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person · Reporting owner

KURTZWEIL JOHN T

Disclosed activity across 3 companies

Tapewire entity
45764
SEC CIK
0001184588

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXCELIS TECHNOLOGIES INCACLS · Entity 4152DirectorMay 19, 2026May 20, 2026
Akoustis Technologies, Inc.AKTS · Entity 88229Chief Financial OfficerSeptember 28, 2018October 01, 2018
SkyWater Technology, LLCSKYT · Entity 27424DirectorJune 12, 2023June 14, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXCELIS TECHNOLOGIES INC

Report date May 19, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,990 Reported balance After 2026-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-19 · Sale · Disposed 3,500 · Balance 32,990

F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7600 to $139.1300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: Of the shares held after this sale on May 19, 2026, 1,440 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7600 to $139.1300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: Of the shares held after this sale on May 19, 2026, 1,440 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Akoustis Technologies, Inc.

Report date September 28, 2018 · Filed October 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect107,300 Reported balance After 2018-09-28 transaction · row 1
1 source row

Row 1 · 2018-09-28 · Sale · Disposed 12,500 · Balance 107,300

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on September 27, 2018.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.76 to $8.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on September 27, 2018.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.76 to $8.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SkyWater Technology, LLC

Report date June 12, 2023 · Filed June 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,097 Reported balance After 2023-06-12 transaction · row 1
1 source row

Row 1 · 2023-06-12 · Sale · Disposed 7,447 · Balance 28,097

F1: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 20, 2026 21:05 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 3,500 $138.79 $485,770.95
Disclosure

SEC source: 0001184588-26-000004 · form4-05202026_050512.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,990

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7600 to $139.1300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held after this sale on May 19, 2026, 1,440 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:05 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001184588-26-000002 · form4-05182026_050505.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,490

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2026. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2027.

F2 · balance_after: Of the shares held as of May 15, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 20, 2025 Filed May 21, 2025 21:05 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 1,682 $61.93 $104,166.26
Disclosure

SEC source: 0001415889-25-013958 · form4-05212025_050501.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,050

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.72 to $62.22, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Of the shares held as of May 20, 2025, 3,586 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2025 Filed May 15, 2025 21:00 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 3,586 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013214 · form4-05152025_050510.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,732

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2025. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2026.

F2 · balance_after: Of the shares held as of May 15, 2025, 3,586 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 20, 2024 Filed May 20, 2024 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 1,200 $114.42 $137,304.00
Disclosure

SEC source: 0001415889-24-013742 · form4-05202024_040513.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,146

F1 · balance_after: Of the shares held as of May 20, 2024, 1,662 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2024 Filed May 15, 2024 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013221 · form4-05152024_040514.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,846

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2025.

F2 · balance_after: Of the shares held as of May 15, 2024, 1,162 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2024 Filed May 16, 2024 20:15 UTC Amendment AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 1,662 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013329 · form4a-05162024_040540.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,346

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2025.

F2 · balance_after: Of the shares held as of May 15, 2024, 1,662 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:14 UTC SkyWater Technology, LLC SKYT · Entity 27424 SaleCommon Stock 7,447 $9.50 $70,746.50
Disclosure

SEC source: 0001184588-23-000004 · wk-form4_1686773635.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,097

F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:52 UTC SkyWater Technology, LLC SKYT · Entity 27424 GrantCommon Stock 10,060 $0.00 $0.00
Disclosure

SEC source: 0001184588-23-000002 · wk-form4_1686343924.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,544

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:04 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 2,689 $138.69 $372,937.41
Disclosure

SEC source: 0001209191-23-030585 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,684

F1 · balance_after: Of the shares held as of May 18, 2023, 1,282 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:20 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 1,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029794 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,373

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 15, 2024.

F2 · balance_after: Of the shares held after this grant on of May 15, 2023, 3,971 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:11 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 3,037 $78.42 $238,161.54
Disclosure

SEC source: 0001209191-22-060476 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

F1 · balance_after: Of the shares held as of December 8, 2022, 2,689 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:49 UTC SkyWater Technology, LLC SKYT · Entity 27424 GrantCommon Stock 14,947 $0.00 $0.00
Disclosure

SEC source: 0001819974-22-000033 · wf-form4_165428931501710.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,484

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

Read SEC document
May 16, 2022 Filed May 16, 2022 20:29 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 2,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029143 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,128

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 16, 2023.

F2 · balance_after: Of the shares held after this grant on of May 16, 2022, 2,689 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
November 22, 2021 Filed Nov 22, 2021 21:35 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 3,497 $64.58 $225,836.26
Disclosure

SEC source: 0001209191-21-066106 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,439

F1 · kind: This sale of shares was made to cover the tax liability incident to the vesting of shares on November 17, 2021 under a restricted stock unit granted to the director on May 17, 2021.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $64.52 to $64.58, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2021 Filed May 17, 2021 20:38 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 3,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033175 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,936

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 17, 2021.

F2 · balance_after: Of the shares held after this grant on of May 17, 2021, 3,497 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 22:54 UTC SkyWater Technology, LLC SKYT · Entity 27424 GrantCommon Stock 7,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016776 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 22:13 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 3,000 $27.52 $82,560.00
Disclosure

SEC source: 0001209191-20-060270 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,439

F1 · kind: This sale of 3,000 shares was made to cover the tax liability incident to the vesting of 6,881 shares on November 15, 2020 under a restricted stock unit granted to the director on May 15, 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $27.54, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2020 Filed May 15, 2020 12:54 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029480 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,439

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2020.

F2 · balance_after: Of the shares held as of May 15, 2020, 6,881 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
November 19, 2019 Filed Nov 19, 2019 21:52 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 3,000 $22.47 $67,410.00
Disclosure

SEC source: 0001209191-19-057214 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,558

F1 · kind: This sale of 3,000 shares was made to cover the tax liability incident to the vesting of 6,232 shares on November 15, 2019 under a restricted stock unit granted to the director on May 15, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.45 to $22.53, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 1,400 $16.78 $23,492.00
Disclosure

SEC source: 0001209191-19-030886 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,558

F1 · kind: This sale of shares was made to cover the tax liability incident to the vesting of shares under a restricted stock unit granted to the director.

F2 · balance_after: Of the shares held as of May 17, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:18 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 6,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030093 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,958

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019.

F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 21:06 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 2,500 $17.61 $44,025.00
Disclosure

SEC source: 0001209191-18-059708 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,726

F1 · kind: This sale of 2500 shares was made to cover the tax liability incident to the vesting of 5,637 shares on November 16, 2018 under a restricted stock unit granted to the director on May 16, 2018.

F2 · balance_after: Of the shares held as of November 20, 2018, 2,813 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 10:09 UTC Akoustis Technologies, Inc. AKTS · Entity 88229 SaleCommon Stock 12,500 $8.08 $101,000.00
Disclosure

SEC source: 0001615774-18-010236 · s113020_form4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,300

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on September 27, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.76 to $8.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2018 Filed May 18, 2018 20:15 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 900 $21.24 $19,116.00
Disclosure

SEC source: 0001209191-18-031400 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,226

F1 · kind: This sale of 900 shares was made to cover the tax liability incident to the vesting of 2,812 shares on May 15, 2018 under a restricted stock unit granted to the director on May 15, 2015.

F2 · balance_after: Of the shares held as of May 18, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
May 16, 2018 Filed May 17, 2018 12:14 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 5,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030761 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,126

F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018.

F2 · balance_after: Of the shares held as of May 16, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 00:25 UTC Akoustis Technologies, Inc. AKTS · Entity 88229 SaleCommon Stock 2,200 $6.16 $13,552.00
Disclosure

SEC source: 0001615774-18-000645 · s108856_form4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,800

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. The shares were sold to fund federal and state individual tax obligations.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 22:14 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 1,800 $34.03 $61,254.00
Disclosure

SEC source: 0001209191-17-060947 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

F1 · kind: This sale of 1,800 shares was made to cover the tax liability incident to the vesting of 3,802 shares on November 17, 2017 under restricted stock units granted to the director on May 17, 2017.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.05, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Of the shares held as of November 15, 2017, 9,427 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 20:39 UTC Akoustis Technologies, Inc. AKTS · Entity 88229 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001615774-17-005475 · s107640_form4.xml · derivative · entry 2

KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-09-26

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on September 27, 2018.

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September 27, 2017 Filed Sep 29, 2017 20:39 UTC Akoustis Technologies, Inc. AKTS · Entity 88229 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001615774-17-005475 · s107640_form4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

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May 17, 2017 Filed May 17, 2017 20:46 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 GrantCommon Stock 3,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033154 · doc4.xml · nonDerivative · entry 2

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,289

F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017.

F4 · balance_after: Of the shares held on May 17, 2017, 9,427 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

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May 16, 2017 Filed May 17, 2017 20:46 UTC AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 SaleCommon Stock 900 $21.65 $19,485.00
Disclosure

SEC source: 0001209191-17-033154 · doc4.xml · nonDerivative · entry 1

KURTZWEIL JOHN T · CIK 0001184588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,487

F1 · kind: This sale of 900 shares was made to cover the tax liability incident to the vesting of 2,813 shares on May 15, 2017 under a restricted stock unit granted to the director on May 15, 2015.

F2 · balance_after: Of the shares held as of May 16, 2017, 5,625 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.