Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2019 Filed May 23, 2019 20:13 UTC Amendment |
ALDEBORGH JOHN EEVP, Customer Operations
|
Tax withholdingCommon Stock | 720 | $16.95 | $12,204.00 |
DisclosureSEC source: 0001209191-19-032286 · doc4a.xml · nonDerivative · entry 4 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,063 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held as of May 16, 2019, 50,584 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2019 Filed May 23, 2019 20:13 UTC Amendment |
ALDEBORGH JOHN EEVP, Customer Operations
|
Tax withholdingCommon Stock | 1,811 | $16.95 | $30,696.45 |
DisclosureSEC source: 0001209191-19-032286 · doc4a.xml · nonDerivative · entry 3 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,783 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held as of May 16, 2019, 50,584 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 17:17 UTC |
KEITHLEY JOSEPH PDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030092 · doc4.xml · nonDerivative · entry 1 KEITHLEY JOSEPH P · CIK 0001073329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,308 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:15 UTC |
FLETCHER R JOHNDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030089 · doc4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,104 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:14 UTC |
Chiu Tzu YinDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030084 · doc4.xml · nonDerivative · entry 1 Chiu Tzu Yin · CIK 0001738290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,506 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 11,869 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:18 UTC |
St Dennis ThomasDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030095 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,558 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:18 UTC |
KURTZWEIL JOHN TDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030093 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,958 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:16 UTC |
George Arthur L JrDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030091 · doc4.xml · nonDerivative · entry 1 George Arthur L Jr · CIK 0001360852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,558 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:14 UTC |
FAUBERT RICHARD JDirector
|
GrantCommon Stock | 6,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030087 · doc4.xml · nonDerivative · entry 1 FAUBERT RICHARD J · CIK 0001230508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,558 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2019. F2 · balance_after: Of the shares held as of May 15, 2019, 6,232 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:26 UTC |
Low RussellEVP, Engineering
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030937 · doc4.xml · nonDerivative · entry 2 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,783 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 51,538 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:26 UTC |
Low RussellEVP, Engineering
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030937 · doc4.xml · nonDerivative · entry 1 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,600 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 38,355 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:25 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
GrantCommon Stock | 11,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030933 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,639 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 50,262 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:25 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
GrantCommon Stock | 11,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030933 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,254 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 38,877 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:25 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
GrantCommon Stock | 11,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030930 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,386 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 50,262 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:25 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
GrantCommon Stock | 11,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030930 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,001 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 38,877 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:24 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
GrantCommon Stock | 17,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,162 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 82,711 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:24 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
GrantCommon Stock | 17,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030928 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,784 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 65,333 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:24 UTC |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030925 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,784 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 59,291 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:24 UTC |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030925 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,601 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 43,108 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:23 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 13,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030923 · doc4.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,594 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 57,729 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:23 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 13,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030923 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,692 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 43,827 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:23 UTC |
PUMA MARY GDirector · President and CEO
|
GrantCommon Stock | 45,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,625 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 203,151 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:23 UTC |
PUMA MARY GDirector · President and CEO
|
GrantCommon Stock | 45,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,083 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 157,609 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 23, 2019 20:13 UTC Amendment |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032287 · doc4a.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,784 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 59,291 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 23, 2019 20:13 UTC Amendment |
Bintz William JEVP, Product Development
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032287 · doc4a.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,601 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 43,108 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 23, 2019 20:14 UTC Amendment |
Low RussellEVP, Engineering
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032288 · doc4a.xml · nonDerivative · entry 2 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,783 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 51,538 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 23, 2019 20:14 UTC Amendment |
Low RussellEVP, Engineering
|
GrantCommon Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032288 · doc4a.xml · nonDerivative · entry 1 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,600 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 38,355 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 23, 2019 20:13 UTC Amendment |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 13,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032286 · doc4a.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,594 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 57,729 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 23, 2019 20:13 UTC Amendment |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 13,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032286 · doc4a.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,692 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 43,827 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:45 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-19-019182 · doc4.xml · derivative · entry 6 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:45 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 12,500 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001209191-19-019182 · doc4.xml · derivative · entry 5 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2019-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:45 UTC |
FLETCHER R JOHNDirector
|
SaleCommon Stock | 10,000 | $20.27 | $202,700.00 |
DisclosureSEC source: 0001209191-19-019182 · doc4.xml · nonDerivative · entry 4 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.34, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:45 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionCommon Stock | 10,000 | $3.72 | $37,200.00 |
DisclosureSEC source: 0001209191-19-019182 · doc4.xml · nonDerivative · entry 3 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:45 UTC |
FLETCHER R JOHNDirector
|
SaleCommon Stock | 12,500 | $20.26 | $253,250.00 |
DisclosureSEC source: 0001209191-19-019182 · doc4.xml · nonDerivative · entry 2 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.36, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:45 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionCommon Stock | 12,500 | $1.76 | $22,000.00 |
DisclosureSEC source: 0001209191-19-019182 · doc4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:12 UTC |
PUMA MARY GDirector · President and CEO
|
Tax withholdingCommon Stock | 4,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014950 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,541 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 112,067 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:11 UTC |
Low RussellEVP, Engineering
|
Tax withholdingCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014948 · doc4.xml · nonDerivative · entry 1 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,417 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 25,172 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:11 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Tax withholdingCommon Stock | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014946 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,869 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 27,492 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:10 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Tax withholdingCommon Stock | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014943 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,616 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 27,492 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:09 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014940 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,406 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 47,955 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:08 UTC |
Bintz William JEVP, Product Development
|
Tax withholdingCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014939 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,418 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 29,925 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:07 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Tax withholdingCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014937 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,790 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 29,925 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 20, 2019 Filed Feb 20, 2019 23:43 UTC |
St Dennis ThomasDirector
|
SaleCommon Stock | 5,000 | $22.43 | $112,150.00 |
DisclosureSEC source: 0001209191-19-011776 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,326 F1 · kind: This sale of 5000 shares was made to cover the tax liability incident to the 2018 vesting of shares on restricted stock units previously granted to the director. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.43 to $22.436, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Of the shares held as of February 20, 2019, 2,813 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:12 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock option (right to buy) · Derivative | 7,813 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-19-010565 · doc4.xml · derivative · entry 6 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,813 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:12 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionStock option (right to buy) · Derivative | 5,859 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-19-010565 · doc4.xml · derivative · entry 5 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,906 Underlying: Common Stock · 5,859 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: These options are unvested and will vest as to 50% of the unvested shares on each of April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:12 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
SaleCommon Stock | 13,672 | $22.51 | $307,756.72 |
DisclosureSEC source: 0001209191-19-010565 · doc4.xml · nonDerivative · entry 3 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,896 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.61, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 15, 2019, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:12 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 7,813 | $7.20 | $56,253.60 |
DisclosureSEC source: 0001209191-19-010565 · doc4.xml · nonDerivative · entry 2 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 15, 2019, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:12 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Exercise / conversionCommon Stock | 5,859 | $12.04 | $70,542.36 |
DisclosureSEC source: 0001209191-19-010565 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 15, 2019, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 21:06 UTC |
KURTZWEIL JOHN TDirector
|
SaleCommon Stock | 2,500 | $17.61 | $44,025.00 |
DisclosureSEC source: 0001209191-18-059708 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,726 F1 · kind: This sale of 2500 shares was made to cover the tax liability incident to the vesting of 5,637 shares on November 16, 2018 under a restricted stock unit granted to the director on May 16, 2018. F2 · balance_after: Of the shares held as of November 20, 2018, 2,813 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:22 UTC |
Low RussellEVP, Engineering
|
Tax withholdingCommon Stock | 807 | $17.02 | $13,735.14 |
DisclosureSEC source: 0001209191-18-058946 · doc4.xml · nonDerivative · entry 1 Low Russell · CIK 0001689237 · EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,517 F1 · shares: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on November 15, 2018. F2 · price: Represents the closing price on November 15, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on November 15, 2018. F3 · balance_after: Of the shares held as of November 15, 2018, 29,237 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.