Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | Director | March 07, 2023 | March 13, 2023 |
| GAMCO INVESTORS, INC. ET ALGBL · Entity 16148 | Director | December 24, 2019 | December 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date March 07, 2023 · Filed March 13, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 93,808 |
Reported balance
After 2023-03-07 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2023-03-07 · Other · Acquired 70,000 · Balance 93,808 F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. |
| Class A Common StockSEC Table I · non-derivative | Direct | 4,100 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 4,100 |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.
GAMCO INVESTORS, INC. ET AL
Report date December 24, 2019 · Filed December 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-24 transaction · row 1
1 source rowRow 1 · 2019-12-24 · Sale · Disposed 3,500 · Balance 0 |
| Class B Common StockSEC Table I · non-derivative | Direct | 23,808 |
Reported balance
Holding disclosure · report date 2019-12-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,808 F1: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2023 Filed Mar 9, 2023 16:58 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass B Common Stock · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-23-000024 · form4.xml · derivative · entry 2 Wilson Elisa M. · CIK 0001457185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,808 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. Read SEC document |
| March 07, 2023 Filed Mar 13, 2023 16:50 UTC Amendment | Associated Capital Group, Inc. AC · Entity 9826 | OtherClass B Common Stock · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-23-000028 · form4.xml · derivative · entry 2 Wilson Elisa M. · CIK 0001457185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,808 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 16:04 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | SaleClass A Common Stock | 3,500 | $19.13 | $66,965.15 |
DisclosureSEC source: 0000807249-19-000248 · form4.xml · nonDerivative · entry 1 Wilson Elisa M. · CIK 0001457185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 07, 2019 Filed May 7, 2019 16:09 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GiftClass B Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-19-000070 · form4.xml · nonDerivative · entry 1 Wilson Elisa M. · CIK 0001457185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,808 F1 · balance_after: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock. Read SEC document |
| May 07, 2019 Filed May 7, 2019 16:08 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GiftClass B Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-19-000069 · form4.xml · nonDerivative · entry 1 Wilson Elisa M. · CIK 0001457185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,808 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.