ACGP

SEC source: 0000807249-24-000085 · form4.xml · derivative · entry 2

GABELLI MARC · CIK 0001233348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-24-000084 · form4.xml · derivative · entry 3

JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,200

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-24-000083 · form4.xml · derivative · entry 1

MCADAMS IAN J · CIK 0001960023 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-24-000082 · form4.xml · derivative · entry 2

Goldstein Peter D. · CIK 0001821090 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F1 · derivative.exercise_date: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F1 · derivative.expiration_date: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

SEC source: 0000807249-23-000061 · form4.xml · derivative · entry 3

JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Class A Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-23-000062 · form4.xml · derivative · entry 1

Huvane Patrick · CIK 0001568399 · Interim Co-CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-23-000063 · form4.xml · derivative · entry 1

MCADAMS IAN J · CIK 0001960023 · Interim Co-CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-23-000060 · form4.xml · derivative · entry 2

Goldstein Peter D. · CIK 0001821090 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-23-000023 · form4.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,425,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · ownership.nature: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

SEC source: 0000807249-23-000024 · form4.xml · derivative · entry 2

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,808

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

SEC source: 0000807249-23-000025 · form4.xml · derivative · entry 2

GABELLI MARC · CIK 0001233348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,018

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

SEC source: 0000807249-23-000026 · form4.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,425,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

SEC source: 0000807249-23-000028 · form4.xml · derivative · entry 2

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,808

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

SEC source: 0000807249-23-000027 · form4.xml · derivative · entry 2

GABELLI MARC · CIK 0001233348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,018

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

SEC source: 0000807249-21-000112 · form4.xml · derivative · entry 1

Schott Timothy · CIK 0001669182 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Class A Common Stock · 8,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-21-000114 · form4.xml · derivative · entry 5

JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 32,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-21-000113 · form4.xml · derivative · entry 2

Goldstein Peter D. · CIK 0001821090 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-21-000114 · form4.xml · derivative · entry 4

JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class A Common Stock · 14,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

SEC source: 0000807249-20-000181 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0000807249-20-000178 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0000807249-20-000174 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

SEC source: 0000807249-20-000174 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

SEC source: 0000807249-20-000133 · form4.xml · derivative · entry 5

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,705,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 281,932 shares of the Issuer's Class B Common Stock directly.

SEC source: 0000807249-20-000133 · form4.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

SEC source: 0000807249-20-000133 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000807249-20-000133 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0000807249-20-000103 · form4.xml · derivative · entry 4

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,725,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 301,932 shares of the Issuer's Class B Common Stock directly.

SEC source: 0000807249-20-000103 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

SEC source: 0000807249-20-000091 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 77,615

SEC source: 0000807249-20-000087 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 74,502

SEC source: 0000807249-20-000077 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 69,502

SEC source: 0000807249-20-000063 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 67,671

SEC source: 0000807249-20-000044 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0000807249-20-000019 · form4.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,745,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 321,932 shares of the Issuer's Class B Common Stock directly.

SEC source: 0000807249-20-000019 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

SEC source: 0000807249-20-000019 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 66,000

SEC source: 0000807249-20-000103 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000807249-19-000235 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 72,177

SEC source: 0000807249-19-000228 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 71,277

SEC source: 0000807249-19-000226 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 69,483

SEC source: 0000807249-19-000226 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 68,983

SEC source: 0000807249-19-000222 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 68,964

SEC source: 0000807249-19-000217 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 66,700

SEC source: 0000807249-19-000217 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 66,194

SEC source: 0000807249-19-000215 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 66,129

SEC source: 0000807249-19-000212 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 53,131

SEC source: 0000807249-19-000208 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 51,927

SEC source: 0000807249-19-000201 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 51,068

SEC source: 0000807249-19-000201 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0000807249-19-000162 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 50,987