Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,688 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · derivative · entry 9 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,688 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,954 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · derivative · entry 8 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Underlying: Common Stock · 1,954 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 31,250 options were granted on July 15, 2015 and were vested as to 50% of the options as of August 15, 2017. Of the remaining 15,625 options held by the executive after the sales on that date, 1953/4 options will vest on the 15th of each of October, January, April and July until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 7,812 | $21.14 | $165,145.68 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 6 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $21.15, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of August 15, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 7,812 | $7.20 | $56,246.40 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 5 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 4,688 | $21.10 | $98,916.80 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 4,688 | $7.96 | $37,316.48 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 1,954 | $21.11 | $41,248.94 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:22 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 1,954 | $12.04 | $23,526.16 |
DisclosureSEC source: 0001209191-17-048964 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of August 15, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:16 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-038603 · doc4.xml · derivative · entry 6 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:16 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-038603 · doc4.xml · derivative · entry 5 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:16 UTC |
KEITHLEY JOSEPH PDirector
|
SaleCommon Stock | 10,000 | $24.55 | $245,500.00 |
DisclosureSEC source: 0001209191-17-038603 · doc4.xml · nonDerivative · entry 4 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,439 F1 · balance_after: Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:16 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 10,000 | $7.96 | $79,600.00 |
DisclosureSEC source: 0001209191-17-038603 · doc4.xml · nonDerivative · entry 3 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:16 UTC |
KEITHLEY JOSEPH PDirector
|
SaleCommon Stock | 10,000 | $24.60 | $246,000.00 |
DisclosureSEC source: 0001209191-17-038603 · doc4.xml · nonDerivative · entry 2 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,439 F1 · balance_after: Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:16 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 10,000 | $7.20 | $72,000.00 |
DisclosureSEC source: 0001209191-17-038603 · doc4.xml · nonDerivative · entry 1 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:15 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionStock option (right to buy) · Derivative | 31,250 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-038600 · doc4.xml · derivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:15 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 31,250 | $24.49 | $765,312.50 |
DisclosureSEC source: 0001209191-17-038600 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,912 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.45 to $24.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of June 6, 2017, 25,985 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:15 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionCommon Stock | 31,250 | $6.40 | $200,000.00 |
DisclosureSEC source: 0001209191-17-038600 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 6, 2017, 25,985 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:12 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-038599 · doc4.xml · derivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:12 UTC |
Bintz William JEVP, Product Development
|
SaleCommon Stock | 75,000 | $23.39 | $1,754,250.00 |
DisclosureSEC source: 0001209191-17-038599 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,094 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.55, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of June 6, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:12 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 75,000 | $7.96 | $597,000.00 |
DisclosureSEC source: 0001209191-17-038599 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 6, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:40 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-036556 · doc4.xml · derivative · entry 6 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:40 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001209191-17-036556 · doc4.xml · derivative · entry 5 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:40 UTC |
KEITHLEY JOSEPH PDirector
|
SaleCommon Stock | 10,000 | $21.61 | $216,100.00 |
DisclosureSEC source: 0001209191-17-036556 · doc4.xml · nonDerivative · entry 4 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,439 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $21.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 31, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:40 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 10,000 | $3.72 | $37,200.00 |
DisclosureSEC source: 0001209191-17-036556 · doc4.xml · nonDerivative · entry 3 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 31, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:40 UTC |
KEITHLEY JOSEPH PDirector
|
SaleCommon Stock | 10,000 | $21.66 | $216,600.00 |
DisclosureSEC source: 0001209191-17-036556 · doc4.xml · nonDerivative · entry 2 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,439 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.65 to $21.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 31, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 31, 2017 Filed May 31, 2017 17:40 UTC |
KEITHLEY JOSEPH PDirector
|
Exercise / conversionCommon Stock | 10,000 | $6.16 | $61,600.00 |
DisclosureSEC source: 0001209191-17-036556 · doc4.xml · nonDerivative · entry 1 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 31, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 26, 2017 Filed May 26, 2017 20:16 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionStock option (right to buy) · Derivative | 56,250 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · derivative · entry 6 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 26, 2017 20:16 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
SaleCommon Stock | 56,250 | $21.92 | $1,233,000.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.80 to $21.95, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 26, 2017 Filed May 26, 2017 20:16 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 56,250 | $7.96 | $447,750.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:16 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · derivative · entry 5 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:16 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
SaleCommon Stock | 37,500 | $21.96 | $823,500.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.90 to $22.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:16 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 37,500 | $6.40 | $240,000.00 |
DisclosureSEC source: 0001209191-17-035803 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 25 and 26, 2017, 39,167 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 18, 2017 Filed May 18, 2017 20:53 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,671 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-033626 · doc4.xml · derivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,579 Underlying: Common Stock · 13,671 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 31,250 options were granted on July 15, 2015 and were vested as to 44% of the options as of May 18, 2017. Of the remaining 17,579 options held by the executive after the sales on that date, 1953 options will vest on the 15th of each of July, October, January, and April until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| May 18, 2017 Filed May 18, 2017 20:53 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 12,117 | $21.18 | $256,638.06 |
DisclosureSEC source: 0001209191-17-033626 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,244 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.25, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 18, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 18, 2017 Filed May 18, 2017 20:53 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 13,671 | $12.04 | $164,598.84 |
DisclosureSEC source: 0001209191-17-033626 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 18, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 16:45 UTC |
KEITHLEY JOSEPH PDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033147 · doc4.xml · nonDerivative · entry 1 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,439 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2 · balance_after: Of the shares held on May 17, 2017, 3,802 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 16:47 UTC |
NETTLES PATRICK HDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033157 · doc4.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,360 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2 · balance_after: Of the shares held on May 17, 2017, 3,802 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:46 UTC |
KURTZWEIL JOHN TDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033154 · doc4.xml · nonDerivative · entry 2 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,289 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F4 · balance_after: Of the shares held on May 17, 2017, 9,427 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:55 UTC |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033183 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,094 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 28,675 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:55 UTC |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033183 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,761 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:00 UTC |
PUMA MARY GDirector · President and CEO
|
GrantCommon Stock | 11,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033202 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,097 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 102,083 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:00 UTC |
PUMA MARY GDirector · President and CEO
|
GrantCommon Stock | 34,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033202 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,639 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:59 UTC |
Low RussellEVP, Engineering
|
GrantCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033197 · doc4.xml · nonDerivative · entry 2 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,282 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F4 · balance_after: Of the shares held as of May 17, 2017, 24,282 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:59 UTC |
Low RussellEVP, Engineering
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033197 · doc4.xml · nonDerivative · entry 1 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,949 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. F2 · balance_after: Of the shares held immediately prior to May 17, 2017 10,949 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:58 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
GrantCommon Stock | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033192 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,690 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 25,986 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:58 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
GrantCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033192 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,773 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:57 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
GrantCommon Stock | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033188 · doc4.xml · nonDerivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,912 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 25,986 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:57 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
GrantCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033188 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,995 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:56 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
GrantCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033187 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 39,167 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:56 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033187 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,017 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.