Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADTRAN Holdings, Inc.
Report date July 08, 2022 · Filed July 08, 2022
Section 16 reporting ended · disclosed 2022-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 1
1 source rowRow 1 · 2022-07-08 · Disposition to issuer · Disposed 27,526.744 · Balance 0 F1: Includes 15,659 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock. F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
| Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.33 · Expires 2025-11-14 | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-07-08 · Disposition to issuer · Disposed 7,221 · Balance 0 F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
| Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.97 · Expires 2024-11-15 | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-07-08 · Disposition to issuer · Disposed 9,314 · Balance 0 F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
| Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.64 · Expires 2023-11-02 | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-07-08 · Disposition to issuer · Disposed 3,600 · Balance 0 F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.33 · Expires 2025-11-14 | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-07-08 · Disposition to issuer · Disposed 6,579 · Balance 0 F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.97 · Expires 2024-11-15 | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-07-08 · Disposition to issuer · Disposed 2,686 · Balance 0 F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.64 · Expires 2023-11-02 | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-07-08 · Disposition to issuer · Disposed 1,200 · Balance 0 F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 15,659 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock.
F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time;
F3: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 1,200 | Not disclosed Strike: $23.64 | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · derivative · entry 7 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2023-11-02 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 3,600 | Not disclosed Strike: $23.64 | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · derivative · entry 6 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2023-11-02 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 2,686 | Not disclosed Strike: $18.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · derivative · entry 5 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,686 shares Expires 2024-11-15 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 9,314 | Not disclosed Strike: $18.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · derivative · entry 4 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,314 shares Expires 2024-11-15 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 6,579 | Not disclosed Strike: $15.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · derivative · entry 3 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,579 shares Expires 2025-11-14 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 7,221 | Not disclosed Strike: $15.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · derivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,221 shares Expires 2025-11-14 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 27,526.744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041648 · doc4.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 15,659 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock. F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) and (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:37 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 42.488 | $18.69 | $794.10 |
DisclosureSEC source: 0000926282-22-000032 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,526.744 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:53 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 38.609 | $20.48 | $790.71 |
DisclosureSEC source: 0000926282-22-000013 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,484.256 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 21:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 5,000 | $20.02 | $100,100.00 |
DisclosureSEC source: 0000926282-22-000009 · primary_doc.xml · nonDerivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,445.647 F1 · security: The exercise of stock options and sale of underlying shares of common stock. Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 21:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 5,000 | $16.97 | $84,850.00 |
DisclosureSEC source: 0000926282-22-000009 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,445.647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The exercise of stock options and sale of underlying shares of common stock. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 17:37 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 24.331 | $20.83 | $506.81 |
DisclosureSEC source: 0000926282-21-000076 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,445.647 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:25 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000070 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,421.316 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:22 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 436 | $21.66 | $9,443.76 |
DisclosureSEC source: 0000926282-21-000062 · primary_doc.xml · nonDerivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,205.316 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:22 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 573 | $21.42 | $12,273.66 |
DisclosureSEC source: 0000926282-21-000062 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,641.316 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 19:52 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 214 | $20.77 | $4,444.78 |
DisclosureSEC source: 0000926282-21-000056 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,214.316 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 18:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 335 | $20.91 | $7,004.85 |
DisclosureSEC source: 0000926282-21-000051 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,428.316 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:25 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 17.047 | $20.66 | $352.19 |
DisclosureSEC source: 0000926282-21-000038 · primary_doc.xml · nonDerivative · entry 3 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,763.316 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 15:21 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 17.5 | $20.04 | $350.70 |
DisclosureSEC source: 0000926282-21-000032 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,714.5 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 04, 2021 Filed Sep 7, 2021 17:25 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 20.644 | $16.90 | $348.88 |
DisclosureSEC source: 0000926282-21-000038 · primary_doc.xml · nonDerivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,746.268 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| December 01, 2020 Filed Sep 7, 2021 17:25 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 11.124 | $12.86 | $143.05 |
DisclosureSEC source: 0000926282-21-000038 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,725.624 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 7,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000035 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,697 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 15, 2020 Filed Nov 16, 2020 22:50 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 691 | $12.65 | $8,741.15 |
DisclosureSEC source: 0000926282-20-000031 · primary_doc.xml · nonDerivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,544 Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:50 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 259 | $12.39 | $3,208.47 |
DisclosureSEC source: 0000926282-20-000031 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,235 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 01:03 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 257 | $12.51 | $3,215.07 |
DisclosureSEC source: 0000926282-20-000025 · primary_doc.xml · nonDerivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,494 Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 01:03 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 404 | $11.77 | $4,755.08 |
DisclosureSEC source: 0000926282-20-000025 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,751 Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 18:01 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | PurchaseCommon Stock | 3,000 | $9.02 | $27,060.00 |
DisclosureSEC source: 0001773229-19-000035 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,155 Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 20:08 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 9,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000026 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,280 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 20, 2019 20:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 875 | $9.72 | $8,505.00 |
DisclosureSEC source: 0001773229-19-000033 · primary_doc.xml · nonDerivative · entry 3 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,155 Read SEC document |
| November 11, 2019 Filed Nov 20, 2019 20:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 875 | $9.65 | $8,443.75 |
DisclosureSEC source: 0001773229-19-000033 · primary_doc.xml · nonDerivative · entry 2 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,030 Read SEC document |
| November 09, 2019 Filed Nov 20, 2019 20:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 1,375 | $9.63 | $13,241.25 |
DisclosureSEC source: 0001773229-19-000033 · primary_doc.xml · nonDerivative · entry 1 Kimpe Marc · CIK 0001770330 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,905 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.