Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | June 21, 2013 | June 21, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date June 21, 2013 · Filed June 21, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,008 |
Reported balance
After 2013-06-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-06-21 · Exercise / conversion · Acquired 28,414 · Balance 64,008 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 49,543 |
Reported balance
After 2013-06-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-06-21 · Tax withholding · Disposed 14,465 · Balance 49,543 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2013-06-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-06-21 · Exercise / conversion · Disposed 28,414 · Balance 75,000 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vested daily over the period from March 24, 2012 to June 21, 2013. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from January 1, 2013 through June 21, 2013. The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vested daily over the period from March 24, 2012 to June 21, 2013. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from January 1, 2013 through June 21, 2013. The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2013 Filed Jun 21, 2013 21:26 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 28,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-021036 · form4.xml · derivative · entry 3 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 28,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vested daily over the period from March 24, 2012 to June 21, 2013. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from January 1, 2013 through June 21, 2013. The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vested daily over the period from March 24, 2012 to June 21, 2013. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from January 1, 2013 through June 21, 2013. The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date. Read SEC document |
| June 21, 2013 Filed Jun 21, 2013 21:26 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 14,465 | $413.50 | $5,981,277.50 |
DisclosureSEC source: 0001127602-13-021036 · form4.xml · nonDerivative · entry 2 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,543 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| June 21, 2013 Filed Jun 21, 2013 21:26 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 28,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-021036 · form4.xml · nonDerivative · entry 1 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 46,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-011465 · form4.xml · derivative · entry 3 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,414 Underlying: Common Stock · 46,586 shares Expires 2016-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vests daily over the period from March 24, 2012 to June 21, 2013, assuming continued employment through the applicable vesting date. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from March 24, 2012 through December 31, 2012 (with any units subject to the modified portion of the award that vest after December 31, 2012 to be settled no later than September 5, 2013). The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F4 · derivative.exercise_date: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vests daily over the period from March 24, 2012 to June 21, 2013, assuming continued employment through the applicable vesting date. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from March 24, 2012 through December 31, 2012 (with any units subject to the modified portion of the award that vest after December 31, 2012 to be settled no later than September 5, 2013). The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 23,581 | $443.66 | $10,461,946.46 |
DisclosureSEC source: 0001127602-13-011465 · form4.xml · nonDerivative · entry 2 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,594 F3 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 46,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-011465 · form4.xml · nonDerivative · entry 1 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F2 · balance_after: The reporting person no longer has a reportable beneficial interest in 17,000 shares of the issuer's common stock that are owned by a family trust and were included in the reporting person's prior ownership reports. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 23:39 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock | 41 | $387.17 | $15,873.83 |
DisclosureSEC source: 0001127602-13-004087 · form4.xml · nonDerivative · entry 1 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,589 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2012 through January 31, 2013. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2013. Read SEC document |
| November 30, 2012 Filed Dec 18, 2012 23:20 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034445 · form4.xml · nonDerivative · entry 2 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,000 F1 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| November 30, 2012 Filed Dec 18, 2012 23:20 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-034445 · form4.xml · nonDerivative · entry 1 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,548 F1 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 35,000 | $582.21 | $20,377,507.50 |
DisclosureSEC source: 0001127602-12-032309 · form4.xml · nonDerivative · entry 1 MANSFIELD ROBERT L · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,548 F1 · price: This transaction was executed in multiple trades at prices ranging from $582.00 to $582.88; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 24, 2012 Filed Mar 28, 2012 00:50 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-019835 · rrd339787.xml · derivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2012-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on September 26, 2008 and vested in full on March 24, 2012. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2012 Filed Mar 28, 2012 00:50 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 56,016 | $596.05 | $33,388,336.80 |
DisclosureSEC source: 0001181431-12-019835 · rrd339787.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,548 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 24, 2012 Filed Mar 28, 2012 00:50 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-019835 · rrd339787.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| January 31, 2012 Filed Feb 3, 2012 00:06 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 63 | $337.24 | $21,245.96 |
DisclosureSEC source: 0001181431-12-005466 · rrd331022.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2011 through January 31, 2012. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2011. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 00:03 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 30,000 | $0.00 Strike: $36.54 | $0.00 |
DisclosureSEC source: 0001181431-12-004792 · rrd331031.xml · derivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2012-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option was granted June 7, 2005 and vested over a four-year period after the date of the grant. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 00:03 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 30,000 | $452.28 | $13,568,529.00 |
DisclosureSEC source: 0001181431-12-004792 · rrd331031.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501 F1 · price: This transaction was executed in multiple trades at prices ranging from $452.10 to $452.66; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 00:03 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 30,000 | $36.54 | $1,096,200.00 |
DisclosureSEC source: 0001181431-12-004792 · rrd331031.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 21:14 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054906 · rrd324799.xml · derivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-03-21 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest 50% on June 21, 2013, and the remaining 50% on March 21, 2016, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest 50% on June 21, 2013, and the remaining 50% on March 21, 2016, assuming continued employment through the applicable vesting date. Read SEC document |
| April 25, 2011 Filed Apr 26, 2011 23:39 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 38,863 | $351.89 | $13,675,504.96 |
DisclosureSEC source: 0001181431-11-025501 · rrd309135.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501 F1 · price: This transaction was executed in multiple trades at prices ranging from $351.79 to $352.19; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| January 31, 2011 Filed Feb 4, 2011 01:31 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 95 | $222.57 | $21,144.39 |
DisclosureSEC source: 0001181431-11-007304 · rrd298355.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,364 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 2, 2010 through January 31, 2011. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 2, 2010. Read SEC document |
| December 10, 2010 Filed Dec 28, 2010 22:17 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-063827 · rrd293937.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,269 F1 · kind: This transaction represents a charitable donation. Read SEC document |
| October 21, 2010 Filed Oct 26, 2010 00:16 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 40,000 | $0.00 Strike: $36.54 | $0.00 |
DisclosureSEC source: 0001181431-10-051967 · rrd289076.xml · derivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 40,000 shares Expires 2012-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on June 7, 2005. Read SEC document |
| October 21, 2010 Filed Oct 26, 2010 00:16 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 40,000 | $308.00 | $12,320,000.00 |
DisclosureSEC source: 0001181431-10-051967 · rrd289076.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,831 Read SEC document |
| October 21, 2010 Filed Oct 26, 2010 00:16 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 40,000 | $36.54 | $1,461,600.00 |
DisclosureSEC source: 0001181431-10-051967 · rrd289076.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2010 Filed Sep 23, 2010 21:50 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-047828 · rrd286661.xml · derivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2014-09-21 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on September 21, 2014, assuming continued employment through the vesting date. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on September 21, 2014, assuming continued employment through the vesting date. Read SEC document |
| July 30, 2010 Filed Aug 6, 2010 00:03 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 118 | $179.87 | $21,224.48 |
DisclosureSEC source: 0001181431-10-040668 · rrd282465.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,831 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018243 · rrd270783.xml · derivative · entry 5 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2010-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: This restricted stock unit award was granted on May 28, 2008 and vested in full on March 24, 2010. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018243 · rrd270783.xml · derivative · entry 4 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2010-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on December 17, 2007 and vested in full on March 24, 2010. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 34,575 | $229.37 | $7,930,467.75 |
DisclosureSEC source: 0001181431-10-018243 · rrd270783.xml · nonDerivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,713 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018243 · rrd270783.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| March 24, 2010 Filed Mar 26, 2010 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-018243 · rrd270783.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| October 22, 2009 Filed Oct 26, 2009 21:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 20,000 | $0.00 Strike: $36.54 | $0.00 |
DisclosureSEC source: 0001181431-09-048559 · rrd255512.xml · derivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 20,000 shares Expires 2012-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on June 7, 2005. Read SEC document |
| October 22, 2009 Filed Oct 26, 2009 21:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 53,562 | $204.19 | $10,936,824.78 |
DisclosureSEC source: 0001181431-09-048559 · rrd255512.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288 F1 · price: This transaction was executed in multiple trades at prices ranging from $204.06 to $204.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| October 22, 2009 Filed Oct 26, 2009 21:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 20,000 | $36.54 | $730,800.00 |
DisclosureSEC source: 0001181431-09-048559 · rrd255512.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-042143 · rrd251945.xml · derivative · entry 6 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2009-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on 8/30/2005 and vested annually over 4 years. Read SEC document |
| August 30, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 2,288 | $170.05 | $389,074.40 |
DisclosureSEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 4 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,850 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| August 30, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| August 29, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-042143 · rrd251945.xml · derivative · entry 5 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2009-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on 8/29/2006 and vested in two installments over 3 years. Read SEC document |
| August 29, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 11,438 | $170.05 | $1,945,031.90 |
DisclosureSEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,138 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| August 29, 2009 Filed Sep 1, 2009 22:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:11 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 40,000 | $0.00 Strike: $36.54 | $0.00 |
DisclosureSEC source: 0001181431-09-036652 · rrd248999.xml · derivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 40,000 shares Expires 2012-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on June 7, 2005. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:11 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 40,000 | $158.84 | $6,353,600.00 |
DisclosureSEC source: 0001181431-09-036652 · rrd248999.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,576 F1 · price: This transaction was executed in multiple trades at prices ranging from $158.38 to $159.06; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 24, 2009 Filed Jul 28, 2009 22:11 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 40,000 | $36.54 | $1,461,600.00 |
DisclosureSEC source: 0001181431-09-036652 · rrd248999.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2009 Filed Jul 2, 2009 21:33 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 288 | $73.62 | $21,202.13 |
DisclosureSEC source: 0001181431-09-033920 · rrd247251.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,576 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 29, 2008 to June 26, 2009. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 29, 2008. Read SEC document |
| September 26, 2008 Filed Sep 27, 2008 00:37 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-054637 · rrd219552.xml · derivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2012-03-24 F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2012, assuming continued employment. Read SEC document |
| August 30, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-051426 · rrd217516.xml · derivative · entry 6 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2008-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on 8/30/2005 and vests annually over 4 years. Read SEC document |
| August 30, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 2,288 | $169.53 | $387,884.64 |
DisclosureSEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 4 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,288 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| August 30, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| August 29, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-051426 · rrd217516.xml · derivative · entry 5 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2008-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on 8/29/2006 and vests in two installments over 3 years. Read SEC document |
| August 29, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 11,438 | $169.53 | $1,939,084.14 |
DisclosureSEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,576 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.