Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | EVP and CFO | February 23, 2021 | February 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date February 23, 2021 · Filed February 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,509 |
Reported balance
After 2021-02-23 transaction · row 1
1 source rowRow 1 · 2021-02-23 · Tax withholding · Disposed 1,935 · Balance 74,509 F1: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 25, 2021 22:02 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,935 | $27.22 | $52,670.70 |
DisclosureSEC source: 0001127602-21-007927 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,509 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 23, 2018. There was no transaction in the market. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:23 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,809 | $27.00 | $48,843.00 |
DisclosureSEC source: 0001127602-21-007783 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,444 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. There was no transaction in the market. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,783 | $28.31 | $50,476.73 |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 4 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,253 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 11,085 | $28.31 | $313,816.35 |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 3 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,036 F3 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2018. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 25,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 2 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,121 F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. F2 · price: This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:10 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 9,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-007438 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,228 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 11:18 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 5,230 | $9.50 | $49,685.00 |
DisclosureSEC source: 0001127602-20-011707 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,168 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:35 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,021 | $20.25 | $20,675.25 |
DisclosureSEC source: 0001127602-20-007831 · form4.xml · nonDerivative · entry 4 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,938 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2020 Filed Feb 26, 2020 01:35 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,282 | $20.75 | $26,601.50 |
DisclosureSEC source: 0001127602-20-007831 · form4.xml · nonDerivative · entry 3 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,959 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:35 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,395 | $20.75 | $28,946.25 |
DisclosureSEC source: 0001127602-20-007831 · form4.xml · nonDerivative · entry 2 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,241 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:35 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 11,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007831 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,636 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:24 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 996 | $17.53 | $17,459.88 |
DisclosureSEC source: 0001127602-19-008558 · form4.xml · nonDerivative · entry 3 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,708 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 01:24 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,291 | $17.53 | $22,631.23 |
DisclosureSEC source: 0001127602-19-008558 · form4.xml · nonDerivative · entry 2 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,704 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:24 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 12,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008558 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,995 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:01 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,284 | $17.18 | $22,059.12 |
DisclosureSEC source: 0001127602-19-007596 · form4.xml · nonDerivative · entry 1 Pimenta Gustavo · CIK 0001764320 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,160 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.