Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADTRAN Holdings, Inc.
Report date July 08, 2022 · Filed July 08, 2022
Section 16 reporting ended · disclosed 2022-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-08 transaction · row 1
1 source rowRow 1 · 2022-07-08 · Disposition to issuer · Disposed 16,551.227 · Balance 0 F1: Includes 14,158 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock. F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock and (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 14,158 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock.
F2: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock and (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2022 Filed Jul 8, 2022 20:22 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 16,551.227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041638 · doc4.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 14,158 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock. F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock and (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:39 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 11.467 | $18.69 | $214.32 |
DisclosureSEC source: 0000926282-22-000033 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,551.227 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 10.42 | $20.48 | $213.40 |
DisclosureSEC source: 0000926282-22-000012 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,539.76 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| January 18, 2022 Filed Jan 26, 2022 17:03 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 122 | $19.15 | $2,336.30 |
DisclosureSEC source: 0000926282-22-000007 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,529.34 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 17:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3.03 | $20.83 | $63.11 |
DisclosureSEC source: 0000926282-21-000075 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,651.34 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 22:59 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000065 · primary_doc.xml · nonDerivative · entry 2 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,851.31 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:37 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000073 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,648.31 F1 · security: We previously reported that 4,215 restricted stock units were granted. The actual number of restricted stock units granted was 4,012. The revised amount of securities beneficially owned following this correction is 16,648.31. The restricted stock units vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:59 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 412 | $21.90 | $9,024.16 |
DisclosureSEC source: 0000926282-21-000065 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,636.31 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:18 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 2,270 | $21.23 | $48,196.87 |
DisclosureSEC source: 0000926282-21-000061 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,048.31 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:37 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3.041 | $20.66 | $62.83 |
DisclosureSEC source: 0000926282-21-000040 · primary_doc.xml · nonDerivative · entry 2 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,318.31 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 15:14 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3.122 | $20.04 | $62.57 |
DisclosureSEC source: 0000926282-21-000031 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333.586 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 04, 2021 Filed Sep 7, 2021 17:37 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3.683 | $16.90 | $62.24 |
DisclosureSEC source: 0000926282-21-000040 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,315.269 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| January 18, 2021 Filed Feb 17, 2021 15:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 149 | $16.71 | $2,489.79 |
DisclosureSEC source: 0000926282-21-000008 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,330.464 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:07 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 2.367 | $12.85 | $30.42 |
DisclosureSEC source: 0000926282-20-000049 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,479.464 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 22:24 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 2,270 | $12.39 | $28,130.07 |
DisclosureSEC source: 0000926282-20-000032 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,671 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:29 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 6,806 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000034 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,477.1 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| September 09, 2020 Filed Sep 16, 2020 15:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 2.917 | $10.34 | $30.16 |
DisclosureSEC source: 0000926282-20-000019 · primary_doc.xml · nonDerivative · entry 3 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,941.097 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| June 09, 2020 Filed Sep 16, 2020 15:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 2.542 | $11.78 | $29.94 |
DisclosureSEC source: 0000926282-20-000019 · primary_doc.xml · nonDerivative · entry 2 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,938.18 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 10, 2020 Filed Sep 16, 2020 15:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3.638 | $8.14 | $29.61 |
DisclosureSEC source: 0000926282-20-000019 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,935.638 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 15:46 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 149 | $10.30 | $1,534.70 |
DisclosureSEC source: 0001773229-20-000008 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,932 Read SEC document |
| January 18, 2020 Filed Sep 7, 2021 17:31 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 171 | $9.20 | $1,573.20 |
DisclosureSEC source: 0000926282-21-000039 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,910 F1 · security: We previously reported that 149 shares of Adtran stock were sold to cover taxes on vested stock awards at $10.30 per share. The actual number of shares sold was 171 shares at $9.20 per share. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:01 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 9,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000025 · primary_doc.xml · nonDerivative · entry 1 Harris Ray · CIK 0001766181 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,081 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.