Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | Director · President & CEO | June 25, 2024 | August 13, 2024 |
| GAMCO INVESTORS, INC. ET ALGBL · Entity 16148 | President & COO of GAMCO Asset | December 15, 2021 | December 16, 2021 |
| PMV Consumer Acquisition Corp.PMVC · Entity 7072 | Director · Non-Executive Co-Chairman | October 13, 2020 | October 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date June 25, 2024 · Filed August 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom RSASEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 54,200 |
Reported balance
After 2024-06-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-25 · Grant · Acquired 10,000 · Balance 54,200 F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,948 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 14,948 |
| Class B Common StockSEC Table I · non-derivative | Direct | 29,471 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,471 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
GAMCO INVESTORS, INC. ET AL
Report date December 15, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 93,747 |
Reported balance
After 2021-12-15 transaction · row 1
1 source rowRow 1 · 2021-12-15 · Tax withholding · Disposed 11,753 · Balance 93,747 |
| Class B Common StockSEC Table I · non-derivative | Direct | 29,471 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,471 F1: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B stock that can be converted into Class A Stock. |
| Phantom RSASEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 30,000 F2: Each Phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock. F3: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B stock that can be converted into Class A Stock.
F2: Each Phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
F3: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
PMV Consumer Acquisition Corp.
Report date October 13, 2020 · Filed October 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2020-10-13 transaction · row 1
1 source rowRow 1 · 2020-10-13 · Other · Acquired 20,000 · Balance 20,000 F1: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. |
| Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 10,000 |
Reported balance
After 2020-10-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-13 · Other · Acquired 10,000 · Balance 10,000 F1: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. F2: The warrants will become exercisable on the later of (1) 30 days after the completion of the Issuer's initial business combination and (2) 12 months from the closing of the initial public offering of the Issuer. The warrants will expire at 5:00pm, New York City time, five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share.
F2: The warrants will become exercisable on the later of (1) 30 days after the completion of the Issuer's initial business combination and (2) 12 months from the closing of the initial public offering of the Issuer. The warrants will expire at 5:00pm, New York City time, five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2024 Filed Aug 13, 2024 16:04 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 10,000 | $34.28 Strike: $0.00 | $342,800.00 |
DisclosureSEC source: 0000807249-24-000084 · form4.xml · derivative · entry 3 JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,200 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| May 30, 2023 Filed Jun 13, 2023 16:12 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 12,000 | $39.61 Strike: $0.00 | $475,320.00 |
DisclosureSEC source: 0000807249-23-000061 · form4.xml · derivative · entry 3 JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,000 Underlying: Class A Common Stock · 12,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 16:06 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 11,753 | $24.43 | $287,125.79 |
DisclosureSEC source: 0000807249-21-000200 · form4.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,747 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:11 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 2,204 | $26.74 | $58,934.96 |
DisclosureSEC source: 0000807249-21-000135 · form4.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,500 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:06 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantPhantom RSA · Derivative | 30,000 | $25.02 Strike: $0.00 | $750,600.00 |
DisclosureSEC source: 0000807249-21-000109 · form4.xml · derivative · entry 3 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock. F3 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F3 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| May 20, 2021 Filed Jun 17, 2021 17:20 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 32,000 | $36.32 Strike: $0.00 | $1,162,240.00 |
DisclosureSEC source: 0000807249-21-000114 · form4.xml · derivative · entry 5 JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 32,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 16:07 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 735 | $19.45 | $14,295.75 |
DisclosureSEC source: 0000807249-21-000070 · form4.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,704 Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 16:04 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-20-000277 · form4.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,439 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| December 18, 2020 Filed Jun 17, 2021 17:20 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 14,000 | $36.09 Strike: $0.00 | $505,260.00 |
DisclosureSEC source: 0000807249-21-000114 · form4.xml · derivative · entry 4 JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Class A Common Stock · 14,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 16:48 UTC | PMV Consumer Acquisition Corp. PMVC · Entity 7072 | OtherRedeemable Warrants · Derivative | 10,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-20-031205 · ownership.xml · derivative · entry 2 JAMIESON DOUGLAS R · CIK 0001185526 · Director · Non-Executive Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A common stock · 10,000 shares Expires not disclosed F1 · kind: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. F1 · price: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. F2 · derivative.exercise_date: The warrants will become exercisable on the later of (1) 30 days after the completion of the Issuer's initial business combination and (2) 12 months from the closing of the initial public offering of the Issuer. The warrants will expire at 5:00pm, New York City time, five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. F2 · derivative.expiration_date: The warrants will become exercisable on the later of (1) 30 days after the completion of the Issuer's initial business combination and (2) 12 months from the closing of the initial public offering of the Issuer. The warrants will expire at 5:00pm, New York City time, five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 16:48 UTC | PMV Consumer Acquisition Corp. PMVC · Entity 7072 | OtherClass A common stock, $0.0001 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-031205 · ownership.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · Director · Non-Executive Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. F1 · price: The reported securities are included within 20,000 units of PMV Consumer Acquisition Corp. (the "Issuer"), acquired by the reporting person pursuant to a pro rata distribution from GAMA Select PMV LLC, of which the reporting person is a non-managing member. No consideration was paid. Each Unit consists of one share of Class A common stock and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. Read SEC document |
| March 05, 2020 Filed Mar 5, 2020 18:01 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-20-000050 · form4.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,439 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 15:35 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-19-000103 · form4.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,439 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| August 08, 2018 Filed Jun 17, 2021 17:20 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 14,000 | $35.12 Strike: $0.00 | $491,680.00 |
DisclosureSEC source: 0000807249-21-000114 · form4.xml · derivative · entry 3 JAMIESON DOUGLAS R · CIK 0001185526 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Class A Common Stock · 14,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 16:17 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-18-000154 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,439 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 13:38 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | GrantClass A Common Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000807249-18-000066 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,439 F1 · price: These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 15:19 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 2,056 | $29.94 | $61,556.64 |
DisclosureSEC source: 0000807249-18-000010 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,439 Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 11:27 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 310 | $28.79 | $8,924.90 |
DisclosureSEC source: 0000807249-17-000156 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,495 Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 14:36 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 310 | $29.77 | $9,228.70 |
DisclosureSEC source: 0000807249-17-000127 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,805 Read SEC document |
| June 19, 2017 Filed Feb 26, 2018 15:59 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | OtherClass A Common Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-18-000034 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO of GAMCO Asset 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UGMA account Disclosed balance after: 820 F1 · kind: These shares were transferred to Mr. Jamieson's childrens' accounts. Previously, Mr. Jamieson was the Uniform Gifts to Minors Act ("UGMA") custodian of these accounts. F2 · ownership.nature: Mr. Jamieson is the UGMA custodian for his minor child's UGMA account. Mr. Jamieson has voting and dispositive control of these shares. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 17:32 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | OtherClass A Common Stock | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-17-000095 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UGMA account Disclosed balance after: 2,460 F1 · kind: Shares transferred from an Uniform Gifts to Minors Act ("UGMA") account over which Mr. Jamieson had voting and dispositive control to an Individual account which Mr. Jamieson does not have voting or dispositive control. F2 · ownership.nature: Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 16:57 UTC | Associated Capital Group, Inc. AC · Entity 9826 | OtherClass A Common Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-17-000094 · primary_doc.xml · nonDerivative · entry 2 JAMIESON DOUGLAS R · CIK 0001185526 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UGMA account Disclosed balance after: 1,620 F1 · kind: Shares transferred from an Uniform Gifts to Minors Act ("UGMA") account over which Mr. Jamieson had voting and dispositive control to an Individual account which Mr. Jamieson does not have voting or dispositive control. F2 · ownership.nature: Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 16:57 UTC | Associated Capital Group, Inc. AC · Entity 9826 | Tax withholdingClass A Common Stock | 3,198 | $34.35 | $109,851.30 |
DisclosureSEC source: 0000807249-17-000094 · primary_doc.xml · nonDerivative · entry 1 JAMIESON DOUGLAS R · CIK 0001185526 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,948 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.