Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Director · President, CEO & Director | February 23, 2026 | February 25, 2026 |
| Solstice Advanced Materials Inc.SOLS · Entity 3540 | Director | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date February 23, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 333,877 |
Ending reported balance
After 2026-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-23 · Grant · Acquired 8,740 · Balance 337,678 F1: Earned performance restricted stock units (PRSUs) granted in 2023. Row 2 · 2026-02-23 · Tax withholding · Disposed 3,801 · Balance 333,877 F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2023. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Company 401(k) Plan | 543 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 543 F3: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned performance restricted stock units (PRSUs) granted in 2023.
F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2023.
F3: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Solstice Advanced Materials Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,893 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 2 · Balance 1,893 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,785 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,785 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 21:36 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001573449-26-000007 · wk-form4_1789421788.xml · derivative · entry 2 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,893 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. F3 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 17:09 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0002064953-26-000073 · wk-form4_1781298585.xml · derivative · entry 2 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,891 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. F3 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. Read SEC document |
| May 22, 2026 Filed May 27, 2026 16:40 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 1,889 | $0.00 | $0.00 |
DisclosureSEC source: 0002064953-26-000053 · wk-form4_1779914452.xml · derivative · entry 3 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,889 Underlying: Common Stock · 1,889 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. F5 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. F5 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. Read SEC document |
| May 22, 2026 Filed May 27, 2026 16:40 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | Exercise / conversionRestricted Stock Units · Derivative | 1,786 | $0.00 | $0.00 |
DisclosureSEC source: 0002064953-26-000053 · wk-form4_1779914452.xml · derivative · entry 2 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. F4 · derivative.exercise_date: The RSUs vested on May 22, 2026. F4 · derivative.expiration_date: The RSUs vested on May 22, 2026. Read SEC document |
| May 22, 2026 Filed May 27, 2026 16:40 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | Exercise / conversionCommon Stock | 1,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002064953-26-000053 · wk-form4_1779914452.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the settlement of fractional shares in cash. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. F3 · balance_after: The Reporting Person's Form 4 filed on March 12, 2026, inadvertently included 17 shares as directly held by him. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 16:45 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001573449-26-000003 · wk-form4_1773348304.xml · derivative · entry 2 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,786 Underlying: Common Stock · 2 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F4 · derivative.exercise_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. F4 · derivative.expiration_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 16:30 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,801 | $59.81 | $227,337.81 |
DisclosureSEC source: 0001193125-26-071781 · ownership.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,877 F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2023. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 16:30 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 8,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-071781 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,678 F1 · shares: Earned performance restricted stock units (PRSUs) granted in 2023. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 16:30 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 14,840 | $60.64 | $899,897.60 |
DisclosureSEC source: 0001193125-26-033759 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,938 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2025. Read SEC document |
| January 28, 2026 Filed Jan 30, 2026 16:32 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 66,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-031894 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,778 F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, and generally will vest ratably over a three-year period on the first, second, and third anniversary of the date of grant. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 16:30 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 21,078 | $58.55 | $1,234,116.90 |
DisclosureSEC source: 0001193125-26-027295 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,118 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2023 and 2024. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 16:35 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-048301 · wk-form4_1762205739.xml · derivative · entry 1 Oplinger William F · CIK 0001573449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,784 Underlying: Common Stock · 1,784 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock. F2 · derivative.exercise_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. F2 · derivative.expiration_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 16:21 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 102,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-011770 · ownership.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,196 F3 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, and generally will vest ratably over a three-year period on the first, second, and third anniversary of the date of grant. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 16:21 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,996 | $35.13 | $140,379.48 |
DisclosureSEC source: 0000950170-25-011770 · ownership.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,716 F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2022. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 16:21 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 9,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-011770 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,712 F1 · shares: Earned performance restricted stock units (PRSUs) granted in 2022. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 16:19 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,353 | $34.97 | $117,254.41 |
DisclosureSEC source: 0000950170-25-010516 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,466 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2022. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 16:18 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 12,163 | $37.43 | $455,261.09 |
DisclosureSEC source: 0000950170-25-009824 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,819 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2024, which vest ratably over a three-year period on the first, second, and third anniversary of the date of grant. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:17 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 28,653 | $30.91 | $885,664.23 |
DisclosureSEC source: 0000950170-24-009404 · ownership.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,982 F3 · shares: Represents the withholding of shares by the Issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2021. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:17 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 65,899 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-009404 · ownership.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,635 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2021. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:17 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 13,714 | $30.91 | $423,899.74 |
DisclosureSEC source: 0000950170-24-009404 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,736 F1 · shares: Represents the withholding of shares by the Issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units granted in 2021. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 16:17 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 110,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-007945 · ownership.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Director · President, CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,450 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, and generally will vest ratably over a three-year period on the first, second, and third anniversary of the date of grant. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 08:02 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 0.226 | $52.75 | $11.92 |
DisclosureSEC source: 0001209191-23-005612 · doc4.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,560 Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 08:02 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,807 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-23-005612 · doc4.xml · derivative · entry 5 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,807 shares Expires 2029-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 08:02 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 134,444 | $53.04 | $7,130,250.98 |
DisclosureSEC source: 0001209191-23-005612 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,560.226 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.5700 - $53.4500. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 08:02 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,807 | $27.96 | $274,203.72 |
DisclosureSEC source: 0001209191-23-005612 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,004.226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 16:28 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 42,923 | $52.19 | $2,240,151.37 |
DisclosureSEC source: 0001209191-23-005256 · doc4.xml · nonDerivative · entry 4 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,197.226 F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 16:28 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 105,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005256 · doc4.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,120.226 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2020. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 16:28 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005256 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,735.226 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 16:28 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 13,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005256 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,285.226 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 16:35 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 14,282 | $51.75 | $739,093.50 |
DisclosureSEC source: 0001209191-23-004844 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,485.226 F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2020. Read SEC document |
| November 18, 2022 Filed Jan 25, 2023 16:35 UTC | Alcoa Corp AA · Entity 3397 | OtherCommon Stock, par value $0.01 per share | 60.226 | $48.14 | $2,899.28 |
DisclosureSEC source: 0001209191-23-004844 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,767.226 F1 · shares: Shares acquired in an exempt transaction pursuant to a dividend reinvestment program sponsored by a broker-dealer. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 16:20 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 20,801 | $60.75 | $1,263,660.75 |
DisclosureSEC source: 0001209191-22-005400 · doc4.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,707 F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 16:20 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 49,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005400 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,508 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 16:20 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 11,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005400 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,715 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:24 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,335 | $58.02 | $193,496.70 |
DisclosureSEC source: 0001209191-22-005074 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,855 F1 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,613 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · derivative · entry 8 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,807 Underlying: Common Stock · 19,613 shares Expires 2029-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was part of an option grant vesting in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on January 24, 2020 and January 24, 2021. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,130 | $0.00 Strike: $37.68 | $0.00 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · derivative · entry 7 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,130 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,466 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · derivative · entry 6 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,466 shares Expires 2026-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 166,369 | $48.40 | $8,051,610.76 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 4 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,190 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.0500 - $48.7900. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 19,613 | $27.96 | $548,379.48 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 32,130 | $37.68 | $1,210,658.40 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:33 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,466 | $15.10 | $339,236.60 |
DisclosureSEC source: 0001209191-21-065483 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 17:26 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 267 | $18.66 | $4,982.22 |
DisclosureSEC source: 0001209191-21-006165 · doc4.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,350 F3 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 17:26 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 789 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006165 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,617 F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2018. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 17:26 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 42,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006165 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,828 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 17:47 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 2,351 | $19.34 | $45,468.34 |
DisclosureSEC source: 0001209191-21-005487 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,378 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2018. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 18:14 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 3,275 | $14.24 | $46,636.00 |
DisclosureSEC source: 0001209191-20-006568 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,729 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2017. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 17:15 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 39,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005035 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,004 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:25 UTC | Alcoa Corp AA · Entity 3397 | GrantEmployee Stock Option (right to buy) · Derivative | 29,420 | $0.00 Strike: $27.96 | $0.00 |
DisclosureSEC source: 0001209191-19-005600 · doc4.xml · derivative · entry 5 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,420 Underlying: Common Stock · 29,420 shares Expires 2029-01-24 F5 · derivative.exercise_date: The option vests in three equal installments beginning January 24, 2020. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:25 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 9,481 | $27.96 | $265,088.76 |
DisclosureSEC source: 0001209191-19-005600 · doc4.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,713 F3 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.