Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2021 Filed May 12, 2021 20:20 UTC |
Gorman Thomas JosephDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032039 · doc4.xml · nonDerivative · entry 1 Gorman Thomas Joseph · CIK 0001859811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,655 Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:33 UTC |
Williams Steven WDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032063 · doc4.xml · nonDerivative · entry 1 Williams Steven W · CIK 0001688822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,789 Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:23 UTC |
HUGHES JAMES ALTONDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032042 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,958 Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:36 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032068 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,631 Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:25 UTC |
Nevels James EDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032046 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,991 Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:15 UTC |
Citrino Mary AnneDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032031 · doc4.xml · nonDerivative · entry 1 Citrino Mary Anne · CIK 0001334494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,993 Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:28 UTC |
Roberts Carol LDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032052 · doc4.xml · nonDerivative · entry 1 Roberts Carol L · CIK 0001341790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,958 Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:30 UTC |
Sitherwood SuzanneDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032057 · doc4.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,958 Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:17 UTC |
Fiore PasqualeDirector
|
GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032035 · doc4.xml · nonDerivative · entry 1 Fiore Pasquale · CIK 0001655273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,089 Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:22 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,482 | $0.00 Strike: $37.68 | $0.00 |
DisclosureSEC source: 0001209191-21-031235 · doc4.xml · derivative · entry 7 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 2,482 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:22 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,953 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001209191-21-031235 · doc4.xml · derivative · entry 6 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,953 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:22 UTC |
Jones Tammi AEVP & CHRO
|
SaleCommon Stock, par value $0.01 per share | 4,435 | $41.18 | $182,648.38 |
DisclosureSEC source: 0001209191-21-031235 · doc4.xml · nonDerivative · entry 3 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,750 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.1700 - $41.1901. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:22 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,482 | $37.68 | $93,521.76 |
DisclosureSEC source: 0001209191-21-031235 · doc4.xml · nonDerivative · entry 2 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:22 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,953 | $34.83 | $68,022.99 |
DisclosureSEC source: 0001209191-21-031235 · doc4.xml · nonDerivative · entry 1 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:25 UTC |
Kahrs Benjamin DEVP & Chief Innovation Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,574 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001209191-21-031239 · doc4.xml · derivative · entry 3 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,574 shares Expires 2026-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:25 UTC |
Kahrs Benjamin DEVP & Chief Innovation Officer
|
SaleCommon Stock, par value $0.01 per share | 28,082 | $39.68 | $1,114,358.35 |
DisclosureSEC source: 0001209191-21-031239 · doc4.xml · nonDerivative · entry 2 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.3100 - $39.9800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:25 UTC |
Kahrs Benjamin DEVP & Chief Innovation Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 16,574 | $15.10 | $250,267.40 |
DisclosureSEC source: 0001209191-21-031239 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 16:26 UTC |
Heeter Jeffrey D.EVP & Gen. Counsel
|
OtherPhantom Stock Units · Derivative | 9,436 | $36.76 | $346,867.36 |
DisclosureSEC source: 0001209191-21-028804 · doc4.xml · derivative · entry 1 Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,436 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. F2 · derivative.expiration_date: Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:30 UTC |
Reyes Timothy D.EVP & Chief Commercial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,260 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-21-028806 · doc4.xml · derivative · entry 4 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130 Underlying: Common Stock · 12,260 shares Expires 2029-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:30 UTC |
Reyes Timothy D.EVP & Chief Commercial Officer
|
SaleCommon Stock, par value $0.01 per share | 20,260 | $36.82 | $745,904.32 |
DisclosureSEC source: 0001209191-21-028806 · doc4.xml · nonDerivative · entry 2 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,831 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.7300 - $36.8900. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:30 UTC |
Reyes Timothy D.EVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 12,260 | $27.96 | $342,789.60 |
DisclosureSEC source: 0001209191-21-028806 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:22 UTC |
Heeter Jeffrey D.EVP & Gen. Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,260 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-21-027944 · doc4.xml · derivative · entry 3 Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130 Underlying: Common Stock · 12,260 shares Expires 2029-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:22 UTC |
Heeter Jeffrey D.EVP & Gen. Counsel
|
SaleCommon Stock, par value $0.01 per share | 12,260 | $35.35 | $433,424.10 |
DisclosureSEC source: 0001209191-21-027944 · doc4.xml · nonDerivative · entry 2 Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,688 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.9500 - $35.8000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:22 UTC |
Heeter Jeffrey D.EVP & Gen. Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 12,260 | $27.96 | $342,789.60 |
DisclosureSEC source: 0001209191-21-027944 · doc4.xml · nonDerivative · entry 1 Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 98,047 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · derivative · entry 12 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,023 Underlying: Common Stock · 98,047 shares Expires 2029-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 76,354 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · derivative · entry 11 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,354 shares Expires 2026-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 46,580 | $0.00 Strike: $24.73 | $0.00 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · derivative · entry 10 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,580 shares Expires 2024-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,431 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · derivative · entry 9 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,431 shares Expires 2023-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,625 | $0.00 Strike: $22.78 | $0.00 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · derivative · entry 8 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,625 shares Expires 2022-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
SaleCommon Stock, par value $0.01 per share | 238,037 | $32.91 | $7,834,059.51 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · nonDerivative · entry 6 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,672 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.8150 - $33.0200. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 98,047 | $27.96 | $2,741,394.12 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · nonDerivative · entry 5 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 76,354 | $15.10 | $1,152,945.40 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · nonDerivative · entry 4 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 46,580 | $24.73 | $1,151,923.40 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · nonDerivative · entry 3 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 12,431 | $19.89 | $247,252.59 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · nonDerivative · entry 2 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Harvey Roy ChristopherDirector · President, CEO & Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,625 | $22.78 | $105,357.50 |
DisclosureSEC source: 0001209191-21-027943 · doc4.xml · nonDerivative · entry 1 Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 16:17 UTC |
Williams Steven WDirector
|
GrantCommon Stock, par value $0.01 per share | 2,139 | $31.55 | $67,485.45 |
DisclosureSEC source: 0001209191-21-025865 · doc4.xml · nonDerivative · entry 1 Williams Steven W · CIK 0001688822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,134 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,214 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · derivative · entry 9 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 2,214 shares Expires 2026-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $24.73 | $0.00 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · derivative · entry 8 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2024-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · derivative · entry 7 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2023-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
SaleCommon Stock, par value $0.01 per share | 4,214 | $31.91 | $134,467.48 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · nonDerivative · entry 6 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,750 F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.5103 - $32.2750. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,214 | $15.10 | $33,431.40 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · nonDerivative · entry 5 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $24.73 | $24,730.00 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · nonDerivative · entry 4 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $19.89 | $19,890.00 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · nonDerivative · entry 3 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:19 UTC |
Jones Tammi AEVP & CHRO
|
SaleCommon Stock, par value $0.01 per share | 2,731 | $31.89 | $87,086.40 |
DisclosureSEC source: 0001209191-21-020153 · doc4.xml · nonDerivative · entry 1 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,562 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.8801 - $31.8950. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 21:43 UTC |
Kahrs Benjamin DEVP & Chief Innovation Officer
|
OtherPhantom Stock Units · Derivative | 616 | $19.52 | $12,024.32 |
DisclosureSEC source: 0001209191-21-007752 · doc4.xml · derivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,976 Underlying: Common Stock · 616 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. F2 · derivative.expiration_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 17:30 UTC |
Nevels James EDirector
|
PurchaseCommon Stock, par value $0.01 per share | 400 | $17.50 | $7,000.00 |
DisclosureSEC source: 0001209191-21-005913 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,336 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:21 UTC |
Jones Tammi AEVP & CHRO
|
GrantCommon Stock, par value $0.01 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006157 · doc4.xml · nonDerivative · entry 3 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 6,750 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:21 UTC |
Jones Tammi AEVP & CHRO
|
GrantCommon Stock, par value $0.01 per share | 21,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006157 · doc4.xml · nonDerivative · entry 1 Jones Tammi A · CIK 0001808037 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,293 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 17:13 UTC |
Beerman Molly S.Senior VP & Controller
|
Tax withholdingCommon Stock, par value $0.01 per share | 33 | $18.66 | $615.78 |
DisclosureSEC source: 0001209191-21-006144 · doc4.xml · nonDerivative · entry 4 Beerman Molly S. · CIK 0001691997 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,566 F3 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 17:13 UTC |
Beerman Molly S.Senior VP & Controller
|
GrantCommon Stock, par value $0.01 per share | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006144 · doc4.xml · nonDerivative · entry 3 Beerman Molly S. · CIK 0001691997 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,599 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.