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AAPL

Apple Inc.

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2389
SEC CIK
0000320193
Parsed reports
1,396

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202609
May 202604
Jun 202601
Jul 202600
Aug 202603
Sep 202605
Oct 2026012

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2010 Filed Feb 4, 2010 22:43 UTC
OPPENHEIMER PETERSenior Vice President, CFO
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-006761 · rrd264934.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,487

F1 · kind: Each transaction represents a charitable donation to an educational institution.

Read SEC document
January 04, 2010 Filed Jan 6, 2010 22:29 UTC
SERLET BERTRANDSenior Vice President
SaleCommon Stock 10,000 $213.55 $2,135,500.00
Disclosure

SEC source: 0001181431-10-001904 · rrd261576.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,781

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009.

Read SEC document
December 24, 2009 Filed Jan 6, 2010 22:27 UTC
Papermaster Mark DSenior Vice President
GrantCommon Stock (ESPP) 176 $120.67 $21,238.71
Disclosure

SEC source: 0001181431-10-001894 · rrd261566.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 29, 2009 through December 24, 2009. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 29, 2009.

Read SEC document
December 24, 2009 Filed Jan 6, 2010 22:28 UTC
RAFAEL BETSYVP, Controller and PAO
GrantCommon Stock (ESPP) 22 $120.67 $2,654.84
Disclosure

SEC source: 0001181431-10-001899 · rrd261561.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 29, 2009 through December 24, 2009. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 29, 2009.

Read SEC document
December 01, 2009 Filed Dec 3, 2009 23:29 UTC
JOHNSON RONALD BSenior Vice President
Exercise / conversionEmployee Stock Option · Derivative 200,000 $0.00 Strike: $23.72 $0.00
Disclosure

SEC source: 0001181431-09-054975 · rrd258716.xml · derivative · entry 4

JOHNSON RONALD B · CIK 0001285042 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2009-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2009.

F4 · derivative.exercise_date: This employee stock option vested annually in equal installments over a four-year period commencing on December 14, 1999.

Read SEC document
December 01, 2009 Filed Dec 3, 2009 23:29 UTC
JOHNSON RONALD BSenior Vice President
SaleCommon Stock 91,978 $202.22 $18,599,791.16
Disclosure

SEC source: 0001181431-09-054975 · rrd258716.xml · nonDerivative · entry 3

JOHNSON RONALD B · CIK 0001285042 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,875

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2009.

F3 · price: This transaction was executed in multiple trades at prices ranging from $202.00 to $202.35; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 01, 2009 Filed Dec 3, 2009 23:29 UTC
JOHNSON RONALD BSenior Vice President
SaleCommon Stock 108,022 $200.97 $21,709,181.34
Disclosure

SEC source: 0001181431-09-054975 · rrd258716.xml · nonDerivative · entry 2

JOHNSON RONALD B · CIK 0001285042 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,853

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2009.

F2 · price: This transaction was executed in multiple trades at prices ranging from $200.59 to $201.58; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 01, 2009 Filed Dec 3, 2009 23:29 UTC
JOHNSON RONALD BSenior Vice President
Exercise / conversionCommon Stock 200,000 $23.72 $4,743,760.00
Disclosure

SEC source: 0001181431-09-054975 · rrd258716.xml · nonDerivative · entry 1

JOHNSON RONALD B · CIK 0001285042 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2009 Filed Oct 28, 2009 21:33 UTC
SERLET BERTRANDSenior Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048841 · rrd255663.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,781

F1 · kind: This transaction represents a charitable donation to an educational institution.

Read SEC document
October 26, 2009 Filed Oct 28, 2009 21:35 UTC
RAFAEL BETSYVP, Controller and PAO
SaleCommon Stock 7,065 $202.80 $1,432,803.20
Disclosure

SEC source: 0001181431-09-048844 · rrd255649.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:30 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionEmployee Stock Option · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001181431-09-048559 · rrd255512.xml · derivative · entry 3

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 20,000 shares

Expires 2012-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on June 7, 2005.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:30 UTC
MANSFIELD ROBERT LSenior Vice President
SaleCommon Stock 53,562 $204.19 $10,936,824.78
Disclosure

SEC source: 0001181431-09-048559 · rrd255512.xml · nonDerivative · entry 2

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288

F1 · price: This transaction was executed in multiple trades at prices ranging from $204.06 to $204.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:30 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionCommon Stock 20,000 $36.54 $730,800.00
Disclosure

SEC source: 0001181431-09-048559 · rrd255512.xml · nonDerivative · entry 1

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionDirector Stock Option · Derivative 10,000 $0.00 Strike: $131.85 $0.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · derivative · entry 9

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to the terms of the 1997 Director Stock Option Plan, this Director Stock Option was granted on 8/5/2007 and was fully vested on grant date.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionDirector Stock Option · Derivative 10,000 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · derivative · entry 8

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to the terms of the 1997 Director Stock Option Plan, this Director Stock Option was granted on 8/5/2006 and was fully vested on grant date.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionDirector Stock Option · Derivative 10,000 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · derivative · entry 7

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2015-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to the terms of the 1997 Director Stock Option Plan, this Director Stock Option was granted on 8/5/2005 and was fully vested on grant date.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionDirector Stock Option · Derivative 20,000 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · derivative · entry 6

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2014-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the terms of the 1997 Director Stock Option Plan, this Director Stock Option was granted on 8/5/2004 and was fully vested on grant date.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC SaleCommon Stock 40,000 $203.84 $8,153,600.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · nonDerivative · entry 5

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $203.46 to $204.38; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionCommon Stock 10,000 $131.85 $1,318,500.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · nonDerivative · entry 4

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionCommon Stock 10,000 $68.30 $683,000.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · nonDerivative · entry 3

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionCommon Stock 10,000 $42.99 $429,900.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · nonDerivative · entry 2

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2009 Filed Oct 26, 2009 21:31 UTC Exercise / conversionCommon Stock 20,000 $15.70 $313,900.00
Disclosure

SEC source: 0001181431-09-048560 · rrd255465.xml · nonDerivative · entry 1

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2009 Filed Oct 19, 2009 21:47 UTC
RAFAEL BETSYVP, Controller and PAO
Exercise / conversionRestricted Stock Unit · Derivative 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-048009 · rrd255250.xml · derivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,875 shares

Expires 2009-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on 10/12/2008 and vests in equal installments every six months over four years.

Read SEC document
October 15, 2009 Filed Oct 19, 2009 21:47 UTC
RAFAEL BETSYVP, Controller and PAO
Tax withholdingCommon Stock 858 $190.56 $163,500.48
Disclosure

SEC source: 0001181431-09-048009 · rrd255250.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,237

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2009 Filed Oct 19, 2009 21:47 UTC
RAFAEL BETSYVP, Controller and PAO
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-048009 · rrd255250.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 06, 2009 Filed Oct 8, 2009 21:46 UTC
SERLET BERTRANDSenior Vice President
SaleCommon Stock 10,000 $188.42 $1,884,200.00
Disclosure

SEC source: 0001181431-09-047311 · rrd254679.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,781

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 2, 2009.

Read SEC document
September 26, 2009 Filed Sep 29, 2009 22:31 UTC
RAFAEL BETSYVP, Controller and PAO
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-045491 · rrd253809.xml · derivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2010, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2010, assuming continued employment through the applicable vesting date.

Read SEC document
September 21, 2009 Filed Sep 23, 2009 21:33 UTC
SEWELL D BRUCEGC, SVP Legal and Gov't Affrs
GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-044913 · rrd253482.xml · derivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · GC, SVP Legal and Gov't Affrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest 25% on each of the first four anniversaries of the grant date, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest 25% on each of the first four anniversaries of the grant date, assuming continued employment through the applicable vesting date.

Read SEC document
September 11, 2009 Filed Sep 15, 2009 22:04 UTC
RAFAEL BETSYVP, Controller and PAO
Exercise / conversionRestricted Stock Unit · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-044029 · rrd252449.xml · derivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2009-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on 9/11/2007 and vests in annual installments over five years.

Read SEC document
September 11, 2009 Filed Sep 15, 2009 22:04 UTC
RAFAEL BETSYVP, Controller and PAO
Tax withholdingCommon Stock 4,203 $172.16 $723,588.48
Disclosure

SEC source: 0001181431-09-044029 · rrd252449.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,220

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
September 11, 2009 Filed Sep 15, 2009 22:04 UTC
RAFAEL BETSYVP, Controller and PAO
Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-044029 · rrd252449.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
August 30, 2009 Filed Sep 1, 2009 22:01 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-042143 · rrd251945.xml · derivative · entry 6

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2009-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4 · derivative.exercise_date: This restricted stock unit award was granted on 8/30/2005 and vested annually over 4 years.

Read SEC document
August 30, 2009 Filed Sep 1, 2009 22:01 UTC
MANSFIELD ROBERT LSenior Vice President
Tax withholdingCommon Stock 2,288 $170.05 $389,074.40
Disclosure

SEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 4

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,850

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
August 30, 2009 Filed Sep 1, 2009 22:01 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 3

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
August 30, 2009 Filed Sep 1, 2009 22:01 UTC
Forstall Scott JSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-042144 · rrd251948.xml · derivative · entry 3

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2009-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This restricted stock unit award was granted on 8/30/2005 and vested in annual installments over four years.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
August 30, 2009 Filed Sep 1, 2009 22:01 UTC
Forstall Scott JSenior Vice President
Tax withholdingCommon Stock 2,288 $170.05 $389,074.40
Disclosure

SEC source: 0001181431-09-042144 · rrd251948.xml · nonDerivative · entry 2

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
August 30, 2009 Filed Sep 1, 2009 22:01 UTC
Forstall Scott JSenior Vice President
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-042144 · rrd251948.xml · nonDerivative · entry 1

Forstall Scott J · CIK 0001423813 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, 1 share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

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August 29, 2009 Filed Sep 1, 2009 22:01 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-042143 · rrd251945.xml · derivative · entry 5

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2009-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on 8/29/2006 and vested in two installments over 3 years.

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August 29, 2009 Filed Sep 1, 2009 22:01 UTC
MANSFIELD ROBERT LSenior Vice President
Tax withholdingCommon Stock 11,438 $170.05 $1,945,031.90
Disclosure

SEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 2

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,138

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

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August 29, 2009 Filed Sep 1, 2009 22:01 UTC
MANSFIELD ROBERT LSenior Vice President
Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-042143 · rrd251945.xml · nonDerivative · entry 1

MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 5,000 $0.00 Strike: $160.64 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 9

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

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August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 5,000 $0.00 Strike: $131.85 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 8

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2017-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 5,000 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 7

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2016-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 5,000 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 6

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 10,000 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 5

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2014-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 10,000 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 4

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2013-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 10,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 3

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2012-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 27, 2009 Filed Sep 4, 2009 22:31 UTC OtherDirector Stock Option · Derivative 10,000 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001181431-09-042886 · rrd251493.xml · derivative · entry 2

CAMPBELL WILLIAM V · CIK 0001188888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2011-08-05

F2 · kind: Non-sale transfer of the securities that is exempt from Section 16.

Read SEC document
August 14, 2009 Filed Aug 18, 2009 22:02 UTC GrantDirector Stock Option · Derivative 10,000 $0.00 Strike: $166.78 $0.00
Disclosure

SEC source: 0001181431-09-040176 · rrd250825.xml · derivative · entry 1

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2019-08-14

F1 · security: Automatic grant pursuant to the 1997 Director Stock Option Plan.

Read SEC document
August 05, 2009 Filed Aug 7, 2009 22:02 UTC GrantDirector Stock Option · Derivative 10,000 $0.00 Strike: $165.11 $0.00
Disclosure

SEC source: 0001181431-09-038539 · rrd249953.xml · derivative · entry 1

YORK JEROME B · CIK 0001198726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2019-08-05

F1 · security: Automatic grant pursuant to the 1997 Director Stock Option Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.