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Walker Kathryn A

Disclosed activity across 1 company

Tapewire entity
70441
SEC CIK
0001264261

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect98,663 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 98,663

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2025 Filed Jan 5, 2026 23:28 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 13,809 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-002903 · ownership.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,663

F1 · kind: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 14,406 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001099 · ownership.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,854

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:42 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 168.424 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001234 · ownership.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168.424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:42 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 16,349 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001234 · ownership.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,448

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:42 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.424 $7.34 $3.11
Disclosure

SEC source: 0000950170-24-001234 · ownership.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,099

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:42 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 168.424 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-001234 · ownership.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,099.424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:22 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 69.021 $8.37 $577.71
Disclosure

SEC source: 0001209191-23-048672 · doc4.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168.424

Underlying: Common Stock · 69.021 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:08 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 63.206 $9.14 $577.70
Disclosure

SEC source: 0001209191-23-035509 · doc4.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99.403

Underlying: Common Stock · 63.206 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:55 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020787 · doc4.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:13 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004861 · doc4.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,931

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,302

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,512

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,512.474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:08 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060403 · doc4.xml · derivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:44 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000062 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,494.163

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 20:36 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 47,478.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-041661 · doc4.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 3,943 shares of time-based restricted stock under a restricted stock award (an "RSA") and 35.53 shares of restricted stock acquired in connection with such RSA pursuant to a dividend reinvestment feature of the applicable equity plan.

F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, each share of the Issuer's common stock converted, on a one-for-one basis, into a share of common stock of Holdings.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:53 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 47,478.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-041803 · doc4.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,478.53

F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc., ADVA Optical Networking SE, the Issuer (f/k/a Acorn HoldCo, Inc.), and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of the Issuer on July 8, 2022 (the "Effective Time"). At the Effective Time, each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock.

F2 · shares: Includes 3,943 shares of time-based restricted stock under a restricted stock award (an "RSA") and 35.53 shares of restricted stock acquired in connection with such RSA pursuant to a dividend reinvestment feature of the applicable equity plan.

F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc., ADVA Optical Networking SE, the Issuer (f/k/a Acorn HoldCo, Inc.), and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of the Issuer on July 8, 2022 (the "Effective Time"). At the Effective Time, each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock.

F2 · balance_after: Includes 3,943 shares of time-based restricted stock under a restricted stock award (an "RSA") and 35.53 shares of restricted stock acquired in connection with such RSA pursuant to a dividend reinvestment feature of the applicable equity plan.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 18.023 $19.69 $354.87
Disclosure

SEC source: 0000926282-22-000028 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35.53

Underlying: Common Stock · 18.023 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 19:07 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 17.507 $20.27 $354.87
Disclosure

SEC source: 0000926282-22-000017 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17.507

Underlying: Common Stock · 17.507 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 114.476 $0.00 $0.00
Disclosure

SEC source: 0000926282-22-000005 · primary_doc.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114.476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0000926282-22-000005 · primary_doc.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,443

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.476 $22.83 $10.87
Disclosure

SEC source: 0000926282-22-000005 · primary_doc.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 114.476 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-22-000005 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500.476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 17:54 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 26.912 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000080 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114.476

Underlying: Common Stock · 26.912 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 16:51 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000033 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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June 03, 2021 Filed Jun 4, 2021 15:31 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 27.259 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000023 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61.094

Underlying: Common Stock · 27.259 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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March 04, 2021 Filed Mar 8, 2021 17:11 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 33.835 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000013 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33.835

Underlying: Common Stock · 33.835 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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December 31, 2020 Filed Jan 5, 2021 20:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 318.161 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000004 · primary_doc.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 318.161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2020 Filed Jan 5, 2021 20:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 6,094 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000004 · primary_doc.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,386

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

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December 31, 2020 Filed Jan 5, 2021 20:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.161 $14.77 $2.38
Disclosure

SEC source: 0000926282-21-000004 · primary_doc.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,292

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2020 Filed Jan 5, 2021 20:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 318.161 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-21-000004 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,292.161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 01, 2020 Filed Dec 3, 2020 16:15 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 64.783 $0.00 $0.00
Disclosure

SEC source: 0000926282-20-000043 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318.161

Underlying: Common Stock · 64.783 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock grant. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock grant. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock grant. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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September 03, 2020 Filed Sep 8, 2020 19:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 79.235 $0.00 $0.00
Disclosure

SEC source: 0000926282-20-000016 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253.378

Underlying: Common Stock · 79.235 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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June 04, 2020 Filed Jun 5, 2020 16:55 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 72.031 $0.00 $0.00
Disclosure

SEC source: 0000926282-20-000005 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174.143

Underlying: Common Stock · 72.031 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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March 05, 2020 Filed Mar 9, 2020 15:54 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 102.112 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000015 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102.112

Underlying: Common Stock · 102.112 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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December 31, 2019 Filed Jan 3, 2020 21:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 250.44 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000004 · primary_doc.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2019 Filed Jan 3, 2020 21:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 9,156 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000004 · primary_doc.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,974

F2 · security: Represents a grant of a restricted stock award that vests in full on the first anniversary of the date of grant.

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December 31, 2019 Filed Jan 3, 2020 21:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.44 $9.89 $4.35
Disclosure

SEC source: 0001773229-20-000004 · primary_doc.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:23 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 250.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001773229-20-000004 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:35 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000040 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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August 15, 2019 Filed Aug 16, 2019 17:22 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000017 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each divided equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each divided equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each divided equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
May 16, 2019 Filed May 20, 2019 18:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 45.815 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000006 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97.302

Underlying: Common Stock · 45.815 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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February 21, 2019 Filed Feb 25, 2019 19:49 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 51.487 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000005 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51.487

Underlying: Common Stock · 51.487 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:20 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 110.947 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000005 · edgar.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110.947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:20 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000005 · edgar.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.947 $10.74 $10.17
Disclosure

SEC source: 0001179022-19-000005 · edgar.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,094

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 110.947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-19-000005 · edgar.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,094.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed May 24, 2019 16:16 UTC Amendment ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000010 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,568

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 29,412 shares of the Company's common stock.

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November 14, 2018 Filed Nov 16, 2018 18:50 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000075 · edgar.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.