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NICHOLS ROY J

Disclosed activity across 1 company

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135715
SEC CIK
0000937725

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADTRAN Holdings, Inc.

Report date August 29, 2021 · Filed September 07, 2021

Section 16 reporting ended · disclosed 2021-09-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,844.094 Reported balance After 2021-08-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-29 · Exercise / conversion · Acquired 61.094 · Balance 63,844.094

F1: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Common StockSEC Table I · non-derivativeDirect63,870.564 Reported balance After 2021-09-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-09-02 · Exercise / conversion · Acquired 26.47 · Balance 63,870.564

F1: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Common StockSEC Table I · non-derivativeDirect63,870 Reported balance After 2021-09-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-09-02 · Disposition to issuer · Disposed 0.564 · Balance 63,870

F1: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-08-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-08-29 · Exercise / conversion · Disposed 61.094 · Balance 0

F1: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect26.47 Reported balance After 2021-09-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-09-02 · Grant · Acquired 26.47 · Balance 26.47

F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-09-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-09-02 · Exercise / conversion · Disposed 26.47 · Balance 0

F1: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2021 Filed Sep 7, 2021 13:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · derivative · entry 6

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26.47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · derivative · entry 5

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26.47

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F2 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F2 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.564 $24.57 $13.86
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,870

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 26.47 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,870.564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 29, 2021 Filed Sep 7, 2021 13:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 61.094 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · derivative · entry 4

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61.094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 29, 2021 Filed Sep 7, 2021 13:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 61.094 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,844.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 11:01 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 27.259 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000020 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61.094

Underlying: Common Stock · 27.259 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 11:37 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 33.835 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000010 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33.835

Underlying: Common Stock · 33.835 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:05 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 318.161 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000001 · primary_doc.xml · derivative · entry 4

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 318.161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock andare paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock andare paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock andare paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:05 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 6,094 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000001 · primary_doc.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,783

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:05 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.161 $14.77 $2.38
Disclosure

SEC source: 0000926282-21-000001 · primary_doc.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,689

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock andare paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:05 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 318.161 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-21-000001 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,689.161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock andare paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 10:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 64.783 $0.00 $0.00
Disclosure

SEC source: 0000926282-20-000040 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318.161

Underlying: Common Stock · 64.783 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 15:30 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 79.235 $0.00 $0.00
Disclosure

SEC source: 0000926282-20-000014 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253.378

Underlying: Common Stock · 79.235 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 11:02 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 72.031 $0.00 $0.00
Disclosure

SEC source: 0000926282-20-000002 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174.143

Underlying: Common Stock · 72.031 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 17:41 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 102.112 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000021 · primary_doc.xml · derivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102.112

Underlying: Common Stock · 102.112 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:39 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 250.44 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000001 · primary_doc.xml · derivative · entry 4

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:39 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 9,156 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000001 · primary_doc.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,856

F2 · security: Represents a grant of a restricted stock award that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:39 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.44 $9.89 $4.35
Disclosure

SEC source: 0001773229-20-000001 · primary_doc.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,700

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:39 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 250.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001773229-20-000001 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,700.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 09:58 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000037 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 12:33 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000011 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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May 16, 2019 Filed May 20, 2019 14:01 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 45.815 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000007 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97.302

Underlying: Common Stock · 45.815 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
April 22, 2019 Filed Mar 9, 2020 17:41 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 SaleCommon Stock 12,485 $17.50 $218,478.76
Disclosure

SEC source: 0001773229-20-000021 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,371

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:29 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 51.487 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000017 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51.487

Underlying: Common Stock · 51.487 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connction with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connction with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connction with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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December 31, 2018 Filed Jan 3, 2019 17:19 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 110.947 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000002 · edgar.xml · derivative · entry 8

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110.947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2018 Filed Jan 3, 2019 17:19 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000002 · edgar.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,989

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:19 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.947 $10.74 $10.17
Disclosure

SEC source: 0001179022-19-000002 · edgar.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,671

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:19 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 110.947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-19-000002 · edgar.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,671.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 13:51 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000077 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
September 14, 2018 Filed Mar 19, 2019 16:14 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 SaleCommon Stock 12,485 $18.98 $236,965.30
Disclosure

SEC source: 0001766181-19-000018 · primary_doc.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,132

Read SEC document
August 15, 2018 Filed Aug 17, 2018 13:50 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000064 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 16, 2018 Filed May 17, 2018 17:14 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000034 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 11, 2018 Filed Mar 19, 2019 16:14 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 SaleCommon Stock 1,206 $15.35 $18,512.10
Disclosure

SEC source: 0001766181-19-000018 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,617

Read SEC document
February 14, 2018 Filed Feb 15, 2018 17:25 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000022 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · derivative · entry 8

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,561

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 21, 2017 Filed Nov 28, 2017 09:31 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000068 · edgar.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,841

Read SEC document
November 15, 2017 Filed Nov 22, 2017 10:19 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000058 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

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August 17, 2017 Filed Aug 21, 2017 15:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 16.74 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000038 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52.172

Underlying: Common Stock · 16.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 18, 2017 Filed May 22, 2017 16:41 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 18.73 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000027 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35.432

Underlying: Common Stock · 18.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
February 16, 2017 Filed Feb 28, 2017 17:09 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 16.702 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000005 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.702

Underlying: Common Stock · 16.702 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 18:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 89.69 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001393 · doc4.xml · derivative · entry 9

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89.69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 18:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 4,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001393 · doc4.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,841

Read SEC document
December 31, 2016 Filed Jan 4, 2017 18:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.69 $22.35 $15.42
Disclosure

SEC source: 0001209191-17-001393 · doc4.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,801

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 18:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 89.69 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-001393 · doc4.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,814.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 17, 2016 Filed Jan 4, 2017 18:32 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 21.268 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001393 · doc4.xml · derivative · entry 8

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89.69

Underlying: Common Stock · 89.69 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.