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person · Reporting owner

Wilson Elisa M.

Disclosed activity across 2 companies

Tapewire entity
115623
SEC CIK
0001457185

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Associated Capital Group, Inc.AC · Entity 9826DirectorMarch 07, 2023March 13, 2023
GAMCO INVESTORS, INC. ET ALGBL · Entity 16148DirectorDecember 24, 2019December 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Associated Capital Group, Inc.

Report date March 07, 2023 · Filed March 13, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect93,808 Reported balance After 2023-03-07 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2023-03-07 · Other · Acquired 70,000 · Balance 93,808

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

Class A Common StockSEC Table I · non-derivativeDirect4,100 Reported balance Holding disclosure · report date 2023-03-07 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 4,100

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

GAMCO INVESTORS, INC. ET AL

Report date December 24, 2019 · Filed December 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-24 transaction · row 1
1 source row

Row 1 · 2019-12-24 · Sale · Disposed 3,500 · Balance 0

Class B Common StockSEC Table I · non-derivativeDirect23,808 Reported balance Holding disclosure · report date 2019-12-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,808

F1: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2023 Filed Mar 9, 2023 16:58 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass B Common Stock · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-23-000024 · form4.xml · derivative · entry 2

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,808

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

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March 07, 2023 Filed Mar 13, 2023 16:50 UTC Amendment Associated Capital Group, Inc. AC · Entity 9826 OtherClass B Common Stock · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-23-000028 · form4.xml · derivative · entry 2

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,808

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

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December 24, 2019 Filed Dec 26, 2019 16:04 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 SaleClass A Common Stock 3,500 $19.13 $66,965.15
Disclosure

SEC source: 0000807249-19-000248 · form4.xml · nonDerivative · entry 1

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 07, 2019 Filed May 7, 2019 16:09 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 GiftClass B Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000070 · form4.xml · nonDerivative · entry 1

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,808

F1 · balance_after: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.

Read SEC document
May 07, 2019 Filed May 7, 2019 16:08 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass B Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000069 · form4.xml · nonDerivative · entry 1

Wilson Elisa M. · CIK 0001457185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,808

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.