Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | EVP & Chief Innovation Officer | January 25, 2023 | January 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date January 25, 2023 · Filed January 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 34,695 |
Ending reported balance
After 2023-01-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-25 · Grant · Acquired 23,066 · Balance 41,825 F1: Earned performance restricted stock units (PRSUs) granted in 2020. Row 2 · 2023-01-25 · Tax withholding · Disposed 7,130 · Balance 34,695 F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned performance restricted stock units (PRSUs) granted in 2020.
F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2023 Filed Jan 27, 2023 21:25 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 7,130 | $52.19 | $372,114.70 |
DisclosureSEC source: 0001209191-23-005251 · doc4.xml · nonDerivative · entry 2 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,695 F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:25 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 23,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005251 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,825 F1 · shares: Earned performance restricted stock units (PRSUs) granted in 2020. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 21:33 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 2,551 | $51.75 | $132,014.25 |
DisclosureSEC source: 0001209191-23-004842 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,759 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2020. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:18 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 15,376 | $59.04 | $907,726.77 |
DisclosureSEC source: 0001209191-22-007193 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,310 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.0000 - $59.1400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:18 UTC | Alcoa Corp AA · Entity 3397 | OtherPhantom Stock Units · Derivative | 4,817 | $61.77 | $297,522.01 |
DisclosureSEC source: 0001209191-22-005393 · doc4.xml · derivative · entry 5 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,817 shares Expires not disclosed F4 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F5 · derivative.exercise_date: Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. F5 · derivative.expiration_date: Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:18 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 2,561 | $60.75 | $155,580.75 |
DisclosureSEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 4 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,686 F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:18 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 3 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,247 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:18 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 2 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,170 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:18 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,280 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:21 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,660 | $58.02 | $212,353.20 |
DisclosureSEC source: 0001209191-22-005071 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,970 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:25 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,574 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001209191-21-031239 · doc4.xml · derivative · entry 3 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,574 shares Expires 2026-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:25 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 28,082 | $39.68 | $1,114,358.35 |
DisclosureSEC source: 0001209191-21-031239 · doc4.xml · nonDerivative · entry 2 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.3100 - $39.9800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:25 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 16,574 | $15.10 | $250,267.40 |
DisclosureSEC source: 0001209191-21-031239 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 21:43 UTC | Alcoa Corp AA · Entity 3397 | OtherPhantom Stock Units · Derivative | 616 | $19.52 | $12,024.32 |
DisclosureSEC source: 0001209191-21-007752 · doc4.xml · derivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,976 Underlying: Common Stock · 616 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. F2 · derivative.expiration_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:23 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 49 | $18.66 | $914.34 |
DisclosureSEC source: 0001209191-21-006160 · doc4.xml · nonDerivative · entry 3 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,138 F3 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:23 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006160 · doc4.xml · nonDerivative · entry 2 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,187 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:23 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 7,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006160 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,042 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 22:45 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 1,392 | $19.34 | $26,921.28 |
DisclosureSEC source: 0001209191-21-005486 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,532 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2018. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 21:57 UTC | Alcoa Corp AA · Entity 3397 | OtherPhantom Stock Units · Derivative | 4,368 | $13.37 | $58,400.16 |
DisclosureSEC source: 0001209191-20-016185 · doc4.xml · derivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,368 Underlying: Common Stock · 4,368 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. F2 · derivative.expiration_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 23:10 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 1,730 | $14.24 | $24,635.20 |
DisclosureSEC source: 0001209191-20-006561 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,924 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2017. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 22:10 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 8,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005030 · doc4.xml · nonDerivative · entry 1 Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,654 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.