Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2024 Filed Apr 25, 2024 20:10 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 16,209 | $9.32 | $151,067.88 |
DisclosureSEC source: 0001062993-24-008791 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,240.946 Read SEC document |
| April 24, 2024 Filed Apr 25, 2024 20:10 UTC |
SPARK FRANCESDirector
|
SaleCommon Stock, par value $0.01 per share | 5,000 | $9.35 | $46,750.00 |
DisclosureSEC source: 0001062993-24-008792 · form4.xml · nonDerivative · entry 1 SPARK FRANCES · CIK 0001276963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,545 Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:05 UTC |
FISK JOHN DDirector
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008589 · form4.xml · nonDerivative · entry 1 FISK JOHN D · CIK 0001168481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,183 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 8,135 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:06 UTC |
BLANK DONNADirector
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008591 · form4.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,802 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 7,769 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:06 UTC |
Mullings Paul EDirector
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008593 · form4.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,227 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 11,647 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:05 UTC |
Davis Morris A.Director
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008588 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,449.946 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 5,179 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:07 UTC |
JOHNSON ANDREW A JRDirector
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008594 · form4.xml · nonDerivative · entry 1 JOHNSON ANDREW A JR · CIK 0001255845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,962 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 4,995 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:06 UTC |
SPARK FRANCESDirector
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008592 · form4.xml · nonDerivative · entry 1 SPARK FRANCES · CIK 0001276963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,545 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 4,733 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:05 UTC |
Larocca PrueDirector
|
GrantCommon Stock, par value $0.01 per share | 18,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-008590 · form4.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,074.58 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 18, 2025 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 3,732 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:02 UTC |
Federico Peter JDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 57,014 | $9.63 | $549,044.82 |
DisclosureSEC source: 0001062993-24-006620 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,367,250.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 6,918 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 16:04 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 58,959 | $9.63 | $567,775.17 |
DisclosureSEC source: 0001062993-24-006624 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,173,302.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 13,405 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:04 UTC |
Bell BerniceEVP, CFO
|
Tax withholdingCommon Stock | 44,368 | $9.63 | $427,263.84 |
DisclosureSEC source: 0001062993-24-006623 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,311.311 F1 · shares: Dispositions represent shares withheld upon vesting and distribution of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,351 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:03 UTC |
Pollack Kenneth L.EVP and General Counsel
|
Tax withholdingCommon Stock | 21,559 | $9.63 | $207,613.17 |
DisclosureSEC source: 0001062993-24-006622 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,572 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,148 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:03 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 42,794 | $9.63 | $412,106.22 |
DisclosureSEC source: 0001062993-24-006621 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 737,899.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,571 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:02 UTC |
Reid SeanEVP
|
Tax withholdingCommon Stock | 16,982 | $9.63 | $163,536.66 |
DisclosureSEC source: 0001062993-24-006619 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,625.049 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,036 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:01 UTC |
Federico Peter JDirector · Director, President and CEO
|
GrantCommon Stock | 172,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005461 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,417,346.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:02 UTC |
Kain Gary DDirector · Director, Executive Chair
|
GrantCommon Stock | 144,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005465 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,218,856.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC |
Pollack Kenneth L.EVP and General Counsel
|
GrantCommon Stock | 54,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005464 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,983 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
GrantCommon Stock | 126,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005463 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 778,122.445 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:01 UTC |
Reid SeanEVP
|
GrantCommon Stock | 54,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005460 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,571.049 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:01 UTC |
Bell BerniceEVP, CFO
|
GrantCommon Stock | 78,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005458 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,328.311 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:18 UTC |
Federico Peter JDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 53,448 | $9.56 | $510,962.88 |
DisclosureSEC source: 0001062993-24-003664 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,245,113.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 8,810 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:20 UTC |
Kain Gary DDirector · Director, Executive Chair
|
Tax withholdingCommon Stock | 96,674 | $9.56 | $924,203.44 |
DisclosureSEC source: 0001062993-24-003671 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,074,180.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 16,853 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:20 UTC |
Pollack Kenneth L.EVP and General Counsel
|
Tax withholdingCommon Stock | 13,679 | $9.56 | $130,771.24 |
DisclosureSEC source: 0001062993-24-003669 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,704 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,588 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
SaleCommon Stock | 65,000 | $9.32 | $605,800.00 |
DisclosureSEC source: 0001062993-24-003667 · form4.xml · nonDerivative · entry 2 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 651,296.445 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 38,284 | $9.56 | $365,995.04 |
DisclosureSEC source: 0001062993-24-003667 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 716,296.445 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,706 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC |
Reid SeanEVP
|
Tax withholdingCommon Stock | 7,562 | $9.56 | $72,292.72 |
DisclosureSEC source: 0001062993-24-003666 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,292.049 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,276 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:18 UTC |
Bell BerniceEVP, CFO
|
Tax withholdingCommon Stock | 15,068 | $9.56 | $144,050.08 |
DisclosureSEC source: 0001062993-24-003663 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,040.311 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,826 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2024 Filed Jan 26, 2024 21:02 UTC |
Bell BerniceEVP, CFO
|
SaleCommon Stock | 10,000 | $9.85 | $98,500.00 |
DisclosureSEC source: 0001062993-24-001388 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,282.311 Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:00 UTC |
Federico Peter JDirector · Director, President and CEO
|
GrantCommon Stock | 134,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001072 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289,751.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 65,916 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 16:05 UTC |
Kain Gary DDirector · Director, Executive Chair
|
GrantCommon Stock | 242,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001077 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,154,001.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 103,924 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:04 UTC |
Pollack Kenneth L.EVP and General Counsel
|
GrantCommon Stock | 27,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001076 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,795 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 27,303 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:02 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
GrantCommon Stock | 83,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001075 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,874.445 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 5,207 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:01 UTC |
Bell BerniceEVP, CFO
|
GrantCommon Stock | 32,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001074 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,282.311 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 4,761 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:01 UTC |
Reid SeanEVP
|
GrantCommon Stock | 16,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001073 · form4.xml · nonDerivative · entry 1 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,578.049 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 8,030 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 21:07 UTC |
Kuehl ChristopherEVP, Chief Investment Officer
|
SaleCommon Stock | 65,000 | $8.50 | $552,500.00 |
DisclosureSEC source: 0001062993-23-020653 · form4.xml · nonDerivative · entry 1 Kuehl Christopher · CIK 0001544050 · EVP, Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 661,843.445 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. F2 · balance_after: Includes 19,294 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 21:06 UTC |
Bell BerniceEVP and Chief Financial Off
|
SaleCommon Stock | 6,000 | $8.44 | $50,640.00 |
DisclosureSEC source: 0001062993-23-020651 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,139.311 F1 · balance_after: Includes 7,192 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:02 UTC |
Bell BerniceEVP and Chief Financial Off
|
SaleCommon Stock | 5,000 | $9.93 | $49,650.00 |
DisclosureSEC source: 0001062993-23-017407 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,947.311 F1 · balance_after: Includes 8,447 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 18:29 UTC |
Davis Morris A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 4,772 | $10.48 | $49,991.47 |
DisclosureSEC source: 0001062993-23-015413 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,059.946 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.475 to $10.477, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 1,545 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 24, 2023 Filed May 25, 2023 19:00 UTC |
Reid SeanEVP
|
PurchaseCommon Stock | 11,000 | $8.91 | $98,010.00 |
DisclosureSEC source: 0001062993-23-012172 · form4.xml · nonDerivative · entry 2 Reid Sean · CIK 0001738813 · EVP 10b5-1 filing: No plan indicated Ownership: Indirect · IRA Disclosed balance after: 11,000 Read SEC document |
| May 16, 2023 Filed May 17, 2023 20:24 UTC |
Larocca PrueDirector
|
SaleCommon Stock, par value $0.01 per share | 12,000 | $9.07 | $108,840.00 |
DisclosureSEC source: 0001062993-23-011386 · form4.xml · nonDerivative · entry 1 Larocca Prue · CIK 0001569059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,131.58 F1 · balance_after: Includes 366 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 10, 2023 Filed May 11, 2023 17:02 UTC |
Kain Gary DDirector · Director, Executive Chair
|
SaleCommon Stock | 150,000 | $9.30 | $1,395,300.00 |
DisclosureSEC source: 0001062993-23-010821 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By family trust Disclosed balance after: 517,920 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2023 Filed May 11, 2023 17:02 UTC |
Kain Gary DDirector · Director, Executive Chair
|
SaleCommon Stock | 350,000 | $9.30 | $3,255,700.00 |
DisclosureSEC source: 0001062993-23-010821 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,807,479.101 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 23,818 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 10, 2023 Filed May 11, 2023 21:02 UTC |
Mullings Paul EDirector
|
SaleCommon Stock, par value $0.01 per share | 3,400 | $9.40 | $31,943.00 |
DisclosureSEC source: 0001062993-23-010820 · form4.xml · nonDerivative · entry 1 Mullings Paul E · CIK 0001434365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,369 F1 · balance_after: Includes 1,148 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:02 UTC |
BLANK DONNADirector
|
SaleCommon Stock, par value $0.01 per share | 7,000 | $9.39 | $65,730.00 |
DisclosureSEC source: 0001062993-23-010819 · form4.xml · nonDerivative · entry 1 BLANK DONNA · CIK 0001444306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,822 F1 · balance_after: Includes 665 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 28, 2023 Filed Apr 28, 2023 20:48 UTC |
Bell BerniceEVP and Chief Financial Off
|
SaleCommon Stock | 2,600 | $9.90 | $25,740.00 |
DisclosureSEC source: 0001062993-23-009689 · form4.xml · nonDerivative · entry 2 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,500.311 Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:47 UTC |
Davis Morris A.Director
|
SaleCommon Stock, par value $0.01 per share | 13,998 | $9.86 | $138,020.28 |
DisclosureSEC source: 0001062993-23-009687 · form4.xml · nonDerivative · entry 1 Davis Morris A. · CIK 0001432824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,742.946 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.850 to $9.865, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:48 UTC |
Bell BerniceEVP and Chief Financial Off
|
SaleCommon Stock | 5,100 | $9.86 | $50,286.00 |
DisclosureSEC source: 0001062993-23-009689 · form4.xml · nonDerivative · entry 1 Bell Bernice · CIK 0001665177 · EVP and Chief Financial Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,100.311 F1 · balance_after: Includes 2,001 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:48 UTC |
Pollack Kenneth L.EVP and General Counsel
|
SaleCommon Stock | 7,003 | $9.90 | $69,329.70 |
DisclosureSEC source: 0001062993-23-009688 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,526 F1 · balance_after: Includes 2,682 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 18:55 UTC |
FISK JOHN DDirector
|
GrantCommon Stock, par value $0.01 per share | 16,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-009435 · form4.xml · nonDerivative · entry 1 FISK JOHN D · CIK 0001168481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,837 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 20, 2024 or (ii) the next annual meeting of stockholders. F2 · balance_after: Includes 4,726 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.