Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | Chief Financial Officer | June 25, 2024 | August 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date June 25, 2024 · Filed August 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom RSASEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,500 |
Reported balance
After 2024-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-25 · Grant · Acquired 4,000 · Balance 12,500 F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2024 Filed Aug 13, 2024 20:02 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 4,000 | $34.28 Strike: $0.00 | $137,120.00 |
DisclosureSEC source: 0000807249-24-000083 · form4.xml · derivative · entry 1 MCADAMS IAN J · CIK 0001960023 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
| May 30, 2023 Filed Jun 13, 2023 20:14 UTC | Associated Capital Group, Inc. AC · Entity 9826 | GrantPhantom RSA · Derivative | 4,000 | $39.61 Strike: $0.00 | $158,440.00 |
DisclosureSEC source: 0000807249-23-000063 · form4.xml · derivative · entry 1 MCADAMS IAN J · CIK 0001960023 · Interim Co-CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock. F2 · derivative.exercise_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. F2 · derivative.expiration_date: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.