Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | April 27, 2012 | April 30, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date April 27, 2012 · Filed April 30, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,988 |
Ending reported balance
After 2012-04-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2012-04-27 · Sale · Disposed 5,793 · Balance 61,346 F1: This transaction was executed in multiple trades at prices ranging from $600.66 to $601.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 2 · 2012-04-27 · Sale · Disposed 16,607 · Balance 44,739 F2: This transaction was executed in multiple trades at prices ranging from $602.24 to $603.23; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2012-04-27 · Sale · Disposed 10,400 · Balance 34,339 F3: This transaction was executed in multiple trades at prices ranging from $603.29 to $604.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 4 · 2012-04-27 · Sale · Disposed 31,351 · Balance 2,988 F4: This transaction was executed in multiple trades at prices ranging from $604.30 to $605.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $600.66 to $601.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F2: This transaction was executed in multiple trades at prices ranging from $602.24 to $603.23; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F3: This transaction was executed in multiple trades at prices ranging from $603.29 to $604.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F4: This transaction was executed in multiple trades at prices ranging from $604.30 to $605.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2012 Filed Apr 30, 2012 23:01 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 31,351 | $604.84 | $18,962,348.25 |
DisclosureSEC source: 0001181431-12-026482 · rrd343151.xml · nonDerivative · entry 4 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988 F4 · price: This transaction was executed in multiple trades at prices ranging from $604.30 to $605.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 27, 2012 Filed Apr 30, 2012 23:01 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,400 | $603.65 | $6,277,936.08 |
DisclosureSEC source: 0001181431-12-026482 · rrd343151.xml · nonDerivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,339 F3 · price: This transaction was executed in multiple trades at prices ranging from $603.29 to $604.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 27, 2012 Filed Apr 30, 2012 23:01 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 16,607 | $602.73 | $10,009,467.36 |
DisclosureSEC source: 0001181431-12-026482 · rrd343151.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,739 F2 · price: This transaction was executed in multiple trades at prices ranging from $602.24 to $603.23; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 27, 2012 Filed Apr 30, 2012 23:01 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,793 | $601.24 | $3,482,996.64 |
DisclosureSEC source: 0001181431-12-026482 · rrd343151.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,346 F1 · price: This transaction was executed in multiple trades at prices ranging from $600.66 to $601.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 24, 2012 Filed Mar 28, 2012 00:52 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-019838 · rrd339704.xml · derivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2012-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on September 26, 2008 and vested in full on March 24, 2012. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2012 Filed Mar 28, 2012 00:52 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 55,849 | $596.05 | $33,288,796.45 |
DisclosureSEC source: 0001181431-12-019838 · rrd339704.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,139 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 24, 2012 Filed Mar 28, 2012 00:52 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-019838 · rrd339704.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| January 31, 2012 Filed Feb 3, 2012 00:06 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 63 | $337.24 | $21,245.96 |
DisclosureSEC source: 0001181431-12-005464 · rrd331009.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2011 through January 31, 2012. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2011. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 21:15 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054907 · rrd324796.xml · derivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-03-21 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest 50% on June 21, 2013, and the remaining 50% on March 21, 2016, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest 50% on June 21, 2013, and the remaining 50% on March 21, 2016, assuming continued employment through the applicable vesting date. Read SEC document |
| January 31, 2011 Filed Feb 7, 2011 11:45 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 95 | $222.57 | $21,144.39 |
DisclosureSEC source: 0001181431-11-007640 · rrd298352.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 2, 2010 through January 31, 2011. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 2, 2010. Read SEC document |
| September 21, 2010 Filed Sep 23, 2010 21:51 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-047829 · rrd286662.xml · derivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2014-09-21 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on September 21, 2014, assuming continued employment through the vesting date. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on September 21, 2014, assuming continued employment through the vesting date. Read SEC document |
| July 30, 2010 Filed Aug 6, 2010 00:03 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 118 | $179.87 | $21,224.48 |
DisclosureSEC source: 0001181431-10-040667 · rrd282464.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 21:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 4,687 | $0.00 Strike: $46.57 | $0.00 |
DisclosureSEC source: 0001181431-10-023080 · rrd273412.xml · derivative · entry 4 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,687 shares Expires 2012-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option vests quarterly in equal installments over a four-year period commencing on August 30, 2005. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 21:29 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,100 | $268.44 | $2,711,244.00 |
DisclosureSEC source: 0001181431-10-023080 · rrd273412.xml · nonDerivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F2 · price: This transaction was executed in multiple trades at prices ranging from $268.32 to $268.47; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 21:29 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 35,012 | $267.01 | $9,348,554.12 |
DisclosureSEC source: 0001181431-10-023080 · rrd273412.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,812 F1 · price: This transaction was executed in multiple trades at prices ranging from $267.01 to $267.86; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 21:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 4,687 | $46.57 | $218,273.59 |
DisclosureSEC source: 0001181431-10-023080 · rrd273412.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018244 · rrd270674.xml · derivative · entry 5 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2010-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: This restricted stock unit award was granted on May 28, 2008 and vested in full on March 24, 2010. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018244 · rrd270674.xml · derivative · entry 4 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2010-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on December 17, 2007 and vested in full on March 24, 2010. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 34,575 | $229.37 | $7,930,467.75 |
DisclosureSEC source: 0001181431-10-018244 · rrd270674.xml · nonDerivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,137 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018244 · rrd270674.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018244 · rrd270674.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| August 30, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-042144 · rrd251948.xml · derivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2009-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on 8/30/2005 and vested in annual installments over four years. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| August 30, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 2,288 | $170.05 | $389,074.40 |
DisclosureSEC source: 0001181431-09-042144 · rrd251948.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| August 30, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-042144 · rrd251948.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 70,313 | $0.00 Strike: $46.57 | $0.00 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · derivative · entry 7 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,687 Underlying: Common Stock · 70,313 shares Expires 2012-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option vests quarterly in equal installments over a four-year period commencing on August 30, 2005. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 36,750 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · derivative · entry 6 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,750 shares Expires 2011-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option vested quarterly in equal installments over a four-year period commencing on February 4, 2004. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 9,999 | $159.28 | $1,592,620.72 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · nonDerivative · entry 5 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $159.24 to $159.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 54,620 | $158.68 | $8,667,101.60 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · nonDerivative · entry 4 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,999 F2 · price: This transaction was executed in multiple trades at prices ranging from $158.18 to $158.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 66,584 | $157.27 | $10,471,932.02 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · nonDerivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,619 F1 · price: This transaction was executed in multiple trades at prices ranging from $156.97 to $157.91; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 70,313 | $46.57 | $3,274,476.41 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:10 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 36,750 | $10.90 | $400,391.25 |
DisclosureSEC source: 0001181431-09-036651 · rrd249009.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2009 Filed Jul 22, 2009 01:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-035986 · rrd248701.xml · derivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2009-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on 7/19/2006. Fifty percent of these restricted stock units vested on the second anniversary of the grant date and the remaining fifty percent vested on the third anniversary of the grant date. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| July 19, 2009 Filed Jul 22, 2009 01:29 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 16,498 | $151.75 | $2,503,571.50 |
DisclosureSEC source: 0001181431-09-035986 · rrd248701.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,140 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| July 19, 2009 Filed Jul 22, 2009 01:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-035986 · rrd248701.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| June 26, 2009 Filed Jul 2, 2009 21:31 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 288 | $73.62 | $21,202.13 |
DisclosureSEC source: 0001181431-09-033915 · rrd247248.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,138 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 29, 2008 to June 26, 2009. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 29, 2008. Read SEC document |
| September 26, 2008 Filed Sep 27, 2008 00:36 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-054636 · rrd219555.xml · derivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2012-03-24 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment. Read SEC document |
| August 30, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-051425 · rrd217536.xml · derivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2008-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on 8/30/2005 and vests in annual installments over four years. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| August 30, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 2,288 | $169.53 | $387,884.64 |
DisclosureSEC source: 0001181431-08-051425 · rrd217536.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| August 30, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-051425 · rrd217536.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 23:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 33,750 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001181431-08-046396 · rrd214777.xml · derivative · entry 6 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,750 Underlying: Common Stock · 33,750 shares Expires 2011-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on February 4, 2004. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 23:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 6,250 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001181431-08-046396 · rrd214777.xml · derivative · entry 5 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2010-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on December 9, 2003. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 23:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 33,750 | $159.38 | $5,379,075.00 |
DisclosureSEC source: 0001181431-08-046396 · rrd214777.xml · nonDerivative · entry 4 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138 F2 · price: This transaction was executed in multiple trades at prices ranging from $159.03 to $159.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 23:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 33,750 | $10.90 | $367,706.25 |
DisclosureSEC source: 0001181431-08-046396 · rrd214777.xml · nonDerivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 23:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 6,250 | $159.07 | $994,156.25 |
DisclosureSEC source: 0001181431-08-046396 · rrd214777.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138 F1 · price: This transaction was executed in multiple trades at prices ranging from $159.04 to $159.09; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 23:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 6,250 | $10.23 | $63,906.25 |
DisclosureSEC source: 0001181431-08-046396 · rrd214777.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2008 Filed Jul 30, 2008 23:36 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 20,866 | $159.57 | $3,329,587.62 |
DisclosureSEC source: 0001181431-08-045092 · rrd214224.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138 F1 · price: This transaction was executed in multiple trades at prices ranging from $159.44 to $159.69; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 19, 2008 Filed Jul 23, 2008 00:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-044053 · rrd213612.xml · derivative · entry 3 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2009-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| July 19, 2008 Filed Jul 23, 2008 00:38 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 16,634 | $165.15 | $2,747,105.10 |
DisclosureSEC source: 0001181431-08-044053 · rrd213612.xml · nonDerivative · entry 2 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,004 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| July 19, 2008 Filed Jul 23, 2008 00:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-044053 · rrd213612.xml · nonDerivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| May 28, 2008 Filed May 31, 2008 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-035743 · rrd208940.xml · derivative · entry 1 Forstall Scott J · CIK 0001423813 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2010-03-24 F1 · derivative.exercise_price: Upon vesting, Mr. Forstall is entitled to receive one share of common stock for each restricted stock unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2010, assuming continued employment. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2010, assuming continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.