Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director | April 16, 2026 | April 17, 2026 |
| Hartford Schroders Opportunistic Income FundHSQIX · Entity 136520 | Director | November 02, 2020 | November 06, 2020 |
| Hartford Schroders Private Opportunities FundXHFIX · Entity 51132 | Director | July 28, 2023 | August 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date April 16, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 113,193 |
Reported balance
After 2026-04-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-16 · Grant · Acquired 17,045 · Balance 113,193 F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. F2: Includes 12,055 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
F2: Includes 12,055 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Hartford Schroders Opportunistic Income Fund
Report date November 02, 2020 · Filed November 06, 2020
This filing explicitly reported no securities owned.
Hartford Schroders Private Opportunities Fund
Report date July 28, 2023 · Filed August 01, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2026 Filed Apr 17, 2026 20:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 17,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000086 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,193 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 12,055 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 20:14 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 21,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-007698 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,093 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 17, 2026 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 8,549 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008594 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,962 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 4,995 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:54 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009432 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,756 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 1,797 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 20:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 12,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010667 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,426 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 21, 2023 or (ii) the next annual meeting of stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.