Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | Director | May 19, 2026 | May 20, 2026 |
| Akoustis Technologies, Inc.AKTS · Entity 88229 | Chief Financial Officer | September 28, 2018 | October 01, 2018 |
| SkyWater Technology, LLCSKYT · Entity 27424 | Director | June 12, 2023 | June 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXCELIS TECHNOLOGIES INC
Report date May 19, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,990 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Sale · Disposed 3,500 · Balance 32,990 F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7600 to $139.1300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Of the shares held after this sale on May 19, 2026, 1,440 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7600 to $139.1300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Of the shares held after this sale on May 19, 2026, 1,440 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.
Akoustis Technologies, Inc.
Report date September 28, 2018 · Filed October 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,300 |
Reported balance
After 2018-09-28 transaction · row 1
1 source rowRow 1 · 2018-09-28 · Sale · Disposed 12,500 · Balance 107,300 F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on September 27, 2018. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.76 to $8.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on September 27, 2018.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.76 to $8.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
SkyWater Technology, LLC
Report date June 12, 2023 · Filed June 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,097 |
Reported balance
After 2023-06-12 transaction · row 1
1 source rowRow 1 · 2023-06-12 · Sale · Disposed 7,447 · Balance 28,097 F1: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 20, 2026 21:05 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,500 | $138.79 | $485,770.95 |
DisclosureSEC source: 0001184588-26-000004 · form4-05202026_050512.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,990 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7600 to $139.1300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held after this sale on May 19, 2026, 1,440 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:05 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001184588-26-000002 · form4-05182026_050505.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,490 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2026. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2027. F2 · balance_after: Of the shares held as of May 15, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 20, 2025 Filed May 21, 2025 21:05 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,682 | $61.93 | $104,166.26 |
DisclosureSEC source: 0001415889-25-013958 · form4-05212025_050501.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,050 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.72 to $62.22, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of May 20, 2025, 3,586 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2025 Filed May 15, 2025 21:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 3,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013214 · form4-05152025_050510.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,732 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2025. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2026. F2 · balance_after: Of the shares held as of May 15, 2025, 3,586 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 20, 2024 Filed May 20, 2024 20:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,200 | $114.42 | $137,304.00 |
DisclosureSEC source: 0001415889-24-013742 · form4-05202024_040513.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,146 F1 · balance_after: Of the shares held as of May 20, 2024, 1,662 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2024 Filed May 15, 2024 20:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013221 · form4-05152024_040514.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,846 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2025. F2 · balance_after: Of the shares held as of May 15, 2024, 1,162 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2024 Filed May 16, 2024 20:15 UTC Amendment | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013329 · form4a-05162024_040540.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,346 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2025. F2 · balance_after: Of the shares held as of May 15, 2024, 1,662 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:14 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | SaleCommon Stock | 7,447 | $9.50 | $70,746.50 |
DisclosureSEC source: 0001184588-23-000004 · wk-form4_1686773635.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,097 F1 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:52 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 10,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001184588-23-000002 · wk-form4_1686343924.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,544 F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| May 18, 2023 Filed May 18, 2023 20:04 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 2,689 | $138.69 | $372,937.41 |
DisclosureSEC source: 0001209191-23-030585 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,684 F1 · balance_after: Of the shares held as of May 18, 2023, 1,282 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:20 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029794 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,373 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 15, 2024. F2 · balance_after: Of the shares held after this grant on of May 15, 2023, 3,971 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,037 | $78.42 | $238,161.54 |
DisclosureSEC source: 0001209191-22-060476 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 F1 · balance_after: Of the shares held as of December 8, 2022, 2,689 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:49 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 14,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001819974-22-000033 · wf-form4_165428931501710.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,484 F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| May 16, 2022 Filed May 16, 2022 20:29 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 2,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029143 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,128 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 16, 2023. F2 · balance_after: Of the shares held after this grant on of May 16, 2022, 2,689 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,497 | $64.58 | $225,836.26 |
DisclosureSEC source: 0001209191-21-066106 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,439 F1 · kind: This sale of shares was made to cover the tax liability incident to the vesting of shares on November 17, 2021 under a restricted stock unit granted to the director on May 17, 2021. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $64.52 to $64.58, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2021 Filed May 17, 2021 20:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 3,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033175 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,936 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 17, 2021. F2 · balance_after: Of the shares held after this grant on of May 17, 2021, 3,497 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 22:54 UTC | SkyWater Technology, LLC SKYT · Entity 27424 | GrantCommon Stock | 7,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016776 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,537 F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,000 | $27.52 | $82,560.00 |
DisclosureSEC source: 0001209191-20-060270 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,439 F1 · kind: This sale of 3,000 shares was made to cover the tax liability incident to the vesting of 6,881 shares on November 15, 2020 under a restricted stock unit granted to the director on May 15, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $27.54, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2020 Filed May 15, 2020 12:54 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029480 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,439 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2020. F2 · balance_after: Of the shares held as of May 15, 2020, 6,881 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 21:52 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,000 | $22.47 | $67,410.00 |
DisclosureSEC source: 0001209191-19-057214 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,558 F1 · kind: This sale of 3,000 shares was made to cover the tax liability incident to the vesting of 6,232 shares on November 15, 2019 under a restricted stock unit granted to the director on May 15, 2019. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.45 to $22.53, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,400 | $16.78 | $23,492.00 |
DisclosureSEC source: 0001209191-19-030886 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,558 F1 · kind: This sale of shares was made to cover the tax liability incident to the vesting of shares under a restricted stock unit granted to the director. F2 · balance_after: Of the shares held as of May 17, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:18 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030093 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,958 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 21:06 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 2,500 | $17.61 | $44,025.00 |
DisclosureSEC source: 0001209191-18-059708 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,726 F1 · kind: This sale of 2500 shares was made to cover the tax liability incident to the vesting of 5,637 shares on November 16, 2018 under a restricted stock unit granted to the director on May 16, 2018. F2 · balance_after: Of the shares held as of November 20, 2018, 2,813 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 10:09 UTC | Akoustis Technologies, Inc. AKTS · Entity 88229 | SaleCommon Stock | 12,500 | $8.08 | $101,000.00 |
DisclosureSEC source: 0001615774-18-010236 · s113020_form4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,300 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on September 27, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.76 to $8.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2018 Filed May 18, 2018 20:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 900 | $21.24 | $19,116.00 |
DisclosureSEC source: 0001209191-18-031400 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,226 F1 · kind: This sale of 900 shares was made to cover the tax liability incident to the vesting of 2,812 shares on May 15, 2018 under a restricted stock unit granted to the director on May 15, 2015. F2 · balance_after: Of the shares held as of May 18, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:14 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030761 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,126 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 00:25 UTC | Akoustis Technologies, Inc. AKTS · Entity 88229 | SaleCommon Stock | 2,200 | $6.16 | $13,552.00 |
DisclosureSEC source: 0001615774-18-000645 · s108856_form4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,800 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. The shares were sold to fund federal and state individual tax obligations. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 22:14 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,800 | $34.03 | $61,254.00 |
DisclosureSEC source: 0001209191-17-060947 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,498 F1 · kind: This sale of 1,800 shares was made to cover the tax liability incident to the vesting of 3,802 shares on November 17, 2017 under restricted stock units granted to the director on May 17, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.05, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Of the shares held as of November 15, 2017, 9,427 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 20:39 UTC | Akoustis Technologies, Inc. AKTS · Entity 88229 | GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $7.12 | $0.00 |
DisclosureSEC source: 0001615774-17-005475 · s107640_form4.xml · derivative · entry 2 KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-09-26 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on September 27, 2018. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 20:39 UTC | Akoustis Technologies, Inc. AKTS · Entity 88229 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-005475 · s107640_form4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000 Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:46 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033154 · doc4.xml · nonDerivative · entry 2 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,289 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F4 · balance_after: Of the shares held on May 17, 2017, 9,427 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:46 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 900 | $21.65 | $19,485.00 |
DisclosureSEC source: 0001209191-17-033154 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,487 F1 · kind: This sale of 900 shares was made to cover the tax liability incident to the vesting of 2,813 shares on May 15, 2017 under a restricted stock unit granted to the director on May 15, 2015. F2 · balance_after: Of the shares held as of May 16, 2017, 5,625 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.