person · Reporting owner

GABELLI MARC

Disclosed activity across 5 companies

Tapewire entity: 28452
SEC CIK: 0001233348

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Associated Capital Group, Inc.AC · Entity 9826	Director	June 25, 2024	August 13, 2024
LGL GROUP INCLGL · Entity 6820	Director · 10% owner	July 15, 2026	July 28, 2026
M-tron Industries, Inc.MPTI · Entity 5849	Director	April 20, 2026	April 28, 2026
PMV Consumer Acquisition Corp.PMVC · Entity 7072	Director · Co-CEO & Chairman of the Board	August 25, 2022	September 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Associated Capital Group, Inc.

Report date June 25, 2024 · Filed August 13, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom RSASEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	10,000	Reported balance After 2024-06-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2024-06-25 · Grant · Acquired 10,000 · Balance 10,000 F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
Class A Common StockSEC Table I · non-derivative	Direct	20,766	Reported balance Holding disclosure · report date 2024-06-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 20,766
Class B Common StockSEC Table II · derivative / convertible security	Direct	81,018	Reported balance Holding disclosure · report date 2024-06-25 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 81,018 F3: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F3: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

LGL GROUP INC

Report date July 15, 2026 · Filed July 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,009,121	Reported balance After 2026-07-15 transaction · row 1 1 source row Row 1 · 2026-07-15 · Other · Acquired 1,854,015 · Balance 2,009,121
Common StockSEC Table I · non-derivative	IndirectShares held by Ltd. Partnership	2,378,606	Reported balance After 2026-07-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-07-15 · Other · Acquired 1,477,660 · Balance 2,378,606 F1: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.
Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23	Direct	0	Reported balance After 2026-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-07-15 · Other · Disposed 114,523 · Balance 0
Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23	IndirectShares held by Ltd. Partnership	0	Reported balance After 2026-07-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-07-15 · Other · Disposed 764,303 · Balance 0 F1: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

M-tron Industries, Inc.

Report date April 20, 2026 · Filed April 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	45,840	Reported balance After 2026-04-20 transaction · row 1 1 source row Row 1 · 2026-04-20 · Other · Acquired 3,276 · Balance 45,840 F1: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share.
Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $59.00 · Expires 2026-04-20	Direct	0	Reported balance After 2026-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-04-20 · Other · Disposed 16,380 · Balance 0 F1: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share.

PMV Consumer Acquisition Corp.

Report date August 25, 2022 · Filed September 06, 2022

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IronNet, Inc.

Report date August 25, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy LGL Systems Acquistion Holding Company, LLC	566,000	Reported balance After 2021-08-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-08-26 · Grant · Acquired 566,000 · Balance 566,000 F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy LGL Acquistion Holding	3,670,375	Reported balance After 2021-08-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-08-26 · Conversion · Acquired 3,104,375 · Balance 3,670,375 F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy LGL Acquistion Holding	4,182,500	Reported balance After 2021-08-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-08-25 · Other · Disposed 130,000 · Balance 4,182,500 F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F2: LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding") distributed these shares to certain of its members on a pro rata basis for no consideration. In addition to the 130,000 shares, LGL Acquisition Holding distributed 200,000 shares of Class B Common Stock to the Reporting Person on a pro rata basis for no consideration, which is not subject to reporting by the Reporting Person. F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy LGL Acquistion Holding	3,104,375	Reported balance After 2021-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-08-26 · Disposition to issuer · Disposed 1,078,125 · Balance 3,104,375 F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F4: Under the terms of the Merger Agreement (defined below), immediately prior to the closing of the Business Combination (defined below), LGL Acquisition Holding surrendered and forfeited these shares to LGL Systems Acquisition Corp. ("LGL") for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding. F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy LGL Acquistion Holding	0	Reported balance After 2021-08-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-08-26 · Conversion · Disposed 3,104,375 · Balance 0 F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F5: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL, LGL Systems Merger Sub Inc., a wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc. (the "Business Combination").Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock. F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.

F2: LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding") distributed these shares to certain of its members on a pro rata basis for no consideration. In addition to the 130,000 shares, LGL Acquisition Holding distributed 200,000 shares of Class B Common Stock to the Reporting Person on a pro rata basis for no consideration, which is not subject to reporting by the Reporting Person.

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

F4: Under the terms of the Merger Agreement (defined below), immediately prior to the closing of the Business Combination (defined below), LGL Acquisition Holding surrendered and forfeited these shares to LGL Systems Acquisition Corp. ("LGL") for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding.

F5: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL, LGL Systems Merger Sub Inc., a wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc. (the "Business Combination").Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 15, 2026 Filed Jul 28, 2026 20:00 UTC	LGL GROUP INC LGL · Entity 6820	OtherSubscription Rights (right to purchase) · Derivative	764,303	$0.00 Strike: $6.90	$0.00	Disclosure SEC source: 0000807249-26-000057 · primary_doc.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 0 Underlying: Common Stock · 764,303 shares Expires 2026-06-23 F1 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC	LGL GROUP INC LGL · Entity 6820	OtherSubscription Rights (right to purchase) · Derivative	114,523	$0.00 Strike: $6.90	$0.00	Disclosure SEC source: 0000807249-26-000057 · primary_doc.xml · derivative · entry 3 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,523 shares Expires 2026-06-23 Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC	LGL GROUP INC LGL · Entity 6820	OtherCommon Stock	1,477,660	$6.90	$10,195,854.00	Disclosure SEC source: 0000807249-26-000057 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 2,378,606 F1 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC	LGL GROUP INC LGL · Entity 6820	OtherCommon Stock	1,854,015	$6.90	$12,792,703.50	Disclosure SEC source: 0000807249-26-000057 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,009,121 Read SEC document
April 20, 2026 Filed Apr 28, 2026 20:12 UTC	M-tron Industries, Inc. MPTI · Entity 5849	OtherSubscription Rights (right to purchase) · Derivative	16,380	$0.00 Strike: $59.00	$0.00	Disclosure SEC source: 0000807249-26-000045 · primary_doc.xml · derivative · entry 2 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,276 shares Expires 2026-04-20 F1 · derivative.exercise_price: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share. Read SEC document
April 20, 2026 Filed Apr 28, 2026 20:12 UTC	M-tron Industries, Inc. MPTI · Entity 5849	OtherCommon Stock	3,276	$59.00	$193,284.00	Disclosure SEC source: 0000807249-26-000045 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,840 F1 · price: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share. Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:28 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	2,067	$0.00	$0.00	Disclosure SEC source: 0000807249-26-000033 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,381 F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029. Read SEC document
March 19, 2026 Filed Mar 23, 2026 20:00 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GrantCommon Stock	242	$0.00	$0.00	Disclosure SEC source: 0000807249-26-000031 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,564 F1 · shares: Annual stock grant to non-employee director. Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC	LGL GROUP INC LGL · Entity 6820	GrantStock Options · Derivative	50,000	$0.00 Strike: $7.66	$0.00	Disclosure SEC source: 0000807249-26-000010 · primary_doc.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-01-16 F3 · derivative.exercise_date: One hundred percent of these shares are exercisable immediately on the grant date. Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC	LGL GROUP INC LGL · Entity 6820	GrantStock Options · Derivative	100,000	$0.00 Strike: $6.38	$0.00	Disclosure SEC source: 0000807249-26-000010 · primary_doc.xml · derivative · entry 3 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-01-16 F2 · derivative.exercise_date: Sixty percent of these shares are exercisable immediately on the grant date, twenty percent on 1/16/2027 and twenty percent on 1/16/2028. Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	50,000	$0.00	$0.00	Disclosure SEC source: 0000807249-26-000010 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,314 F1 · shares: One third of these shares vest immediately, one third of these shares vest in one year from the date of the grant, on 1/16/2027 and one third of these shares vest in two years from the date of the grant, on 1/16/2028. Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC	LGL GROUP INC LGL · Entity 6820	Exercise / conversionCommon Stock	8,552	$4.75	$40,622.00	Disclosure SEC source: 0000807249-26-000010 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 25, 2025 Filed Mar 31, 2025 20:00 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	2,308	$0.00	$0.00	Disclosure SEC source: 0000807249-25-000055 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,762 F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028. Read SEC document
March 21, 2025 Filed Mar 31, 2025 20:01 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GrantCommon Stock	402	$0.00	$0.00	Disclosure SEC source: 0000807249-25-000056 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,322 F1 · shares: Annual stock grant to non-employee director. Read SEC document
June 25, 2024 Filed Aug 13, 2024 20:04 UTC	Associated Capital Group, Inc. AC · Entity 9826	GrantPhantom RSA · Derivative	10,000	$34.28 Strike: $0.00	$342,800.00	Disclosure SEC source: 0000807249-24-000085 · form4.xml · derivative · entry 2 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:03 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GrantCommon Stock	364	$41.24	$15,011.36	Disclosure SEC source: 0000807249-24-000038 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,920 F1 · kind: Vested shares granted by Issuer on 3/21/24. Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:02 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	29,044	$39.99	$1,161,469.56	Disclosure SEC source: 0000807249-24-000011 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · Officer is Director of Issuer GABELLI MARC · CIK 0001233348 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,097 F1 · ownership.direct: The shares seen in Row 1 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 2 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 3 are held by Marc Gabelli. Read SEC document
January 05, 2024 Filed Jan 8, 2024 16:16 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	27,368	$34.85	$953,824.06	Disclosure SEC source: 0000807249-24-000009 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · Officer is Director of Issuer GABELLI MARC · CIK 0001233348 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,141 F1 · ownership.direct: The shares seen in Row 1 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 2 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 3 are held by Marc Gabelli. Read SEC document
January 04, 2024 Filed Jan 16, 2024 16:16 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	37,797	$37.86	$1,430,994.42	Disclosure SEC source: 0000807249-24-000012 · form4.xml · nonDerivative · entry 2 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · Officer is Director of Issuer GABELLI MARC · CIK 0001233348 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The shares seen in Row 1 and Row 2 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 3 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 4 are held by Marc Gabelli. Read SEC document
January 03, 2024 Filed Jan 4, 2024 16:32 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	44,201	$39.39	$1,740,918.27	Disclosure SEC source: 0000807249-24-000003 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · Officer is Director of Issuer GABELLI MARC · CIK 0001233348 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,509 F1 · ownership.direct: The shares seen in Row 1 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 2 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 3 are held by Marc Gabelli. Read SEC document
December 22, 2023 Filed Dec 26, 2023 16:09 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	10,000	$33.89	$338,945.00	Disclosure SEC source: 0000807249-23-000174 · form4.xml · nonDerivative · entry 2 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,710 F1 · ownership.direct: The shares seen in Row 1 and Row 2 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 3 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 4 are held by Marc Gabelli. Read SEC document
December 21, 2023 Filed Jan 16, 2024 16:16 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	2,300	$33.35	$76,705.00	Disclosure SEC source: 0000807249-24-000012 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · Officer is Director of Issuer GABELLI MARC · CIK 0001233348 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,797 F1 · ownership.direct: The shares seen in Row 1 and Row 2 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 3 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 4 are held by Marc Gabelli. Read SEC document
December 15, 2023 Filed Dec 26, 2023 16:09 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	931	$27.87	$25,944.92	Disclosure SEC source: 0000807249-23-000174 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,710 F1 · ownership.direct: The shares seen in Row 1 and Row 2 are held by The EMG Madonna Education Foundation Inc. and correspond to the filing action. The shares in Row 3 are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Marc Gabelli disclaims beneficial ownership of the securities owned by Venator Fund, except to the extent of his pecuniary interest therein The shares seen in Row 4 are held by Marc Gabelli. Read SEC document
December 14, 2023 Filed Dec 18, 2023 16:09 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	25,257	$27.67	$698,861.19	Disclosure SEC source: 0000807249-23-000172 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,641 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:30 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	2,874	$0.00	$0.00	Disclosure SEC source: 0001437749-23-034194 · rdgdoc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,454 F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026. Read SEC document
December 08, 2023 Filed Dec 12, 2023 16:12 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	6,130	$31.67	$194,142.00	Disclosure SEC source: 0000807249-23-000170 · form4.xml · nonDerivative · entry 3 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,898 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
December 06, 2023 Filed Dec 12, 2023 16:12 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	10,287	$34.94	$359,442.18	Disclosure SEC source: 0000807249-23-000170 · form4.xml · nonDerivative · entry 2 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,028 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
December 05, 2023 Filed Dec 12, 2023 16:12 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	27,895	$35.50	$990,133.03	Disclosure SEC source: 0000807249-23-000170 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,315 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
December 04, 2023 Filed Dec 5, 2023 16:45 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	58,542	$36.40	$2,131,069.30	Disclosure SEC source: 0000807249-23-000159 · form4.xml · nonDerivative · entry 4 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,210 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
December 01, 2023 Filed Dec 5, 2023 16:45 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	20,000	$32.74	$654,732.00	Disclosure SEC source: 0000807249-23-000159 · form4.xml · nonDerivative · entry 3 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,752 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
November 30, 2023 Filed Dec 5, 2023 16:45 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	9,319	$34.07	$317,504.85	Disclosure SEC source: 0000807249-23-000159 · form4.xml · nonDerivative · entry 2 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,752 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
November 29, 2023 Filed Dec 5, 2023 16:45 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	4,759	$33.04	$157,216.42	Disclosure SEC source: 0000807249-23-000159 · form4.xml · nonDerivative · entry 1 EMG MADONNA EDUCATIONAL FOUNDATION INC. · CIK 0002002715 · 10% owner GABELLI MARC · CIK 0001233348 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,071 F1 · ownership.direct: These shares are held by The EMG Madonna Education Foundation Inc. Read SEC document
November 28, 2023 Filed Nov 28, 2023 21:55 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GiftCommon Stock	313,830	$0.00	$0.00	Disclosure SEC source: 0001437749-23-033108 · rdgdoc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held by a Ltd. Partnership Disclosed balance after: 68,321 F2 · kind: These shares were gifted to a charity. F1 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document
May 11, 2023 Filed May 16, 2023 00:38 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GrantCommon Stock	1,266	$11.85	$15,002.10	Disclosure SEC source: 0001209191-23-029628 · doc4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,556 Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:58 UTC	Associated Capital Group, Inc. AC · Entity 9826	GiftClass B Common Stock · Derivative	70,000	$0.00	$0.00	Disclosure SEC source: 0000807249-23-000025 · form4.xml · derivative · entry 2 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,018 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. Read SEC document
March 07, 2023 Filed Mar 13, 2023 20:50 UTC Amendment	Associated Capital Group, Inc. AC · Entity 9826	OtherClass B Common Stock · Derivative	70,000	$0.00	$0.00	Disclosure SEC source: 0000807249-23-000027 · form4.xml · derivative · entry 2 GABELLI MARC · CIK 0001233348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,018 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:04 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	1,267	$0.00	$0.00	Disclosure SEC source: 0000807249-21-000207 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,580 F1 · kind: These shares were granted by the Issuer to the Reporting Person. F2 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated November 18, 2020. Read SEC document
August 26, 2021 Filed Aug 31, 2021 01:36 UTC	IronNet, Inc. IRNT · Entity 111208	ConversionClass B Common Stock · Derivative	3,104,375	$0.00	$0.00	Disclosure SEC source: 0001213900-21-045744 · ownership.xml · derivative · entry 5 GABELLI MARC · CIK 0001233348 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LGL Acquistion Holding Disclosed balance after: 0 Underlying: Common Stock · 3,104,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F5 · kind: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL, LGL Systems Merger Sub Inc., a wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc. (the "Business Combination").Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F3 · ownership.nature: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein. Read SEC document
August 26, 2021 Filed Aug 31, 2021 01:36 UTC	IronNet, Inc. IRNT · Entity 111208	Disposition to issuerClass B Common Stock · Derivative	1,078,125	$0.00	$0.00	Disclosure SEC source: 0001213900-21-045744 · ownership.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LGL Acquistion Holding Disclosed balance after: 3,104,375 Underlying: Class A Common Stock · 1,078,125 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F4 · kind: Under the terms of the Merger Agreement (defined below), immediately prior to the closing of the Business Combination (defined below), LGL Acquisition Holding surrendered and forfeited these shares to LGL Systems Acquisition Corp. ("LGL") for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding. F1 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F3 · ownership.nature: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein. Read SEC document
August 26, 2021 Filed Aug 31, 2021 01:36 UTC	IronNet, Inc. IRNT · Entity 111208	ConversionCommon Stock	3,104,375	$0.00	$0.00	Disclosure SEC source: 0001213900-21-045744 · ownership.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LGL Acquistion Holding Disclosed balance after: 3,670,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F3 · ownership.nature: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein. Read SEC document
August 26, 2021 Filed Aug 31, 2021 01:36 UTC	IronNet, Inc. IRNT · Entity 111208	GrantCommon Stock	566,000	$10.00	$5,660,000.00	Disclosure SEC source: 0001213900-21-045744 · ownership.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LGL Systems Acquistion Holding Company, LLC Disclosed balance after: 566,000 F3 · ownership.nature: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein. Read SEC document
August 25, 2021 Filed Aug 31, 2021 01:36 UTC	IronNet, Inc. IRNT · Entity 111208	OtherClass B Common Stock · Derivative	130,000	$0.00	$0.00	Disclosure SEC source: 0001213900-21-045744 · ownership.xml · derivative · entry 3 GABELLI MARC · CIK 0001233348 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LGL Acquistion Holding Disclosed balance after: 4,182,500 Underlying: Class A Common Stock · 130,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F2 · kind: LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding") distributed these shares to certain of its members on a pro rata basis for no consideration. In addition to the 130,000 shares, LGL Acquisition Holding distributed 200,000 shares of Class B Common Stock to the Reporting Person on a pro rata basis for no consideration, which is not subject to reporting by the Reporting Person. F1 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date. F3 · ownership.nature: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein. Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:00 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	16,345	$0.00	$0.00	Disclosure SEC source: 0000807249-20-000279 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,313 F1 · kind: These shares were granted by the Issuer to the Reporting Person. F2 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated November 18, 2020. Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:07 UTC	LGL GROUP INC LGL · Entity 6820	OtherCommon Stock Warrants (right to purchase) · Derivative	764,303	$0.00 Strike: $12.50	$0.00	Disclosure SEC source: 0000807249-20-000243 · form4.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by a Ltd. Partnership Disclosed balance after: 764,303 Underlying: Common stock,par value$0.01 per share · 152,860 shares Expires 2025-11-16 F3 · derivative.exercise_price: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F3 · kind: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F4 · derivative.exercise_date: The Warrants become exercisable on the earlier of (i) November 16, 2025, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $17.50. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on November 16, 2025. F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, isdeemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:07 UTC	LGL GROUP INC LGL · Entity 6820	OtherCommon Stock Warrants (right to purchase) · Derivative	62,968	$0.00 Strike: $12.50	$0.00	Disclosure SEC source: 0000807249-20-000243 · form4.xml · derivative · entry 3 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,968 Underlying: Common stock,par value$0.01 per share · 12,593 shares Expires 2025-11-16 F3 · derivative.exercise_price: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F3 · kind: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F4 · derivative.exercise_date: The Warrants become exercisable on the earlier of (i) November 16, 2025, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $17.50. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on November 16, 2025. Read SEC document
December 11, 2019 Filed Dec 13, 2019 20:05 UTC	LGL GROUP INC LGL · Entity 6820	GrantCommon Stock	1,030	$0.00	$0.00	Disclosure SEC source: 0000807249-19-000231 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,968 F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated April 4, 2019. Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC	LGL GROUP INC LGL · Entity 6820	Exercise / conversionStock option (right to buy) · Derivative	1,266	$0.00 Strike: $4.34	$0.00	Disclosure SEC source: 0000807249-19-000206 · form4.xml · derivative · entry 5 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,266 shares Expires 2020-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were fully vested on 12/10/2018. Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC	LGL GROUP INC LGL · Entity 6820	Exercise / conversionStock option (right to buy) · Derivative	1,558	$0.00 Strike: $3.53	$0.00	Disclosure SEC source: 0000807249-19-000206 · form4.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,558 shares Expires 2019-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were fully vested on 12/11/2017. Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC	LGL GROUP INC LGL · Entity 6820	Exercise / conversionCommon Stock	1,266	$4.34	$5,494.44	Disclosure SEC source: 0000807249-19-000206 · form4.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated April 4, 2019. Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC	LGL GROUP INC LGL · Entity 6820	Exercise / conversionCommon Stock	1,558	$3.53	$5,499.74	Disclosure SEC source: 0000807249-19-000206 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated April 4, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.