Last 12 months
Inside the activity.
0 purchase rows · 61 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 24 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 15,743 | $72.29 | $1,138,061.47 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 5 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F2 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 1,577 | $16.25 | $25,626.25 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 2,352 | $12.77 | $30,035.04 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 7,876 | $14.50 | $114,202.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 3,938 | $13.85 | $54,541.30 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,281 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 7,281 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F4 · balance_after: The option represents a right to purchase a total of 15,781 shares that became exercisable on 1/3/2012. As of the transaction date, the option is vested and 8,500 options remain unexercised. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,669 Underlying: Common Stock · 5,000 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: The option represents a right to purchase a total of 38,669 shares that became exercisable on 2/6/2014. As of the transaction date, the option is vested and 33,669 options remain unexercised. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 12,281 | $80.00 | $982,480.00 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F2 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Exercise / conversionCommon Stock | 12,281 | $11.02 | $135,336.62 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:32 UTC |
Liguori ThomasEVP, CFO
|
SaleCommon Stock | 1,787 | $75.88 | $135,597.56 |
DisclosureSEC source: 0001209191-17-039487 · doc4.xml · nonDerivative · entry 2 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,191 F1 · shares: Shares sold in accordance with a 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.00 to $79.36. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents 48,531 shares of Restricted Stock Units and 2,660 Performance Shares. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:32 UTC |
Liguori ThomasEVP, CFO
|
SaleCommon Stock | 3,213 | $75.90 | $243,866.70 |
DisclosureSEC source: 0001209191-17-039487 · doc4.xml · nonDerivative · entry 1 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,978 F1 · shares: Shares sold in accordance with a 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.00 to $79.36. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:31 UTC |
GRADY EDWARD CDirector
|
SaleCommon Stock | 6,000 | $80.02 | $480,120.00 |
DisclosureSEC source: 0001209191-17-037733 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,800 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.00 to 80.16. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each saparate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing date, Mr. Grady holds 28,800 RSU shares in street name. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 15,781 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · derivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,781 shares Expires 2023-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 13,991 | $0.00 Strike: $26.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,995 Underlying: Common Stock · 13,991 shares Expires 2025-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F4 · derivative.exercise_date: The option vests in three equal installments on February 5, 2016, 2017, and 2018. F5 · balance_after: Represents remaining unvested options. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
SaleCommon Stock | 29,772 | $77.04 | $2,293,634.88 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,465 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $76.44 to $77.81. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote. F3 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 10,123 shares of Performance shares and 8,379 shares of common stock. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 15,781 | $11.02 | $173,906.62 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 13,991 | $26.32 | $368,243.12 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 23, 2017 Filed May 23, 2017 23:15 UTC |
Liguori ThomasEVP, CFO
|
SaleCommon Stock | 17,000 | $76.64 | $1,302,880.00 |
DisclosureSEC source: 0001209191-17-034755 · doc4.xml · nonDerivative · entry 2 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,191 F2 · shares: Shares sold in accordance with a 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.92 to $77.82. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents 50,318 shares of Restricted Stock Units and 5,873 Performance Shares. Read SEC document |
| May 18, 2017 Filed May 23, 2017 23:15 UTC |
Liguori ThomasEVP, CFO
|
Tax withholdingCommon Stock | 13,152 | $76.19 | $1,002,050.88 |
DisclosureSEC source: 0001209191-17-034755 · doc4.xml · nonDerivative · entry 1 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,191 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:23 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Disposition to issuerCommon Stock | 20,000 | $77.25 | $1,545,000.00 |
DisclosureSEC source: 0001209191-17-031532 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.79 to $78.09. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| May 10, 2017 Filed May 15, 2017 11:11 UTC Amendment |
WASSERMAN YUVALDirector · President & CEO
|
SaleCommon Stock | 20,000 | $77.25 | $1,545,000.00 |
DisclosureSEC source: 0001209191-17-032230 · doc4a.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · kind: The original filing had a typographical error with a code "D" listed in column 3. F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.79 to $78.09. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| May 05, 2017 Filed May 8, 2017 23:26 UTC |
BALL FREDERICKDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030700 · doc4.xml · nonDerivative · entry 3 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 1998 Ball Family Trust Disclosed balance after: 21,000 Read SEC document |
| May 05, 2017 Filed May 8, 2017 23:26 UTC |
BALL FREDERICKDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030700 · doc4.xml · nonDerivative · entry 2 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F3 · shares: All shares transferred to Ball Family Trust Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:54 UTC |
BEARD GRANT HDirector
|
GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030719 · doc4.xml · nonDerivative · entry 1 BEARD GRANT H · CIK 0001173731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% at the anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of the reporting date Mr. Beard holds 43,500 shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:52 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 2,150 | $74.29 | $159,723.50 |
DisclosureSEC source: 0001209191-17-030717 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,465 F2 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 10,123 shares of Performance shares and 8,379 options exercised for cash. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:52 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantCommon Stock | 4,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030717 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,615 F1 · shares: These performance awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 5/4/2017 release by the Compensation Committee on 5/3/2017. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:50 UTC |
Liguori ThomasEVP, CFO
|
Tax withholdingCommon Stock | 2,560 | $74.29 | $190,182.40 |
DisclosureSEC source: 0001209191-17-030715 · doc4.xml · nonDerivative · entry 2 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,343 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 80,470 shares of Restricted Stock Units and 5,873 Performance Shares. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:50 UTC |
Liguori ThomasEVP, CFO
|
GrantCommon Stock | 5,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030715 · doc4.xml · nonDerivative · entry 1 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,903 F1 · shares: These performance share awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 5/4/2017 release by the Compensation Committee on 5/3/2017. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:46 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 6,460 | $74.29 | $479,913.40 |
DisclosureSEC source: 0001209191-17-030712 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,068 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 99,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:46 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantCommon Stock | 15,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030712 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,528 F1 · shares: These performance share awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 5/4/17 release by the Compensation Committee on 5/3/2017. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:41 UTC |
Roush John ADirector
|
GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030710 · doc4.xml · nonDerivative · entry 1 Roush John A · CIK 0001308225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of this filing date, Mr. Roush holds 2,500 RSU shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:39 UTC |
GRADY EDWARD CDirector
|
GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030708 · doc4.xml · nonDerivative · entry 1 GRADY EDWARD C · CIK 0001234453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,800 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of this filing date, Mr. Grady holds 34,800 RSU shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:37 UTC |
ROHRS THOMAS MDirector
|
GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030706 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of this filing Mr. Rohrs holds 22,750 shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:35 UTC |
FOSTER RONALD CDirector
|
GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030704 · doc4.xml · nonDerivative · entry 1 FOSTER RONALD C · CIK 0001222896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: At the time of this filing Mr. Foster holds 21,000 shares in street name. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:26 UTC |
BALL FREDERICKDirector
|
GrantCommon Stock | 6,000 | $74.29 | $445,740.00 |
DisclosureSEC source: 0001209191-17-030700 · doc4.xml · nonDerivative · entry 1 BALL FREDERICK · CIK 0001175993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: Represents shares of restricted stock units. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:12 UTC |
ROHRS THOMAS MDirector
|
SaleCommon Stock | 4,000 | $68.56 | $274,240.00 |
DisclosureSEC source: 0001209191-17-025741 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 F1 · shares: Sale in accordance with Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $69.48. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing Mr. Rohrs holds 14,750 shares in street name and 8,000 RSUs are unvested. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,564 | $0.00 Strike: $9.51 | $0.00 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · derivative · entry 6 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,564 shares Expires 2021-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,565 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · derivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,565 shares Expires 2021-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
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Exercise / conversionStock Options (right to by) · Derivative | 5,250 | $0.00 Strike: $12.77 | $0.00 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,564 | $9.51 | $14,873.64 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 7,656 shares of Performance shares and 8,379 options exercised for cash. As of the transaction date, the restricted stock units have vested as to 3,120 shares. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 1,565 | $12.44 | $19,468.60 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 5,250 | $12.77 | $67,042.50 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:31 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016628 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,139 F1 · shares: One-time RSU grant vesting 100% on the one-year anniversary date of the grant. F2 · balance_after: Represents 99,639 shares of Restricted Stock Units and 29,500 Performance Shares. As of the transaction date, the restricted stock units have vested as to 32,365 shares. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:25 UTC |
Liguori ThomasEVP, CFO
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016592 · doc4.xml · nonDerivative · entry 1 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,406 F1 · shares: One-time RSU grant vesting 100% on the one-year anniversary date of the grant. F2 · balance_after: Represents 80,470 shares of Restricted Stock Units and 2,936 Performance Shares. As of the transaction date, the restricted stock units have vested as to 20,690 shares. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:24 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016583 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,619 F1 · shares: One-time RSU grant vesting 100% on the one-year anniversary date of the grant. F2 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 7,656 shares of Performance shares. As of the transaction date, the restricted stock units have vested as to 3,120 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:43 UTC |
WASSERMAN YUVALDirector · President & CEO
|
Tax withholdingCommon Stock | 6,458 | $61.66 | $398,200.28 |
DisclosureSEC source: 0001209191-17-014917 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,139 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 29,500 Performance Shares. As of the transaction date, the restricted stock units have vested as to 32,365 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:43 UTC |
WASSERMAN YUVALDirector · President & CEO
|
GrantCommon Stock | 15,388 | $61.66 | $948,824.08 |
DisclosureSEC source: 0001209191-17-014917 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,597 F1 · shares: These performance share awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 2/23/2017 release by the Compensation Committee 2/1/17. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:40 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 2,150 | $61.66 | $132,569.00 |
DisclosureSEC source: 0001209191-17-014915 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619 F2 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 15,963 shares of Restricted Stock units (RSUs) and 7,656 shares of Performance shares. As of the transaction date, the restricted stock units have vested as to 3,120 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:40 UTC |
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
|
GrantCommon Stock | 4,616 | $61.66 | $284,622.56 |
DisclosureSEC source: 0001209191-17-014915 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,769 F1 · shares: These performance awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 2/23/2017 release by the Compensation Committee on 2/1/2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:38 UTC |
Liguori ThomasEVP, CFO
|
Tax withholdingCommon Stock | 2,558 | $61.66 | $157,726.28 |
DisclosureSEC source: 0001209191-17-014913 · doc4.xml · nonDerivative · entry 2 Liguori Thomas · CIK 0001229306 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,406 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 70,406 shares of Restricted Stock Units and 2,936 Performance Shares. As of the transaction date, the restricted stock units have vested as to 20,690 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.