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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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Tapewire entity
5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 21:23 UTC Disposition to issuerCommon Stock 0.44 $9.89 $4.35
Disclosure

SEC source: 0001773229-20-000004 · primary_doc.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:23 UTC Exercise / conversionCommon Stock 250.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001773229-20-000004 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 03, 2019 Filed Mar 17, 2020 19:29 UTC GrantCommon Stock 71.78 $9.01 $646.56
Disclosure

SEC source: 0001773229-20-000023 · primary_doc.xml · nonDerivative · entry 6

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,979.829

F1 · security: Reflects 322.068 shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 09:58 UTC GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000037 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 20:06 UTC
Foliano MichaelChief Financial Officer
GrantPhantom Stock · Derivative 167.742 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000046 · primary_doc.xml · derivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,910.893

Underlying: Common Stock · 167.742 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 17:34 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 942.058 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000044 · primary_doc.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,195.543

Underlying: Common Stock · 942.058 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 19:42 UTC
Wilson James Denson JrChief Revenue Officer
GrantPhantom Stock · Derivative 194.837 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000045 · primary_doc.xml · derivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,281.095

Underlying: Common Stock · 194.837 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 16:29 UTC GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000043 · primary_doc.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:57 UTC GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000041 · primary_doc.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 16:16 UTC GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000042 · primary_doc.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:17 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000039 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:35 UTC GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000040 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:10 UTC GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000038 · primary_doc.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
November 25, 2019 Filed Nov 25, 2019 18:01 UTC
Kimpe MarcSVP, Research & Development
PurchaseCommon Stock 3,000 $9.02 $27,060.00
Disclosure

SEC source: 0001773229-19-000035 · primary_doc.xml · nonDerivative · entry 1

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,155

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:01 UTC
Harris RayChief Information Officer
GrantCommon Stock 9,081 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000025 · primary_doc.xml · nonDerivative · entry 1

Harris Ray · CIK 0001766181 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,081

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:57 UTC
Centis RonaldSVP, Operations
GrantCommon Stock 11,919 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000023 · primary_doc.xml · nonDerivative · entry 1

Centis Ronald · CIK 0001769038 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,919

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 20:18 UTC
Scheiterer EduardSVP, Research & Development
GrantCommon Stock 10,029 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000024 · primary_doc.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,953

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 17:27 UTC
Foliano MichaelChief Financial Officer
GrantCommon Stock 14,573 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000022 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,139

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 17:05 UTC
STANTON THOMAS RDirector · CEO
GrantCommon Stock 66,713 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000020 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,124

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 17:17 UTC
Wilson James Denson JrChief Revenue Officer
GrantCommon Stock 14,791 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000021 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,610

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:13 UTC
McInnis Jeffrey FSVP, Subscriber Solutions
GrantCommon Stock 9,730 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000028 · primary_doc.xml · nonDerivative · entry 1

McInnis Jeffrey F · CIK 0001773229 · SVP, Subscriber Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,880

F1 · security: Represents restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 20:08 UTC
Kimpe MarcSVP, Research & Development
GrantCommon Stock 9,405 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000026 · primary_doc.xml · nonDerivative · entry 1

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 12, 2019 Filed Nov 20, 2019 20:12 UTC
Kimpe MarcSVP, Research & Development
Disposition to issuerCommon Stock 875 $9.72 $8,505.00
Disclosure

SEC source: 0001773229-19-000033 · primary_doc.xml · nonDerivative · entry 3

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,155

Read SEC document
November 12, 2019 Filed Nov 20, 2019 19:47 UTC
Scheiterer EduardSVP, Research & Development
Tax withholdingCommon Stock 399 $9.72 $3,878.28
Disclosure

SEC source: 0001773229-19-000032 · primary_doc.xml · nonDerivative · entry 3

Scheiterer Eduard · CIK 0001628537 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,668

Read SEC document
November 12, 2019 Filed Nov 20, 2019 19:18 UTC
STANTON THOMAS RDirector · CEO
Tax withholdingCommon Stock 2,133 $9.72 $20,732.76
Disclosure

SEC source: 0001773229-19-000029 · primary_doc.xml · nonDerivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,858

Read SEC document
November 12, 2019 Filed Nov 20, 2019 19:35 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 374 $9.72 $3,635.28
Disclosure

SEC source: 0001773229-19-000031 · primary_doc.xml · nonDerivative · entry 3

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,927

Read SEC document
November 12, 2019 Filed Nov 20, 2019 19:27 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 475 $9.72 $4,617.00
Disclosure

SEC source: 0001773229-19-000030 · primary_doc.xml · nonDerivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,030

Read SEC document
November 11, 2019 Filed Nov 20, 2019 20:12 UTC
Kimpe MarcSVP, Research & Development
Disposition to issuerCommon Stock 875 $9.65 $8,443.75
Disclosure

SEC source: 0001773229-19-000033 · primary_doc.xml · nonDerivative · entry 2

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,030

Read SEC document
November 11, 2019 Filed Nov 20, 2019 19:47 UTC
Scheiterer EduardSVP, Research & Development
Tax withholdingCommon Stock 346 $9.65 $3,338.90
Disclosure

SEC source: 0001773229-19-000032 · primary_doc.xml · nonDerivative · entry 2

Scheiterer Eduard · CIK 0001628537 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,067

Read SEC document
November 11, 2019 Filed Nov 20, 2019 19:18 UTC
STANTON THOMAS RDirector · CEO
Tax withholdingCommon Stock 2,003 $9.65 $19,328.95
Disclosure

SEC source: 0001773229-19-000029 · primary_doc.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,991

Read SEC document
November 11, 2019 Filed Nov 20, 2019 19:35 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 327 $9.65 $3,155.55
Disclosure

SEC source: 0001773229-19-000031 · primary_doc.xml · nonDerivative · entry 2

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,301

Read SEC document
November 11, 2019 Filed Nov 20, 2019 19:27 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 431 $9.65 $4,159.15
Disclosure

SEC source: 0001773229-19-000030 · primary_doc.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,505

Read SEC document
November 09, 2019 Filed Nov 20, 2019 20:12 UTC
Kimpe MarcSVP, Research & Development
Disposition to issuerCommon Stock 1,375 $9.63 $13,241.25
Disclosure

SEC source: 0001773229-19-000033 · primary_doc.xml · nonDerivative · entry 1

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,905

Read SEC document
November 09, 2019 Filed Nov 20, 2019 19:47 UTC
Scheiterer EduardSVP, Research & Development
Tax withholdingCommon Stock 540 $9.63 $5,200.20
Disclosure

SEC source: 0001773229-19-000032 · primary_doc.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,413

Read SEC document
November 09, 2019 Filed Nov 20, 2019 19:18 UTC
STANTON THOMAS RDirector · CEO
Tax withholdingCommon Stock 3,130 $9.63 $30,141.90
Disclosure

SEC source: 0001773229-19-000029 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,994

Read SEC document
November 09, 2019 Filed Nov 20, 2019 19:35 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 511 $9.63 $4,920.93
Disclosure

SEC source: 0001773229-19-000031 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,628

Read SEC document
November 09, 2019 Filed Nov 20, 2019 19:27 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 674 $9.63 $6,490.62
Disclosure

SEC source: 0001773229-19-000030 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,936

Read SEC document
November 07, 2019 Filed Nov 7, 2019 19:21 UTC
Nair BalanDirector
PurchaseCommon Stock 10,000 $9.19 $91,883.00
Disclosure

SEC source: 0001773229-19-000019 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,505

Read SEC document
October 16, 2019 Filed Oct 17, 2019 14:08 UTC
Shannon Roger DVP of Treas & Corp Development
SaleCommon Stock 6,200 $9.71 $60,227.42
Disclosure

SEC source: 0001773229-19-000018 · primary_doc.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · VP of Treas & Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,809

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:52 UTC
Whalen Daniel TChief Product Officer
GrantCommon Stock 9,700 $8.81 $85,457.00
Disclosure

SEC source: 0001770330-19-000015 · primary_doc.xml · nonDerivative · entry 1

Whalen Daniel T · CIK 0001689876 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
August 16, 2019 Filed Mar 17, 2020 19:29 UTC GrantCommon Stock 59.801 $10.72 $641.18
Disclosure

SEC source: 0001773229-20-000023 · primary_doc.xml · nonDerivative · entry 5

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,908.049

F1 · security: Reflects 322.068 shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 12:33 UTC GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000011 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 17:22 UTC GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000017 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each divided equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each divided equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each divided equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 17:16 UTC GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000016 · primary_doc.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 17:11 UTC GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000015 · primary_doc.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 17:04 UTC GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000014 · primary_doc.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 16:57 UTC GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000013 · primary_doc.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 16:51 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000012 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 16:20 UTC
Foliano MichaelCFO & Senior Vice President
GrantPhantom Stock · Derivative 139.14 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000010 · primary_doc.xml · derivative · entry 1

Foliano Michael · CIK 0001300513 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,743.15

Underlying: Common Stock · 139.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

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August 15, 2019 Filed Aug 16, 2019 16:10 UTC
Wilson James Denson JrSenior Vice President
GrantPhantom Stock · Derivative 162.43 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000009 · primary_doc.xml · derivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,086.26

Underlying: Common Stock · 162.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.