Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | EVP & Chief Commercial Officer | January 26, 2022 | January 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date January 26, 2022 · Filed January 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 79,343 |
Ending reported balance
After 2022-01-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-26 · Grant · Acquired 31,117 · Balance 90,122 F1: Earned performance restricted stock units (PRSUs) granted in 2019. Row 2 · 2022-01-26 · Tax withholding · Disposed 10,779 · Balance 79,343 F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Company 401(k) Plan | 599 |
Reported balance
Holding disclosure · report date 2022-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 599 F3: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned performance restricted stock units (PRSUs) granted in 2019.
F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.
F3: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2022 Filed Jan 28, 2022 21:22 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 10,779 | $60.75 | $654,824.25 |
DisclosureSEC source: 0001209191-22-005403 · doc4.xml · nonDerivative · entry 2 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,343 F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:22 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 31,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005403 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,122 F1 · shares: Earned performance restricted stock units (PRSUs) granted in 2019. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:27 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 1,826 | $58.02 | $105,944.52 |
DisclosureSEC source: 0001209191-22-005077 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,005 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:18 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,390 | $0.00 Strike: $37.68 | $0.00 |
DisclosureSEC source: 0001209191-21-056169 · doc4.xml · derivative · entry 4 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,390 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:18 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 17,390 | $50.02 | $869,933.01 |
DisclosureSEC source: 0001209191-21-056169 · doc4.xml · nonDerivative · entry 2 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,831 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.7300 - $50.2400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:18 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 7,390 | $37.68 | $278,455.20 |
DisclosureSEC source: 0001209191-21-056169 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:30 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,260 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-21-028806 · doc4.xml · derivative · entry 4 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130 Underlying: Common Stock · 12,260 shares Expires 2029-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:30 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 20,260 | $36.82 | $745,904.32 |
DisclosureSEC source: 0001209191-21-028806 · doc4.xml · nonDerivative · entry 2 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,831 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.7300 - $36.8900. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:30 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 12,260 | $27.96 | $342,789.60 |
DisclosureSEC source: 0001209191-21-028806 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:28 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 91 | $18.66 | $1,698.06 |
DisclosureSEC source: 0001209191-21-006168 · doc4.xml · nonDerivative · entry 3 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,831 F3 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:28 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006168 · doc4.xml · nonDerivative · entry 2 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,922 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:28 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 23,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006168 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,616 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 22:51 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 863 | $19.34 | $16,690.42 |
DisclosureSEC source: 0001209191-21-005489 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,036 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2018. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:16 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 727 | $14.24 | $10,352.48 |
DisclosureSEC source: 0001209191-20-006574 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,899 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2017. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 22:18 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 24,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005037 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,626 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 22:15 UTC | Alcoa Corp AA · Entity 3397 | GrantEmployee Stock Option (right to buy) · Derivative | 18,390 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-19-005581 · doc4.xml · derivative · entry 5 Reyes Timothy D. · CIK 0001758117 · President, Aluminum segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,390 Underlying: Common Stock · 18,390 shares Expires 2029-01-24 F5 · derivative.exercise_date: The option vests in three equal installments beginning January 24, 2020. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 22:15 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 1,083 | $27.96 | $30,280.68 |
DisclosureSEC source: 0001209191-19-005581 · doc4.xml · nonDerivative · entry 3 Reyes Timothy D. · CIK 0001758117 · President, Aluminum segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,066 F3 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2016. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 22:15 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005581 · doc4.xml · nonDerivative · entry 2 Reyes Timothy D. · CIK 0001758117 · President, Aluminum segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,149 F2 · shares: Earned 2018 tranche of performance restricted stock unit (PRSU) awards granted in 2016. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 22:15 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 7,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005581 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · President, Aluminum segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,026 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:19 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,259 | $27.81 | $90,632.79 |
DisclosureSEC source: 0001209191-19-005140 · doc4.xml · nonDerivative · entry 1 Reyes Timothy D. · CIK 0001758117 · President, Aluminum segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,866 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.