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AAPL

Apple Inc.

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2389
SEC CIK
0000320193
Parsed reports
1,396

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202609
May 202604
Jun 202601
Jul 202600
Aug 202603
Sep 202605
Oct 2026012

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2009 Filed Jan 28, 2009 23:03 UTC
SERLET BERTRANDSenior Vice President
Exercise / conversionCommon Stock 33,296 $11.84 $394,351.16
Disclosure

SEC source: 0001181431-09-005128 · rrd230989.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2008 Filed Jan 10, 2009 01:10 UTC
RAFAEL BETSYVP, Controller and PAO
GrantCommon Stock (ESPP) 51 $72.94 $3,719.86
Disclosure

SEC source: 0001181431-09-002274 · rrd228378.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,171

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 30, 2008 to December 26, 2008. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on December 26, 2008.

Read SEC document
December 26, 2008 Filed Jan 10, 2009 01:09 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
GrantCommon Stock (ESPP) 149 $72.94 $10,867.84
Disclosure

SEC source: 0001181431-09-002273 · rrd228390.xml · nonDerivative · entry 1

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,836

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 30, 2008 to December 26, 2008. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on December 26, 2008.

Read SEC document
November 26, 2008 Filed Dec 12, 2008 22:31 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-067213 · rrd224858.xml · nonDerivative · entry 3

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by son

Disclosed balance after: 140

F1 · kind: This transaction represents a gift by the reporting person to his son. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or any other purpose.

Read SEC document
November 26, 2008 Filed Dec 12, 2008 22:31 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-067213 · rrd224858.xml · nonDerivative · entry 2

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,687

F1 · kind: This transaction represents a gift by the reporting person to his son. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or any other purpose.

Read SEC document
November 26, 2008 Filed Dec 12, 2008 22:31 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-067213 · rrd224858.xml · nonDerivative · entry 1

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,827

Read SEC document
November 14, 2008 Filed Nov 15, 2008 00:53 UTC
SERLET BERTRANDSenior Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-061898 · rrd223555.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,397

F1 · kind: This transaction represents a charitable donation to an educational institution.

Read SEC document
November 01, 2008 Filed Nov 4, 2008 23:35 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 33,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-059731 · rrd222207.xml · derivative · entry 3

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,750

Underlying: Common Stock · 33,250 shares

Expires 2008-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit award was granted on 11/01/2007 and vests in annual installments over four years.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
November 01, 2008 Filed Nov 4, 2008 23:35 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 14,283 $107.59 $1,536,707.97
Disclosure

SEC source: 0001181431-08-059731 · rrd222207.xml · nonDerivative · entry 2

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
November 01, 2008 Filed Nov 4, 2008 23:35 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 33,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-059731 · rrd222207.xml · nonDerivative · entry 1

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
October 31, 2008 Filed Nov 4, 2008 23:35 UTC Exercise / conversionDirector Stock Option · Derivative 30,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001181431-08-059733 · rrd222172.xml · derivative · entry 5

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires 2009-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Director Stock Option was granted on 5/25/1999 and vested annually over 3 years.

Read SEC document
October 31, 2008 Filed Nov 4, 2008 23:35 UTC SaleCommon Stock 900 $107.33 $96,597.00
Disclosure

SEC source: 0001181431-08-059733 · rrd222172.xml · nonDerivative · entry 3

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $107.16 to $107.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
October 31, 2008 Filed Nov 4, 2008 23:35 UTC SaleCommon Stock 29,100 $106.88 $3,110,208.00
Disclosure

SEC source: 0001181431-08-059733 · rrd222172.xml · nonDerivative · entry 2

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · price: This transaction was executed in multiple trades at prices ranging from $106.13 to $107.13; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
October 31, 2008 Filed Nov 4, 2008 23:35 UTC Exercise / conversionCommon Stock 30,000 $10.38 $311,250.00
Disclosure

SEC source: 0001181431-08-059733 · rrd222172.xml · nonDerivative · entry 1

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2008 Filed Oct 21, 2008 22:16 UTC
Fadell AnthonySenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-057956 · rrd221308.xml · derivative · entry 5

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2008-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit award was granted on 10/18/2007 and vests in annual installments over four years.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 18, 2008 Filed Oct 21, 2008 22:16 UTC
Fadell AnthonySenior Vice President
Tax withholdingCommon Stock 2,860 $97.40 $278,564.00
Disclosure

SEC source: 0001181431-08-057956 · rrd221308.xml · nonDerivative · entry 2

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 10,142

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 18, 2008 Filed Oct 21, 2008 22:16 UTC
Fadell AnthonySenior Vice President
Exercise / conversionCommon Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-057956 · rrd221308.xml · nonDerivative · entry 1

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 13,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 12, 2008 Filed Jan 10, 2009 01:10 UTC
RAFAEL BETSYVP, Controller and PAO
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-002274 · rrd228378.xml · derivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2012-10-15

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2009, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2009, assuming continued employment through the applicable vesting date.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:34 UTC
COOK TIMOTHY DChief Operating Officer
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054629 · rrd219562.xml · derivative · entry 1

COOK TIMOTHY D · CIK 0001214156 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:34 UTC
JOHNSON RONALD BSenior Vice President
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054630 · rrd219561.xml · derivative · entry 1

JOHNSON RONALD B · CIK 0001285042 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:34 UTC
OPPENHEIMER PETERSenior Vice President & CFO
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054631 · rrd219560.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:35 UTC
COOPERMAN DANIELSVP, Gen'l Counsel, Secretary
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054632 · rrd219559.xml · derivative · entry 1

COOPERMAN DANIEL · CIK 0001205008 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:35 UTC
SCHILLER PHILIP WSenior Vice President
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054633 · rrd219558.xml · derivative · entry 1

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:36 UTC
SERLET BERTRANDSenior Vice President
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054634 · rrd219557.xml · derivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:36 UTC
IVE JONATHAN PSenior Vice President
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054635 · rrd219556.xml · derivative · entry 1

IVE JONATHAN P · CIK 0001423811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:36 UTC
Forstall Scott JSenior Vice President
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054636 · rrd219555.xml · derivative · entry 1

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 26, 2008 Filed Sep 27, 2008 00:37 UTC
MANSFIELD ROBERT LSenior Vice President
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-054637 · rrd219552.xml · derivative · entry 1

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2012-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment.

Read SEC document
September 11, 2008 Filed Sep 13, 2008 01:01 UTC
RAFAEL BETSYVP, Controller and PAO
Exercise / conversionRestricted Stock Unit · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-052946 · rrd218616.xml · derivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit award was granted on 9/11/2007 and vests in annual installments over five years.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
September 11, 2008 Filed Sep 13, 2008 01:01 UTC
RAFAEL BETSYVP, Controller and PAO
Tax withholdingCommon Stock 4,006 $152.65 $611,515.90
Disclosure

SEC source: 0001181431-08-052946 · rrd218616.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
September 11, 2008 Filed Sep 13, 2008 01:01 UTC
RAFAEL BETSYVP, Controller and PAO
Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-052946 · rrd218616.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:48 UTC
Forstall Scott JSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051425 · rrd217536.xml · derivative · entry 3

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2008-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit award was granted on 8/30/2005 and vests in annual installments over four years.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:48 UTC
Forstall Scott JSenior Vice President
Tax withholdingCommon Stock 2,288 $169.53 $387,884.64
Disclosure

SEC source: 0001181431-08-051425 · rrd217536.xml · nonDerivative · entry 2

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:48 UTC
Forstall Scott JSenior Vice President
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051425 · rrd217536.xml · nonDerivative · entry 1

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:48 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051426 · rrd217516.xml · derivative · entry 6

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2008-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4 · derivative.exercise_date: This restricted stock unit award was granted on 8/30/2005 and vests annually over 4 years.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:48 UTC
MANSFIELD ROBERT LSenior Vice President
Tax withholdingCommon Stock 2,288 $169.53 $387,884.64
Disclosure

SEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 4

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,288

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

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August 30, 2008 Filed Sep 3, 2008 23:48 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 3

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

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August 30, 2008 Filed Sep 3, 2008 23:49 UTC
Fadell AnthonySenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051427 · rrd217294.xml · derivative · entry 5

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2008-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit award was granted on 8/30/2005 and vests in annual installments over four years.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:49 UTC
Fadell AnthonySenior Vice President
Tax withholdingCommon Stock 2,288 $169.53 $387,884.64
Disclosure

SEC source: 0001181431-08-051427 · rrd217294.xml · nonDerivative · entry 2

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,821

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
August 30, 2008 Filed Sep 3, 2008 23:49 UTC
Fadell AnthonySenior Vice President
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051427 · rrd217294.xml · nonDerivative · entry 1

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

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August 29, 2008 Filed Sep 3, 2008 23:48 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051426 · rrd217516.xml · derivative · entry 5

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2008-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on 8/29/2006 and vests in two installments over 3 years.

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August 29, 2008 Filed Sep 3, 2008 23:48 UTC
MANSFIELD ROBERT LSenior Vice President
Tax withholdingCommon Stock 11,438 $169.53 $1,939,084.14
Disclosure

SEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 2

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,576

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
August 29, 2008 Filed Sep 3, 2008 23:48 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 1

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
August 28, 2008 Filed Sep 2, 2008 23:32 UTC Exercise / conversionDirector Stock Option · Derivative 30,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001181431-08-051079 · rrd217286.xml · derivative · entry 4

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires 2009-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Director Stock Option was granted on 5/25/1999 and vested annually over 3 years.

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August 28, 2008 Filed Sep 2, 2008 23:32 UTC SaleCommon Stock 30,000 $175.24 $5,257,080.00
Disclosure

SEC source: 0001181431-08-051079 · rrd217286.xml · nonDerivative · entry 2

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $175.16 to $175.33; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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August 28, 2008 Filed Sep 2, 2008 23:32 UTC Exercise / conversionCommon Stock 30,000 $10.38 $311,250.00
Disclosure

SEC source: 0001181431-08-051079 · rrd217286.xml · nonDerivative · entry 1

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2008 Filed Aug 19, 2008 13:27 UTC GrantDirector Stock Option · Derivative 10,000 $0.00 Strike: $179.32 $0.00
Disclosure

SEC source: 0001181431-08-048987 · rrd215888.xml · derivative · entry 1

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2018-08-14

F1 · security: Automatic grant pursuant to the 1997 Director Stock Option Plan

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August 11, 2008 Filed Aug 14, 2008 00:21 UTC
Fadell AnthonySenior Vice President
Exercise / conversionEmployee Stock Option · Derivative 71,500 $0.00 Strike: $14.03 $0.00
Disclosure

SEC source: 0001181431-08-048198 · rrd215870.xml · derivative · entry 5

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 71,500 shares

Expires 2011-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Employee Stock Option was granted on 6/1/2004 and vested quarterly over 4 years.

Read SEC document
August 11, 2008 Filed Aug 14, 2008 00:21 UTC
Fadell AnthonySenior Vice President
SaleCommon Stock 71,500 $172.49 $12,333,035.00
Disclosure

SEC source: 0001181431-08-048198 · rrd215870.xml · nonDerivative · entry 2

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,109

F1 · price: This transaction was executed in multiple trades at prices ranging from $172.44 to $172.66; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 11, 2008 Filed Aug 14, 2008 00:21 UTC
Fadell AnthonySenior Vice President
Exercise / conversionCommon Stock 71,500 $14.03 $1,003,145.00
Disclosure

SEC source: 0001181431-08-048198 · rrd215870.xml · nonDerivative · entry 1

Fadell Anthony · CIK 0001352509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2008 Filed Aug 7, 2008 23:56 UTC GrantDirector Stock Option · Derivative 10,000 $0.00 Strike: $160.64 $0.00
Disclosure

SEC source: 0001181431-08-046991 · rrd215040.xml · derivative · entry 1

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2018-08-05

F1 · security: Automatic grant pursuant to the 1997 Director Stock Option Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.