Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | VP, Corporate Controller | October 15, 2012 | October 17, 2012 |
| Autodesk, Inc.ADSK · Entity 3027 | Director | June 18, 2025 | June 21, 2025 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | VP,CorpContrllr,PrincAcctgOfcr | June 22, 2006 | June 23, 2006 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | August 10, 2017 | August 14, 2017 |
| Informatica Inc.INFA · Entity 72885 | Director | June 12, 2024 | June 14, 2024 |
| Liftoff Mobile, Inc.LFTO · Entity 1820 | Director | August 04, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 15, 2012 · Filed October 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,243 |
Reported balance
After 2012-10-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-10-15 · Exercise / conversion · Acquired 1,875 · Balance 7,243 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 6,371 |
Reported balance
After 2012-10-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2012-10-15 · Tax withholding · Disposed 872 · Balance 6,371 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 7,871 |
Reported balance
After 2012-10-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2012-10-15 · Exercise / conversion · Acquired 1,500 · Balance 7,871 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 7,174 |
Reported balance
After 2012-10-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2012-10-15 · Tax withholding · Disposed 697 · Balance 7,174 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 8,174 |
Reported balance
After 2012-10-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2012-10-15 · Exercise / conversion · Acquired 1,000 · Balance 8,174 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 7,709 |
Reported balance
After 2012-10-15 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2012-10-15 · Tax withholding · Disposed 465 · Balance 7,709 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 8,584 |
Reported balance
After 2012-10-15 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2012-10-15 · Exercise / conversion · Acquired 875 · Balance 8,584 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 8,177 |
Reported balance
After 2012-10-15 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2012-10-15 · Tax withholding · Disposed 407 · Balance 8,177 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2012-10-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2012-10-15 · Exercise / conversion · Disposed 1,875 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,000 |
Reported balance
After 2012-10-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-10-15 · Exercise / conversion · Disposed 1,500 · Balance 3,000 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,000 |
Reported balance
After 2012-10-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-10-15 · Exercise / conversion · Disposed 1,000 · Balance 6,000 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F5: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,500 |
Reported balance
After 2012-10-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-10-15 · Exercise / conversion · Disposed 875 · Balance 3,500 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F6: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.
F4: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.
F5: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.
F6: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.
Autodesk, Inc.
Report date June 18, 2025 · Filed June 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,879 |
Reported balance
After 2025-06-18 transaction · row 1
1 source rowRow 1 · 2025-06-18 · Tax withholding · Disposed 292 · Balance 3,879 F1: Shares withheld to cover taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover taxes.
CISCO SYSTEMS, INC.
Report date June 22, 2006 · Filed June 23, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,160 |
Ending reported balance
After 2006-06-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2006-06-22 · Exercise / conversion · Acquired 6,250 · Balance 7,410 Row 2 · 2006-06-22 · Sale · Disposed 6,250 · Balance 1,160 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.75 · Expires 2011-10-10 | Direct | 16,667 |
Reported balance
After 2006-06-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2006-06-22 · Exercise / conversion · Disposed 6,250 · Balance 16,667 F1: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments.
GoDaddy Inc.
Report date August 10, 2017 · Filed August 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 5,141 |
Reported balance
After 2017-08-10 transaction · row 1
1 source rowRow 1 · 2017-08-10 · Sale · Disposed 6,856 · Balance 5,141 F1: The shares were sold pursuant to a 10b5-1 trading plan. F2: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a 10b5-1 trading plan.
F2: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Informatica Inc.
Report date June 12, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,318 |
Reported balance
After 2024-06-12 transaction · row 1
1 source rowRow 1 · 2024-06-12 · Grant · Acquired 7,535 · Balance 31,318 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.
Liftoff Mobile, Inc.
Report date August 04, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,587 |
Reported balance
After 2026-08-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-04 · Grant · Acquired 9,212 · Balance 33,587 F1: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date. F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.
F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ECHELON CORP
Report date September 14, 2018 · Filed September 17, 2018
Section 16 reporting ended · disclosed 2018-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 1
1 source rowRow 1 · 2018-09-14 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration"). |
| Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.51 · Expires 2026-05-17 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.18 · Expires 2027-05-23 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.16 · Expires 2028-05-17 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration").
F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 2,003 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,921 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,921 Unvested Company RSUs.
SHUTTERFLY INC
Report date September 25, 2019 · Filed September 26, 2019
Section 16 reporting ended · disclosed 2019-09-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 1
1 source rowRow 1 · 2019-09-25 · Disposition to issuer · Disposed 7,916 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-09-25 · Disposition to issuer · Disposed 5,772 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F3: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.
F3: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2026 Filed Aug 7, 2026 01:59 UTC | Liftoff Mobile, Inc. LFTO · Entity 1820 | GrantCommon Stock | 9,212 | $25.51 | $234,998.12 |
DisclosureSEC source: 0001628280-26-054546 · wk-form4_1786067949.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,587 F1 · shares: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date. F2 · balance_after: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date. Read SEC document |
| June 18, 2025 Filed Jun 21, 2025 00:31 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 292 | $296.85 | $86,680.20 |
DisclosureSEC source: 0000769397-25-000103 · wk-form4_1750465893.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,879 F1 · kind: Shares withheld to cover taxes. Read SEC document |
| July 16, 2024 Filed Jul 17, 2024 23:03 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 984 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-24-000122 · wk-form4_1721257408.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,171 F2 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually pursuant to the Director Compensation Policy and under the 2022 Equity Incentive Plan, vest on the date of the next annual meeting. F3 · balance_after: The total securities beneficially owned includes 984 shares of unvested Restricted Stock Units. Read SEC document |
| July 16, 2024 Filed Jul 17, 2024 23:03 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 50 | $253.82 | $12,691.00 |
DisclosureSEC source: 0000769397-24-000122 · wk-form4_1721257408.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,187 F1 · kind: Shares withheld to cover taxes. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:41 UTC | Informatica Inc. INFA · Entity 72885 | GrantClass A Common Stock | 7,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017024 · form4-06142024_100636.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,318 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| December 01, 2023 Filed Dec 2, 2023 00:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 308 | $218.27 | $67,227.16 |
DisclosureSEC source: 0000769397-23-000191 · wk-form4_1701475725.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,237 F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,202 shares of unvested Restricted Stock Units. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 20:30 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $198.12 | $61,219.08 |
DisclosureSEC source: 0000769397-23-000180 · wk-form4_1698870611.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,545 F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1202 shares of unvested Restricted Stock Units. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 18:38 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $206.06 | $63,672.54 |
DisclosureSEC source: 0000769397-23-000175 · wk-form4_1696358315.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,854 F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,202 shares of unvested Restricted Stock Units. Read SEC document |
| September 01, 2023 Filed Sep 2, 2023 00:05 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $224.07 | $69,237.63 |
DisclosureSEC source: 0000769397-23-000167 · wk-form4_1693613142.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,163 F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,202 shares of unvested Restricted Stock Units. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 21:07 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $211.17 | $65,251.53 |
DisclosureSEC source: 0000769397-23-000151 · wk-form4_1691010429.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,472 F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,202 shares of unvested Restricted Stock Units. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:44 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $203.00 | $62,727.00 |
DisclosureSEC source: 0000769397-23-000149 · wk-form4_1688593440.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,202 shares of unvested Restricted Stock Units. Read SEC document |
| June 21, 2023 Filed Jun 24, 2023 00:53 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-23-000133 · wk-form4_1687568029.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,090 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually pursuant to the Director Compensation Policy and under the 2022 Equity Incentive Plan, and vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 1,202 shares of unvested Restricted Stock Units. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:26 UTC | Informatica Inc. INFA · Entity 72885 | GrantClass A Common Stock | 12,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037878 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,783 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 22:48 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $199.21 | $61,555.89 |
DisclosureSEC source: 0000769397-23-000112 · wk-form4_1685659671.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,888 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| May 01, 2023 Filed May 1, 2023 22:09 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $194.79 | $60,190.11 |
DisclosureSEC source: 0000769397-23-000088 · wf-form4_168297898536353.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,197 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 22:16 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $205.09 | $63,372.81 |
DisclosureSEC source: 0000769397-23-000061 · wf-form4_168056017232494.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,506 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:18 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $199.48 | $61,639.32 |
DisclosureSEC source: 0000769397-23-000026 · wf-form4_167779548490506.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 22:34 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $213.89 | $66,092.01 |
DisclosureSEC source: 0000769397-23-000014 · wf-form4_167537722304522.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,124 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/30/2022. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| January 03, 2023 Filed Jan 3, 2023 23:34 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 309 | $190.96 | $59,006.64 |
DisclosureSEC source: 0000769397-23-000002 · wf-form4_167278886160265.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,433 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2022. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:30 UTC | Informatica Inc. INFA · Entity 72885 | SaleClass A Common Stock | 7,585 | $19.21 | $145,700.27 |
DisclosureSEC source: 0001209191-22-055042 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.20 to $19.24 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 00:13 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-22-000094 · wf-form4_165585678050601.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 1,521 shares of unvested Restricted Stock Units. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:26 UTC | Informatica Inc. INFA · Entity 72885 | GrantClass A Common Stock | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037882 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,285 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:39 UTC | Informatica Inc. INFA · Entity 72885 | GrantClass A Common Stock | 7,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062425 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,585 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 14:10 UTC | PROOFPOINT INC PFPT · Entity 135877 | Disposition to issuerCommon Stock | 2,003 | $176.00 | $352,528.00 |
DisclosureSEC source: 0001209191-21-054035 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2 · shares: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3 · shares: Includes 1,921 Unvested Company RSUs. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 18:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046334 · doc4.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 8, 2021. An additional 1/4th of the total number of shares will vest on each of September 30, 2021, December 31, 2021 and March 31, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 18:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046334 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on July 8, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 22:39 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-21-000052 · wf-form4_162431516374512.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,221 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 913 shares of unvested Restricted Stock Units. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 17:10 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015301 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on February 25, 2022, subject to the Reporting Person's continued services to the Issuer through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 01:56 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038363 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,308 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 1,050 shares of unvested Restricted Stock Units. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 20:46 UTC | SHUTTERFLY INC SFLY · Entity 154733 | Disposition to issuerRestricted Stock Units · Derivative | 5,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-019056 · ownership.xml · derivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,772 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 20:46 UTC | SHUTTERFLY INC SFLY · Entity 154733 | Disposition to issuerCommon Stock | 7,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-019056 · ownership.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 20:46 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 2,039 | $157.83 | $321,815.37 |
DisclosureSEC source: 0001209191-19-037405 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 F1 · balance_after: The total securities beneficially owned includes 1,526 shares of unvested Restricted Stock Units. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036790 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,297 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 1,526 shares of unvested Restricted Stock Units. Read SEC document |
| May 23, 2019 Filed May 24, 2019 20:01 UTC | SHUTTERFLY INC SFLY · Entity 154733 | Exercise / conversionRestricted Stock Units · Derivative | 2,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012165 · doc1.xml · derivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 23, 2018. F3 · derivative.exercise_date: The RSUs vested in full on May 23, 2019. F3 · derivative.expiration_date: The RSUs vested in full on May 23, 2019. Read SEC document |
| May 23, 2019 Filed May 24, 2019 20:01 UTC | SHUTTERFLY INC SFLY · Entity 154733 | Exercise / conversionCommon Stock | 2,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012165 · doc1.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 23, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:57 UTC | SHUTTERFLY INC SFLY · Entity 154733 | GrantRestricted Stock Units · Derivative | 5,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011555 · doc1.xml · derivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,772 Underlying: Common Stock · 5,772 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F2 · derivative.exercise_date: The RSUs will vest in full on May 15, 2020, subject to the continued service of the Reporting Person on the vest date. F2 · derivative.expiration_date: The RSUs will vest in full on May 15, 2020, subject to the continued service of the Reporting Person on the vest date. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:19 UTC | ECHELON CORP ELON · Entity 163591 | Disposition to issuerDirector stock option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $4.16 | $0.00 |
DisclosureSEC source: 0001209191-18-051304 · doc4.xml · derivative · entry 4 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-05-17 F2 · derivative.exercise_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:19 UTC | ECHELON CORP ELON · Entity 163591 | Disposition to issuerDirector stock option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001209191-18-051304 · doc4.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-05-23 F2 · derivative.exercise_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:19 UTC | ECHELON CORP ELON · Entity 163591 | Disposition to issuerDirector stock option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $4.51 | $0.00 |
DisclosureSEC source: 0001209191-18-051304 · doc4.xml · derivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-05-17 F2 · derivative.exercise_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:19 UTC | ECHELON CORP ELON · Entity 163591 | Disposition to issuerCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-051304 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration"). Read SEC document |
| June 15, 2018 Filed Jun 13, 2019 20:06 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 9,049 | $137.92 | $1,248,038.08 |
DisclosureSEC source: 0001209191-19-036726 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,771 F1 · balance_after: The total securities beneficially owned includes 1,820 shares of unvested Restricted Stock Units. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 21:14 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 1,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037523 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,820 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 1,820 shares of unvested Restricted Stock Units. Read SEC document |
| May 25, 2018 Filed May 25, 2018 18:29 UTC | SHUTTERFLY INC SFLY · Entity 154733 | SaleCommon Stock | 3,472 | $93.02 | $322,968.22 |
DisclosureSEC source: 0001140361-18-025781 · doc1.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,143 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $92.73 to $93.55 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| May 24, 2018 Filed May 25, 2018 18:29 UTC | SHUTTERFLY INC SFLY · Entity 154733 | Exercise / conversionRestricted Stock Units · Derivative | 4,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025781 · doc1.xml · derivative · entry 4 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 24, 2017. F6 · derivative.exercise_date: The RSUs vested in full on May 24, 2018. F6 · derivative.expiration_date: The RSUs vested in full on May 24, 2018. Read SEC document |
| May 24, 2018 Filed May 25, 2018 18:29 UTC | SHUTTERFLY INC SFLY · Entity 154733 | Exercise / conversionCommon Stock | 4,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025781 · doc1.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 24, 2017. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:29 UTC | SHUTTERFLY INC SFLY · Entity 154733 | GrantRestricted Stock Units · Derivative | 2,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025781 · doc1.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,773 Underlying: Common Stock · 2,773 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F5 · derivative.exercise_date: The RSUs will vest in full on May 23, 2019, subject to the continued service of the Reporting Person on the vest date. F5 · derivative.expiration_date: The RSUs will vest in full on May 23, 2019, subject to the continued service of the Reporting Person on the vest date. Read SEC document |
| May 17, 2018 Filed May 18, 2018 13:10 UTC | ECHELON CORP ELON · Entity 163591 | GrantDirector stock option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $4.16 | $0.00 |
DisclosureSEC source: 0001209191-18-031326 · doc4.xml · derivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-05-17 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:27 UTC | GoDaddy Inc. GDDY · Entity 2569 | SaleClass A Common Stock, par value $0.001 per share | 6,856 | $41.87 | $287,050.44 |
DisclosureSEC source: 0001609711-17-000173 · wf-form4_150274963832417.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,141 F1 · kind: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 20:21 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 2,354 | $106.24 | $250,096.26 |
DisclosureSEC source: 0001209191-17-042121 · doc4.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 23, 2017 Filed Jun 23, 2017 19:20 UTC | SHUTTERFLY INC SFLY · Entity 154733 | SaleCommon Stock | 1,060 | $47.76 | $50,628.36 |
DisclosureSEC source: 0001140361-17-026028 · doc1.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,986 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $47.67 to $47.90 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.