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Alcoa Corp

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3397
SEC CIK
0001675149
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionCommon Stock, par value $0.01 per share 88,360 $37.68 $3,329,404.80
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 5

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionCommon Stock, par value $0.01 per share 27,474 $34.83 $956,919.42
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 4

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Tax withholdingCommon Stock, par value $0.01 per share 108,222 $60.75 $6,574,486.50
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 3

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,724

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
GrantCommon Stock, par value $0.01 per share 248,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 2

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,946

F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
GrantCommon Stock, par value $0.01 per share 52,680 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 1

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,010

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:20 UTC Tax withholdingCommon Stock, par value $0.01 per share 20,801 $60.75 $1,263,660.75
Disclosure

SEC source: 0001209191-22-005400 · doc4.xml · nonDerivative · entry 3

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,707

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:20 UTC GrantCommon Stock, par value $0.01 per share 49,793 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005400 · doc4.xml · nonDerivative · entry 2

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,508

F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:20 UTC GrantCommon Stock, par value $0.01 per share 11,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005400 · doc4.xml · nonDerivative · entry 1

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,715

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:24 UTC
Slaven John DEVP & Chief Operations Officer
GrantCommon Stock, par value $0.01 per share 6,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005407 · doc4.xml · nonDerivative · entry 1

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,570

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:22 UTC
Reyes Timothy D.EVP & Chief Commercial Officer
Tax withholdingCommon Stock, par value $0.01 per share 10,779 $60.75 $654,824.25
Disclosure

SEC source: 0001209191-22-005403 · doc4.xml · nonDerivative · entry 2

Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,343

F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:22 UTC
Reyes Timothy D.EVP & Chief Commercial Officer
GrantCommon Stock, par value $0.01 per share 31,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005403 · doc4.xml · nonDerivative · entry 1

Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,122

F1 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:18 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
OtherPhantom Stock Units · Derivative 4,817 $61.77 $297,522.01
Disclosure

SEC source: 0001209191-22-005393 · doc4.xml · derivative · entry 5

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,817 shares

Expires not disclosed

F4 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.

F5 · derivative.exercise_date: Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan.

F5 · derivative.expiration_date: Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:18 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,561 $60.75 $155,580.75
Disclosure

SEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 4

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,686

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:18 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
GrantCommon Stock, par value $0.01 per share 9,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 3

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,247

F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:18 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
GrantCommon Stock, par value $0.01 per share 2,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 2

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,170

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:18 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
GrantCommon Stock, par value $0.01 per share 2,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005393 · doc4.xml · nonDerivative · entry 1

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,280

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:10 UTC
Elam Harden SonyaEVP & Chief Ext. Aff. Officer
GrantCommon Stock, par value $0.01 per share 2,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005366 · doc4.xml · nonDerivative · entry 2

Elam Harden Sonya · CIK 0001820120 · EVP & Chief Ext. Aff. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,801

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:10 UTC
Elam Harden SonyaEVP & Chief Ext. Aff. Officer
GrantCommon Stock, par value $0.01 per share 2,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005366 · doc4.xml · nonDerivative · entry 1

Elam Harden Sonya · CIK 0001820120 · EVP & Chief Ext. Aff. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,911

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,130 $27.96 Strike: $27.96 $171,394.80
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · derivative · entry 8

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,130 shares

Expires 2029-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 11,260 $53.30 Strike: $53.30 $600,158.00
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · derivative · entry 7

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,260 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,050 $37.68 Strike: $37.68 $454,044.00
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · derivative · entry 6

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,050 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
SaleCommon Stock, par value $0.01 per share 29,440 $60.31 $1,775,517.57
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · nonDerivative · entry 5

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,472

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.1000 - $60.5000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Exercise / conversionCommon Stock, par value $0.01 per share 6,130 $27.96 $171,394.80
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · nonDerivative · entry 4

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Exercise / conversionCommon Stock, par value $0.01 per share 11,260 $53.30 $600,158.00
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · nonDerivative · entry 3

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Exercise / conversionCommon Stock, par value $0.01 per share 12,050 $37.68 $454,044.00
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · nonDerivative · entry 2

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:18 UTC
Jones Tammi AEVP & CHRO
Tax withholdingCommon Stock, par value $0.01 per share 141 $58.02 $8,180.82
Disclosure

SEC source: 0001209191-22-005068 · doc4.xml · nonDerivative · entry 5

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,609

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units (RSUs) granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:18 UTC
Jones Tammi AEVP & CHRO
Tax withholdingCommon Stock, par value $0.01 per share 5 $58.02 $290.10
Disclosure

SEC source: 0001209191-22-005068 · doc4.xml · nonDerivative · entry 3

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,892

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2019, based on the share price at the time of vesting.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:18 UTC
Jones Tammi AEVP & CHRO
GrantCommon Stock, par value $0.01 per share 8 $58.02 $464.16
Disclosure

SEC source: 0001209191-22-005068 · doc4.xml · nonDerivative · entry 2

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,897

F2 · shares: Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2019, based on the share price at the time of vesting.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:18 UTC
Jones Tammi AEVP & CHRO
Tax withholdingCommon Stock, par value $0.01 per share 2,673 $58.02 $155,087.46
Disclosure

SEC source: 0001209191-22-005068 · doc4.xml · nonDerivative · entry 1

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,889

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units (RSUs) granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:07 UTC
Beerman Molly S.Senior VP & Controller
Tax withholdingCommon Stock, par value $0.01 per share 2,142 $58.02 $124,278.84
Disclosure

SEC source: 0001209191-22-005048 · doc4.xml · nonDerivative · entry 1

Beerman Molly S. · CIK 0001691997 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,424

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:16 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Tax withholdingCommon Stock, par value $0.01 per share 2,127 $58.02 $123,408.54
Disclosure

SEC source: 0001209191-22-005066 · doc4.xml · nonDerivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,472

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Tax withholdingCommon Stock, par value $0.01 per share 22,342 $58.02 $1,296,282.84
Disclosure

SEC source: 0001209191-22-005060 · doc4.xml · nonDerivative · entry 1

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,330

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:24 UTC Tax withholdingCommon Stock, par value $0.01 per share 3,335 $58.02 $193,496.70
Disclosure

SEC source: 0001209191-22-005074 · doc4.xml · nonDerivative · entry 1

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,855

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:27 UTC
Reyes Timothy D.EVP & Chief Commercial Officer
Tax withholdingCommon Stock, par value $0.01 per share 1,826 $58.02 $105,944.52
Disclosure

SEC source: 0001209191-22-005077 · doc4.xml · nonDerivative · entry 1

Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,005

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:21 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
Tax withholdingCommon Stock, par value $0.01 per share 3,660 $58.02 $212,353.20
Disclosure

SEC source: 0001209191-22-005071 · doc4.xml · nonDerivative · entry 1

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,970

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:09 UTC
Elam Harden SonyaEVP & Chief Ext. Aff. Officer
Tax withholdingCommon Stock, par value $0.01 per share 1,336 $58.02 $77,514.72
Disclosure

SEC source: 0001209191-22-005053 · doc4.xml · nonDerivative · entry 1

Elam Harden Sonya · CIK 0001820120 · EVP & Chief Ext. Aff. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,601

F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 16:28 UTC GrantCommon Stock, par value $0.01 per share 1,152 $58.55 $67,449.60
Disclosure

SEC source: 0001209191-22-002191 · doc4.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,167

Read SEC document
November 16, 2021 Filed Nov 18, 2021 16:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,613 $0.00 Strike: $27.96 $0.00
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · derivative · entry 8

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,807

Underlying: Common Stock · 19,613 shares

Expires 2029-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 16:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,130 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · derivative · entry 7

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,130 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 16:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,466 $0.00 Strike: $15.10 $0.00
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · derivative · entry 6

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,466 shares

Expires 2026-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 16:33 UTC SaleCommon Stock, par value $0.01 per share 166,369 $48.40 $8,051,610.76
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 4

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,190

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.0500 - $48.7900. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 16:33 UTC Exercise / conversionCommon Stock, par value $0.01 per share 19,613 $27.96 $548,379.48
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 3

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2021 Filed Nov 18, 2021 16:33 UTC Exercise / conversionCommon Stock, par value $0.01 per share 32,130 $37.68 $1,210,658.40
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 2

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2021 Filed Nov 18, 2021 16:33 UTC Exercise / conversionCommon Stock, par value $0.01 per share 22,466 $15.10 $339,236.60
Disclosure

SEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 1

Oplinger William F · CIK 0001573449 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2021 Filed Oct 6, 2021 16:41 UTC GrantCommon Stock, par value $0.01 per share 1,376 $49.05 $67,492.80
Disclosure

SEC source: 0001209191-21-059843 · doc4.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,015

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September 13, 2021 Filed Sep 15, 2021 20:18 UTC
Reyes Timothy D.EVP & Chief Commercial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,390 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001209191-21-056169 · doc4.xml · derivative · entry 4

Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,390 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

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September 13, 2021 Filed Sep 15, 2021 20:18 UTC
Reyes Timothy D.EVP & Chief Commercial Officer
SaleCommon Stock, par value $0.01 per share 17,390 $50.02 $869,933.01
Disclosure

SEC source: 0001209191-21-056169 · doc4.xml · nonDerivative · entry 2

Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,831

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.7300 - $50.2400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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September 13, 2021 Filed Sep 15, 2021 20:18 UTC
Reyes Timothy D.EVP & Chief Commercial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 7,390 $37.68 $278,455.20
Disclosure

SEC source: 0001209191-21-056169 · doc4.xml · nonDerivative · entry 1

Reyes Timothy D. · CIK 0001758117 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2021 Filed Jul 8, 2021 16:15 UTC GrantCommon Stock, par value $0.01 per share 1,850 $36.47 $67,469.50
Disclosure

SEC source: 0001209191-21-045993 · doc4.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,639

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June 01, 2021 Filed Jun 3, 2021 16:17 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
SaleCommon Stock, par value $0.01 per share 23,089 $40.53 $935,873.36
Disclosure

SEC source: 0001209191-21-037635 · doc4.xml · nonDerivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,599

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.3300 - $40.6900. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.