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AES

AES CORP

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3505
SEC CIK
0000874761
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368

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2019 Filed Apr 22, 2019 21:09 UTC GrantUnits · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-016002 · form4.xml · derivative · entry 1

MILLER JAMES H · CIK 0001226534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,453

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 21:10 UTC
Naim MoisesDirector
GrantUnits · Derivative 14,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-016003 · form4.xml · derivative · entry 1

Naim Moises · CIK 0001573692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,174

Underlying: Common Stock · 14,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 21:05 UTC GrantUnits · Derivative 26,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-016001 · form4.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,672

Underlying: Common Stock · 26,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 21:02 UTC
Khanna TarunDirector
GrantUnits · Derivative 10,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-015997 · form4.xml · derivative · entry 1

Khanna Tarun · CIK 0001459592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,971

Underlying: Common Stock · 10,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 21:01 UTC GrantUnits · Derivative 16,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-015996 · form4.xml · derivative · entry 1

Harrington Charles L. · CIK 0001588300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,636

Underlying: Common Stock · 16,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:24 UTC
Pimenta GustavoEVP and CFO
Tax withholdingCommon Stock 996 $17.53 $17,459.88
Disclosure

SEC source: 0001127602-19-008558 · form4.xml · nonDerivative · entry 3

Pimenta Gustavo · CIK 0001764320 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,708

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:22 UTC
Nebreda JulianSVP, Andes SBU President
Tax withholdingCommon Stock 175 $17.53 $3,067.75
Disclosure

SEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 5

Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,314

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:20 UTC
Moreno LeonardoSVP, Corporate Strategy
Tax withholdingCommon Stock 400 $17.53 $7,012.00
Disclosure

SEC source: 0001127602-19-008551 · form4.xml · nonDerivative · entry 3

Moreno Leonardo · CIK 0001754413 · SVP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,052

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:18 UTC
Mendoza TishSr. VP & Chief HR Officer
Tax withholdingCommon Stock 1,076 $17.53 $18,862.28
Disclosure

SEC source: 0001127602-19-008545 · form4.xml · nonDerivative · entry 5

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,993

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:13 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 15,955 $17.53 $279,691.15
Disclosure

SEC source: 0001127602-19-008535 · form4.xml · nonDerivative · entry 5

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,839

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:11 UTC
Freedman Paul LSVP and General Counsel
Tax withholdingCommon Stock 771 $17.53 $13,515.63
Disclosure

SEC source: 0001127602-19-008531 · form4.xml · nonDerivative · entry 3

Freedman Paul L · CIK 0001732841 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,051

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:09 UTC
Dubuc Manuel PerezSVP, New Energy Solutions
Tax withholdingCommon Stock 727 $17.53 $12,744.31
Disclosure

SEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 5

Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,586

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:07 UTC Tax withholdingCommon Stock 1,931 $17.53 $33,850.43
Disclosure

SEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 5

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,913

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 24, 2019 Filed Feb 27, 2019 01:03 UTC
Blake SarahVice President & Controller
Tax withholdingCommon Stock 689 $17.53 $12,078.17
Disclosure

SEC source: 0001127602-19-008512 · form4.xml · nonDerivative · entry 3

Blake Sarah · CIK 0001720952 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,979

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:24 UTC
Pimenta GustavoEVP and CFO
Tax withholdingCommon Stock 1,291 $17.53 $22,631.23
Disclosure

SEC source: 0001127602-19-008558 · form4.xml · nonDerivative · entry 2

Pimenta Gustavo · CIK 0001764320 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,704

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:22 UTC
Nebreda JulianSVP, Andes SBU President
Tax withholdingCommon Stock 405 $17.53 $7,099.65
Disclosure

SEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 4

Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,489

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:20 UTC
Moreno LeonardoSVP, Corporate Strategy
Tax withholdingCommon Stock 488 $17.53 $8,554.64
Disclosure

SEC source: 0001127602-19-008551 · form4.xml · nonDerivative · entry 2

Moreno Leonardo · CIK 0001754413 · SVP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,452

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:18 UTC
Mendoza TishSr. VP & Chief HR Officer
Tax withholdingCommon Stock 937 $17.53 $16,425.61
Disclosure

SEC source: 0001127602-19-008545 · form4.xml · nonDerivative · entry 4

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,069

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:13 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 14,633 $17.53 $256,516.49
Disclosure

SEC source: 0001127602-19-008535 · form4.xml · nonDerivative · entry 4

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,794

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:11 UTC
Freedman Paul LSVP and General Counsel
Tax withholdingCommon Stock 890 $17.53 $15,601.70
Disclosure

SEC source: 0001127602-19-008531 · form4.xml · nonDerivative · entry 2

Freedman Paul L · CIK 0001732841 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,822

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:09 UTC
Dubuc Manuel PerezSVP, New Energy Solutions
Tax withholdingCommon Stock 862 $17.53 $15,110.86
Disclosure

SEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 4

Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,313

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:07 UTC Tax withholdingCommon Stock 1,647 $17.53 $28,871.91
Disclosure

SEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 4

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,844

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 01:03 UTC
Blake SarahVice President & Controller
Tax withholdingCommon Stock 460 $17.53 $8,063.80
Disclosure

SEC source: 0001127602-19-008512 · form4.xml · nonDerivative · entry 2

Blake Sarah · CIK 0001720952 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,668

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:26 UTC
Rubiolo Juan IgnacioSVP, MCAC SBU President
GrantCommon Stock 6,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008561 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · SVP, MCAC SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,490

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:24 UTC
Pimenta GustavoEVP and CFO
GrantCommon Stock 12,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008558 · form4.xml · nonDerivative · entry 1

Pimenta Gustavo · CIK 0001764320 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,995

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:22 UTC
Nebreda JulianSVP, Andes SBU President
GrantCommon Stock 8,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 3

Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,894

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:22 UTC
Nebreda JulianSVP, Andes SBU President
Tax withholdingCommon Stock 1,453 $17.53 $25,471.09
Disclosure

SEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 2

Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,401

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:22 UTC
Nebreda JulianSVP, Andes SBU President
GrantCommon Stock 18,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854

F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:20 UTC
Moreno LeonardoSVP, Corporate Strategy
GrantCommon Stock 6,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008551 · form4.xml · nonDerivative · entry 1

Moreno Leonardo · CIK 0001754413 · SVP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:18 UTC
Mendoza TishSr. VP & Chief HR Officer
GrantCommon Stock 9,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008545 · form4.xml · nonDerivative · entry 3

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,006

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:18 UTC
Mendoza TishSr. VP & Chief HR Officer
Tax withholdingCommon Stock 7,830 $17.53 $137,259.90
Disclosure

SEC source: 0001127602-19-008545 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,273

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:18 UTC
Mendoza TishSr. VP & Chief HR Officer
GrantCommon Stock 26,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008545 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · Sr. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,103

F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:16 UTC
Krueger LisaSVP, US SBU President
GrantCommon Stock 6,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008539 · form4.xml · nonDerivative · entry 1

Krueger Lisa · CIK 0001754410 · SVP, US SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:13 UTC
Gluski AndresDirector · President and CEO
GrantCommon Stock 82,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008535 · form4.xml · nonDerivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,427

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

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February 22, 2019 Filed Feb 27, 2019 01:13 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 124,896 $17.53 $2,189,426.88
Disclosure

SEC source: 0001127602-19-008535 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,677

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016.

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February 22, 2019 Filed Feb 27, 2019 01:13 UTC
Gluski AndresDirector · President and CEO
GrantCommon Stock 258,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008535 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,573

F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

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February 22, 2019 Filed Feb 27, 2019 01:11 UTC
Freedman Paul LSVP and General Counsel
GrantCommon Stock 6,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008531 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,712

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

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February 22, 2019 Filed Feb 27, 2019 01:09 UTC
Dubuc Manuel PerezSVP, New Energy Solutions
GrantCommon Stock 7,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 3

Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,175

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

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February 22, 2019 Filed Feb 27, 2019 01:09 UTC
Dubuc Manuel PerezSVP, New Energy Solutions
Tax withholdingCommon Stock 5,234 $17.53 $91,752.02
Disclosure

SEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 2

Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,474

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016.

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February 22, 2019 Filed Feb 27, 2019 01:09 UTC
Dubuc Manuel PerezSVP, New Energy Solutions
GrantCommon Stock 17,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 1

Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,708

F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

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February 22, 2019 Filed Feb 27, 2019 01:07 UTC GrantCommon Stock 23,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 3

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,491

F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:07 UTC Tax withholdingCommon Stock 11,878 $17.53 $208,221.34
Disclosure

SEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,797

F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:07 UTC GrantCommon Stock 37,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,675

F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:03 UTC
Blake SarahVice President & Controller
GrantCommon Stock 2,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008512 · form4.xml · nonDerivative · entry 1

Blake Sarah · CIK 0001720952 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,128

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2019 Filed Mar 12, 2019 10:55 UTC GrantUnits · Derivative 4,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010915 · form4.xml · derivative · entry 1

DAVIDSON JANET · CIK 0001230523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092

Underlying: Common Stock · 4,092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each vested stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · price: Each vested stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each vested stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each vested stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

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February 19, 2019 Filed Feb 21, 2019 23:53 UTC
Freedman Paul LSVP and General Counsel
Tax withholdingCommon Stock 1,073 $17.18 $18,434.14
Disclosure

SEC source: 0001127602-19-007588 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,918

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:03 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 14,774 $17.18 $253,817.32
Disclosure

SEC source: 0001127602-19-007599 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,990

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:59 UTC
Nebreda JulianVP, Andes SBU President
Tax withholdingCommon Stock 295 $17.18 $5,068.10
Disclosure

SEC source: 0001127602-19-007594 · form4.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · VP, Andes SBU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,485

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:01 UTC
Pimenta GustavoEVP and CFO
Tax withholdingCommon Stock 1,284 $17.18 $22,059.12
Disclosure

SEC source: 0001127602-19-007596 · form4.xml · nonDerivative · entry 1

Pimenta Gustavo · CIK 0001764320 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,160

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:57 UTC
Moreno LeonardoSVP, Corporate Strategy
Tax withholdingCommon Stock 985 $17.18 $16,922.30
Disclosure

SEC source: 0001127602-19-007592 · form4.xml · nonDerivative · entry 1

Moreno Leonardo · CIK 0001754413 · SVP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,146

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.