Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | Interim Co-CFO | May 30, 2023 | June 13, 2023 |
| LGL GROUP INCLGL · Entity 6820 | EVP - Business Development | July 15, 2026 | July 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date May 30, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom RSASEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,000 |
Reported balance
After 2023-05-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-30 · Grant · Acquired 3,000 · Balance 3,000 F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
LGL GROUP INC
Report date July 15, 2026 · Filed July 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,242 |
Ending reported balance
After 2026-07-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-15 · Other · Acquired 8,621 · Balance 17,242 F1: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share. Row 2 · 2026-07-15 · Other · Acquired 1,000 · Balance 18,242 F2: The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering. |
| Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-07-15 | Direct | 0 |
Reported balance
After 2026-07-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-15 · Other · Acquired 8,621 · Balance 0 F1: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.
F2: The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2026 Filed Jul 27, 2026 20:55 UTC | LGL GROUP INC LGL · Entity 6820 | OtherSubscription Rights (right to purchase) · Derivative | 8,621 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001437749-26-024529 · rdgdoc.xml · derivative · entry 3 Huvane Patrick · CIK 0001568399 · EVP - Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,621 shares Expires 2026-07-15 F1 · shares: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share. Read SEC document |
| July 15, 2026 Filed Jul 27, 2026 20:55 UTC | LGL GROUP INC LGL · Entity 6820 | OtherCommon Stock | 1,000 | $6.90 | $6,900.00 |
DisclosureSEC source: 0001437749-26-024529 · rdgdoc.xml · nonDerivative · entry 2 Huvane Patrick · CIK 0001568399 · EVP - Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,242 F2 · shares: The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering. Read SEC document |
| July 15, 2026 Filed Jul 27, 2026 20:55 UTC | LGL GROUP INC LGL · Entity 6820 | OtherCommon Stock | 8,621 | $6.90 | $59,484.90 |
DisclosureSEC source: 0001437749-26-024529 · rdgdoc.xml · nonDerivative · entry 1 Huvane Patrick · CIK 0001568399 · EVP - Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,242 F1 · shares: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 21:10 UTC | LGL GROUP INC LGL · Entity 6820 | Tax withholdingCommon Stock | 1,379 | $6.75 | $9,308.25 |
DisclosureSEC source: 0001437749-26-001908 · rdgdoc.xml · nonDerivative · entry 1 Huvane Patrick · CIK 0001568399 · EVP - Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,621 F1 · shares: Shares were withheld by the issuer on January 21, 2026 to satisfy tax withholding obligations in connection with the vesting of 3,333 shares of restricted stock on January 16, 2026. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 21:10 UTC | LGL GROUP INC LGL · Entity 6820 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001636 · rdgdoc.xml · nonDerivative · entry 1 Huvane Patrick · CIK 0001568399 · EVP - Business Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Restricted shares, subject to vesting: 3,333 shares immediately; 3,333 shares on January 16, 2027; and 3,334 shares on January 16, 2028. Read SEC document |
| May 30, 2023 Filed Jun 13, 2023 20:13 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 3,000 | $39.61 Strike: $0.00 | $118,830.00 |
DisclosureSEC source: 0000807249-23-000062 · form4.xml · derivative · entry 1 Huvane Patrick · CIK 0001568399 · Interim Co-CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.