Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 1, 2018 20:34 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock option (right to buy) · Derivative | 1,953 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-18-034696 · doc4.xml · derivative · entry 6 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,766 Underlying: Common Stock · 1,953 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: These options will vest as to 20% of the unvested shares each of October 15,2018, January 15,2019, April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 20:34 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 1,953 | $21.74 | $42,458.22 |
DisclosureSEC source: 0001209191-18-034696 · doc4.xml · nonDerivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,296 F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 20:34 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 1,953 | $12.04 | $23,514.12 |
DisclosureSEC source: 0001209191-18-034696 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 20:34 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 1,154 | $21.71 | $25,053.34 |
DisclosureSEC source: 0001209191-18-034696 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,296 F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 20:34 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 3,000 | $21.72 | $65,160.00 |
DisclosureSEC source: 0001209191-18-034696 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450 F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 01, 2018 Filed Feb 12, 2019 21:11 UTC Amendment |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock option (right to buy) · Derivative | 1,953 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-19-009283 · doc4a.xml · derivative · entry 6 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,766 Underlying: Common Stock · 1,953 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: These options will vest as to 20% of the unvested shares each of October 15,2018, January 15,2019, April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date. Read SEC document |
| June 01, 2018 Filed Feb 12, 2019 21:11 UTC Amendment |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 1,953 | $21.74 | $42,458.22 |
DisclosureSEC source: 0001209191-19-009283 · doc4a.xml · nonDerivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,896 F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. F2 · balance_after: The original Form 4, filed on June 1, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on June 1, 2018 as a total of 1,154 shares sold when in fact 1,554 shares of the Issuer's common stock were sold. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction of 400 shares. Read SEC document |
| June 01, 2018 Filed Feb 12, 2019 21:11 UTC Amendment |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 1,953 | $12.04 | $23,514.12 |
DisclosureSEC source: 0001209191-19-009283 · doc4a.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. F2 · balance_after: The original Form 4, filed on June 1, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on June 1, 2018 as a total of 1,154 shares sold when in fact 1,554 shares of the Issuer's common stock were sold. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction of 400 shares. Read SEC document |
| June 01, 2018 Filed Feb 12, 2019 21:11 UTC Amendment |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 1,554 | $21.71 | $33,737.34 |
DisclosureSEC source: 0001209191-19-009283 · doc4a.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,896 F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. F2 · balance_after: The original Form 4, filed on June 1, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on June 1, 2018 as a total of 1,154 shares sold when in fact 1,554 shares of the Issuer's common stock were sold. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction of 400 shares. Read SEC document |
| June 01, 2018 Filed Feb 12, 2019 21:11 UTC Amendment |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 3,000 | $21.72 | $65,160.00 |
DisclosureSEC source: 0001209191-19-009283 · doc4a.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450 F1 · balance_after: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 18, 2018 Filed May 18, 2018 20:15 UTC |
KURTZWEIL JOHN TDirector
|
SaleCommon Stock | 900 | $21.24 | $19,116.00 |
DisclosureSEC source: 0001209191-18-031400 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,226 F1 · kind: This sale of 900 shares was made to cover the tax liability incident to the vesting of 2,812 shares on May 15, 2018 under a restricted stock unit granted to the director on May 15, 2015. F2 · balance_after: Of the shares held as of May 18, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:13 UTC |
PUMA MARY GDirector · President and CEO
|
Tax withholdingCommon Stock | 3,820 | $22.40 | $85,568.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,941 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 128,330 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:12 UTC |
Low RussellEVP, Engineering
|
Tax withholdingCommon Stock | 737 | $22.40 | $16,508.80 |
DisclosureSEC source: 0001209191-18-031394 · doc4.xml · nonDerivative · entry 3 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,324 F6 · price: Represents the closing price on May 17, 2018. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F7 · balance_after: Of the shares held as of May 17, 2018, 31,974 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:10 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Tax withholdingCommon Stock | 645 | $22.40 | $14,448.00 |
DisclosureSEC source: 0001209191-18-031388 · doc4.xml · nonDerivative · entry 4 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,643 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 31,286 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:11 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Tax withholdingCommon Stock | 645 | $22.40 | $14,448.00 |
DisclosureSEC source: 0001209191-18-031391 · doc4.xml · nonDerivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,450 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:09 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 921 | $22.40 | $20,630.40 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,533 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 55,815 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:06 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Tax withholdingCommon Stock | 737 | $22.40 | $16,508.80 |
DisclosureSEC source: 0001209191-18-031380 · doc4.xml · nonDerivative · entry 4 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,889 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 33,989 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:07 UTC |
Bintz William JEVP, Product Development
|
Tax withholdingCommon Stock | 737 | $22.40 | $16,508.80 |
DisclosureSEC source: 0001209191-18-031381 · doc4.xml · nonDerivative · entry 4 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,517 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 33,989 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 08:13 UTC |
KEITHLEY JOSEPH PDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030760 · doc4.xml · nonDerivative · entry 1 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,076 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 5,637 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:14 UTC |
St Dennis ThomasDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030762 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,326 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:14 UTC |
KURTZWEIL JOHN TDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030761 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,126 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:12 UTC |
George Arthur L JrDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030759 · doc4.xml · nonDerivative · entry 1 George Arthur L Jr · CIK 0001360852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,326 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:11 UTC |
FLETCHER R JOHNDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030758 · doc4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 5,637 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:11 UTC |
FAUBERT RICHARD JDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030757 · doc4.xml · nonDerivative · entry 1 FAUBERT RICHARD J · CIK 0001230508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,326 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: Of the shares held as of May 16, 2018, 8,450 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:10 UTC |
Chiu Tzu YinDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030755 · doc4.xml · nonDerivative · entry 2 Chiu Tzu Yin · CIK 0001738290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,274 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F2 · balance_after: All of the shares held as of May 16, 2018, were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 17, 2018 12:10 UTC |
Chiu Tzu YinDirector
|
GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030755 · doc4.xml · nonDerivative · entry 1 Chiu Tzu Yin · CIK 0001738290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,637 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018. F2 · balance_after: All of the shares held as of May 16, 2018, were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC |
PUMA MARY GDirector · President and CEO
|
GrantCommon Stock | 32,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,761 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 136,923 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC |
PUMA MARY GDirector · President and CEO
|
GrantCommon Stock | 32,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,237 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 104,399 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC |
PUMA MARY GDirector · President and CEO
|
Tax withholdingCommon Stock | 8,335 | $22.40 | $186,704.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,713 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 71,875 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:12 UTC |
Low RussellEVP, Engineering
|
GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031394 · doc4.xml · nonDerivative · entry 2 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,061 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F4 · balance_after: Of the shares held as of May 16, 2018, 34,474 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:12 UTC |
Low RussellEVP, Engineering
|
GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031394 · doc4.xml · nonDerivative · entry 1 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,930 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F2 · balance_after: Of the shares held as of May 16, 2018, 26,343 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
GrantCommon Stock | 7,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031388 · doc4.xml · nonDerivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,288 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 33,473 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
GrantCommon Stock | 7,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031388 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,699 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 25,884 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Tax withholdingCommon Stock | 1,406 | $22.40 | $31,494.40 |
DisclosureSEC source: 0001209191-18-031388 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,110 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 18,295 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:11 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
GrantCommon Stock | 7,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031391 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,095 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 33,473 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:11 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
GrantCommon Stock | 7,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031391 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,506 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 25,884 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:11 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Tax withholdingCommon Stock | 1,406 | $22.40 | $31,494.40 |
DisclosureSEC source: 0001209191-18-031391 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,917 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 18,295 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,454 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 58,940 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,734 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 43,220 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:09 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,209 | $22.40 | $49,481.60 |
DisclosureSEC source: 0001209191-18-031385 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,014 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 27,500 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:06 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031380 · doc4.xml · nonDerivative · entry 3 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,626 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 36,489 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:06 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031380 · doc4.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,495 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 28,358 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:06 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Tax withholdingCommon Stock | 1,507 | $22.40 | $33,756.80 |
DisclosureSEC source: 0001209191-18-031380 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,364 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 20,227 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:07 UTC |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031381 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,254 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 36,489 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:07 UTC |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031381 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,123 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 28,358 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:07 UTC |
Bintz William JEVP, Product Development
|
Tax withholdingCommon Stock | 1,507 | $22.40 | $33,756.80 |
DisclosureSEC source: 0001209191-18-031381 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,992 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 20,227 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 16:24 UTC |
KEITHLEY JOSEPH PDirector
|
SaleCommon Stock | 4,000 | $26.75 | $107,000.00 |
DisclosureSEC source: 0001209191-18-019558 · doc4.xml · nonDerivative · entry 1 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,439 Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 20:23 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,953 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-18-019555 · doc4.xml · derivative · entry 4 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Underlying: Common Stock · 1,953 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 31,250 options were granted on July 15, 2015 and were vested as to 62.5% of the options as of January 15, 2018. Of the remaining 11,719 options held by the executive after the sales reported on this form, 1953/4 options will vest on the 15th of each of October, January, April and July until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 20:23 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 3,478 | $26.52 | $92,236.56 |
DisclosureSEC source: 0001209191-18-019555 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,324 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.47 to $26.55, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of March 14, 2018, 23,069 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 20:23 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 1,953 | $12.04 | $23,514.12 |
DisclosureSEC source: 0001209191-18-019555 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of March 14, 2018, 23,069 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.