348,436.12 |
DisclosureSEC source: 0001062993-22-006676 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760,053.101 F2 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:48 UTC |
Kain Gary DDirector · Executive Chair
|
GrantCommon Stock | 106,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006676 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940,841.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:48 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
GrantCommon Stock | 66,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006674 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,352.445 F1 · price: Represents RSUs granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.