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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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Tapewire entity
5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2021 Filed Nov 17, 2021 22:15 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 874 $21.66 $18,930.84
Disclosure

SEC source: 0000926282-21-000060 · primary_doc.xml · nonDerivative · entry 2

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,552.88

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:10 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 659 $21.66 $14,273.94
Disclosure

SEC source: 0000926282-21-000059 · primary_doc.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,706.608

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:00 UTC
STANTON THOMAS RDirector · Chairman and CEO
Tax withholdingCommon Stock 3,059 $21.66 $66,257.94
Disclosure

SEC source: 0000926282-21-000058 · primary_doc.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,393.18

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:59 UTC
Harris RayChief Information Officer
Tax withholdingCommon Stock 412 $21.90 $9,024.16
Disclosure

SEC source: 0000926282-21-000065 · primary_doc.xml · nonDerivative · entry 1

Harris Ray · CIK 0001766181 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636.31

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:18 UTC
Harris RayChief Information Officer
SaleCommon Stock 2,270 $21.23 $48,196.87
Disclosure

SEC source: 0000926282-21-000061 · primary_doc.xml · nonDerivative · entry 1

Harris Ray · CIK 0001766181 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,048.31

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:25 UTC
Conger RobertSVP, Technology & Strategy
Tax withholdingCommon Stock 209 $21.42 $4,476.78
Disclosure

SEC source: 0000926282-21-000063 · primary_doc.xml · nonDerivative · entry 1

Conger Robert · CIK 0001844323 · SVP, Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,183.598

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:28 UTC
Centis RonaldSVP, Operations
Tax withholdingCommon Stock 726 $21.42 $15,550.92
Disclosure

SEC source: 0000926282-21-000064 · primary_doc.xml · nonDerivative · entry 1

Centis Ronald · CIK 0001769038 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,150.565

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:22 UTC
Kimpe MarcSVP, Research & Development
Tax withholdingCommon Stock 573 $21.42 $12,273.66
Disclosure

SEC source: 0000926282-21-000062 · primary_doc.xml · nonDerivative · entry 1

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,641.316

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:15 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 888 $21.42 $19,020.96
Disclosure

SEC source: 0000926282-21-000060 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,426.88

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:10 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 901 $21.42 $19,299.42
Disclosure

SEC source: 0000926282-21-000059 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,365.608

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:00 UTC
STANTON THOMAS RDirector · Chairman and CEO
Tax withholdingCommon Stock 4,062 $21.42 $87,008.04
Disclosure

SEC source: 0000926282-21-000058 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,452.18

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:59 UTC
Conger RobertSVP, Technology & Strategy
Tax withholdingCommon Stock 116 $20.77 $2,409.32
Disclosure

SEC source: 0000926282-21-000057 · primary_doc.xml · nonDerivative · entry 1

Conger Robert · CIK 0001844323 · SVP, Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,392.598

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:52 UTC
Kimpe MarcSVP, Research & Development
Tax withholdingCommon Stock 214 $20.77 $4,444.78
Disclosure

SEC source: 0000926282-21-000056 · primary_doc.xml · nonDerivative · entry 1

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,214.316

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:48 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 272 $20.77 $5,649.44
Disclosure

SEC source: 0000926282-21-000055 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,314.88

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:45 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 359 $20.77 $7,456.43
Disclosure

SEC source: 0000926282-21-000054 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,266.608

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:41 UTC
STANTON THOMAS RDirector · Chairman and CEO
Tax withholdingCommon Stock 1,663 $20.77 $34,540.51
Disclosure

SEC source: 0000926282-21-000053 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,514.18

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:13 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 559 $20.91 $11,688.69
Disclosure

SEC source: 0000926282-21-000052 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625.608

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:10 UTC
Kimpe MarcSVP, Research & Development
Tax withholdingCommon Stock 335 $20.91 $7,004.85
Disclosure

SEC source: 0000926282-21-000051 · primary_doc.xml · nonDerivative · entry 1

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,428.316

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:06 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 424 $20.91 $8,865.84
Disclosure

SEC source: 0000926282-21-000050 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,586.88

Read SEC document
November 09, 2021 Filed Nov 12, 2021 17:56 UTC
STANTON THOMAS RDirector · Chairman and CEO
Tax withholdingCommon Stock 2,596 $20.91 $54,282.36
Disclosure

SEC source: 0000926282-21-000048 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,177.18

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:03 UTC
Conger RobertSVP, Technology & Strategy
Tax withholdingCommon Stock 153 $20.91 $3,199.23
Disclosure

SEC source: 0000926282-21-000049 · primary_doc.xml · nonDerivative · entry 1

Conger Robert · CIK 0001844323 · SVP, Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,508.598

Read SEC document
November 09, 2021 Filed Nov 12, 2021 14:52 UTC
Nair BalanDirector
PurchaseCommon Stock 4,773 $20.95 $99,992.44
Disclosure

SEC source: 0000926282-21-000047 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,096

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC Exercise / conversionDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · derivative · entry 6

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26.47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · derivative · entry 5

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26.47

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F2 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F2 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC Disposition to issuerCommon Stock 0.564 $24.57 $13.86
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,870

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 13:10 UTC Exercise / conversionCommon Stock 26.47 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,870.564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:48 UTC
Wilson James Denson JrChief Revenue Officer
GrantPhantom Stock · Derivative 73.944 $20.56 $1,520.29
Disclosure

SEC source: 0000926282-21-000046 · primary_doc.xml · derivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968.199

Underlying: Common Stock · 73.944 shares

Expires not disclosed

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:48 UTC
Wilson James Denson JrChief Revenue Officer
GrantCommon Stock 16.763 $18.84 $315.81
Disclosure

SEC source: 0000926282-21-000046 · primary_doc.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 4,064.709

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:48 UTC
Wilson James Denson JrChief Revenue Officer
GrantCommon Stock 40.723 $20.72 $843.78
Disclosure

SEC source: 0000926282-21-000046 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,184.608

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:37 UTC
STANTON THOMAS RDirector · Chairman and CEO
GrantPhantom Stock · Derivative 439.864 $20.56 $9,043.60
Disclosure

SEC source: 0000926282-21-000044 · primary_doc.xml · derivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,936.443

Underlying: Common Stock · 439.864 shares

Expires not disclosed

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:37 UTC
STANTON THOMAS RDirector · Chairman and CEO
GrantCommon Stock 169.115 $20.72 $3,504.06
Disclosure

SEC source: 0000926282-21-000044 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,773.18

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:41 UTC
Scheiterer EduardSVP, Research & Development
GrantCommon Stock 28.71 $20.72 $594.87
Disclosure

SEC source: 0000926282-21-000045 · primary_doc.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,693.845

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:31 UTC GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000043 · primary_doc.xml · derivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F2 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F2 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:31 UTC GrantCommon Stock 32.949 $20.72 $682.70
Disclosure

SEC source: 0000926282-21-000043 · primary_doc.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,754.206

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:49 UTC
Centis RonaldSVP, Operations
GrantCommon Stock 13.025 $20.66 $269.10
Disclosure

SEC source: 0000926282-21-000042 · primary_doc.xml · nonDerivative · entry 2

Centis Ronald · CIK 0001769038 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,876.565

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:45 UTC
Foliano MichaelSVP of Finance & CFO
GrantPhantom Stock · Derivative 90.782 $20.56 $1,866.48
Disclosure

SEC source: 0000926282-21-000041 · primary_doc.xml · derivative · entry 2

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,831.905

Underlying: Common Stock · 90.782 shares

Expires not disclosed

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:45 UTC
Foliano MichaelSVP of Finance & CFO
GrantCommon Stock 1.009 $18.85 $19.02
Disclosure

SEC source: 0000926282-21-000041 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 244.783

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:37 UTC
Harris RayChief Information Officer
GrantCommon Stock 3.041 $20.66 $62.83
Disclosure

SEC source: 0000926282-21-000040 · primary_doc.xml · nonDerivative · entry 2

Harris Ray · CIK 0001766181 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,318.31

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:25 UTC
Kimpe MarcSVP, Research & Development
GrantCommon Stock 17.047 $20.66 $352.19
Disclosure

SEC source: 0000926282-21-000038 · primary_doc.xml · nonDerivative · entry 3

Kimpe Marc · CIK 0001770330 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,763.316

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:17 UTC GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000037 · primary_doc.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:14 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000036 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 16:55 UTC GrantCommon Stock · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000034 · primary_doc.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 16:51 UTC GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000033 · primary_doc.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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September 02, 2021 Filed Jul 1, 2022 13:36 UTC
Conger RobertSVP, Technology & Strategy
GrantCommon Stock 13.518 $20.66 $279.28
Disclosure

SEC source: 0000926282-22-000040 · primary_doc.xml · nonDerivative · entry 3

Conger Robert · CIK 0001844323 · SVP, Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,138.662

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

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August 29, 2021 Filed Sep 7, 2021 13:10 UTC Exercise / conversionDividend Equivalent Rights · Derivative 61.094 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · derivative · entry 4

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61.094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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August 29, 2021 Filed Sep 7, 2021 13:10 UTC Exercise / conversionCommon Stock 61.094 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-21-000035 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,844.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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June 03, 2021 Filed Jun 4, 2021 11:01 UTC GrantDividend Equivalent Rights · Derivative 27.259 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000020 · primary_doc.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61.094

Underlying: Common Stock · 27.259 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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June 03, 2021 Filed Jun 4, 2021 22:02 UTC GrantPhantom Stock · Derivative 92.416 $20.11 $1,858.49
Disclosure

SEC source: 0000926282-21-000025 · primary_doc.xml · derivative · entry 2

Foliano Michael · CIK 0001300513 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,741.123

Underlying: Common Stock · 92.416 shares

Expires not disclosed

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.

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June 03, 2021 Filed Jun 4, 2021 22:02 UTC GrantCommon Stock 1.043 $18.29 $19.08
Disclosure

SEC source: 0000926282-21-000025 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 243.774

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

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June 03, 2021 Filed Jun 4, 2021 15:38 UTC GrantDividend Equivalent Rights · Derivative 27.259 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000024 · primary_doc.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61.094

Underlying: Common Stock · 27.259 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.