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Alcoa Corp

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3397
SEC CIK
0001675149
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2022 Filed May 11, 2022 20:20 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028287 · doc4.xml · nonDerivative · entry 1

Roberts Jackson Prince · CIK 0001927150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767

Read SEC document
May 09, 2022 Filed May 11, 2022 16:21 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028290 · doc4.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,703

Read SEC document
May 09, 2022 Filed May 11, 2022 20:15 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028278 · doc4.xml · nonDerivative · entry 1

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,725

Read SEC document
May 09, 2022 Filed May 11, 2022 16:22 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028292 · doc4.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,398

Read SEC document
May 09, 2022 Filed May 11, 2022 16:17 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028282 · doc4.xml · nonDerivative · entry 1

Nevels James E · CIK 0001327751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,758

Read SEC document
May 09, 2022 Filed May 11, 2022 20:12 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028273 · doc4.xml · nonDerivative · entry 1

Citrino Mary Anne · CIK 0001334494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,760

Read SEC document
May 09, 2022 Filed May 11, 2022 20:18 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028284 · doc4.xml · nonDerivative · entry 1

Roberts Carol L · CIK 0001341790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,725

Read SEC document
May 09, 2022 Filed May 11, 2022 20:13 UTC GrantCommon Stock, par value $0.01 per share 2,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028274 · doc4.xml · nonDerivative · entry 1

Fiore Pasquale · CIK 0001655273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,856

Read SEC document
April 05, 2022 Filed Apr 6, 2022 16:39 UTC GrantCommon Stock, par value $0.01 per share 769 $87.71 $67,448.99
Disclosure

SEC source: 0001209191-22-023487 · doc4.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,936

Read SEC document
February 24, 2022 Filed Feb 24, 2022 22:01 UTC
Slaven John DEVP & Chief Operations Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,133 $0.00 Strike: $29.24 $0.00
Disclosure

SEC source: 0001209191-22-012741 · doc4.xml · derivative · entry 6

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,133 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option was part of an option grant that vested in three annual installments beginning on the date shown. The installment exercised by the reporting person as reported herein vested on February 20, 2022.

Read SEC document
February 24, 2022 Filed Feb 24, 2022 22:01 UTC
Slaven John DEVP & Chief Operations Officer
SaleCommon Stock, par value $0.01 per share 28,326 $75.33 $2,133,760.76
Disclosure

SEC source: 0001209191-22-012741 · doc4.xml · nonDerivative · entry 5

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,730

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.17 - $75.65. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 24, 2022 Filed Feb 24, 2022 22:01 UTC
Slaven John DEVP & Chief Operations Officer
Exercise / conversionCommon Stock, par value $0.01 per share 6,133 $29.24 $179,328.92
Disclosure

SEC source: 0001209191-22-012741 · doc4.xml · nonDerivative · entry 4

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:01 UTC
Slaven John DEVP & Chief Operations Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,692 $74.09 $199,450.28
Disclosure

SEC source: 0001209191-22-012741 · doc4.xml · nonDerivative · entry 3

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units granted in 2019.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:01 UTC
Slaven John DEVP & Chief Operations Officer
Tax withholdingCommon Stock, par value $0.01 per share 11,709 $74.09 $867,519.81
Disclosure

SEC source: 0001209191-22-012741 · doc4.xml · nonDerivative · entry 2

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,615

F2 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:01 UTC
Slaven John DEVP & Chief Operations Officer
GrantCommon Stock, par value $0.01 per share 29,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012741 · doc4.xml · nonDerivative · entry 1

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,324

F1 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 21:38 UTC
Elam Harden SonyaEVP & Chief Ext. Aff. Officer
SaleCommon Stock, par value $0.01 per share 1,317 $78.19 $102,969.65
Disclosure

SEC source: 0001209191-22-011675 · doc4.xml · nonDerivative · entry 1

Elam Harden Sonya · CIK 0001820120 · EVP & Chief Ext. Aff. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,484

Read SEC document
February 15, 2022 Filed Feb 17, 2022 16:19 UTC
Thomas Kelly R.EVP & Chief Commercial Officer
GrantCommon Stock, par value $0.01 per share 5,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010731 · doc4.xml · nonDerivative · entry 1

Thomas Kelly R. · CIK 0001546570 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,660

Read SEC document
February 04, 2022 Filed Feb 8, 2022 16:14 UTC
Beerman Molly S.Senior VP & Controller
SaleCommon Stock, par value $0.01 per share 12,500 $64.53 $806,606.25
Disclosure

SEC source: 0001209191-22-007734 · doc4.xml · nonDerivative · entry 1

Beerman Molly S. · CIK 0001691997 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,905

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.2700 - $64.7300. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:17 UTC
Slaven John DEVP & Chief Operations Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,267 $0.00 Strike: $29.24 $0.00
Disclosure

SEC source: 0001209191-22-007739 · doc4.xml · derivative · entry 3

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133

Underlying: Common Stock · 12,267 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was part of an option grant vesting in three annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested on February 20, 2020 and February 20, 2021.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:17 UTC
Slaven John DEVP & Chief Operations Officer
SaleCommon Stock, par value $0.01 per share 12,267 $62.18 $762,798.86
Disclosure

SEC source: 0001209191-22-007739 · doc4.xml · nonDerivative · entry 2

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,570

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.0000 - $62.2600. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:17 UTC
Slaven John DEVP & Chief Operations Officer
Exercise / conversionCommon Stock, par value $0.01 per share 12,267 $29.24 $358,687.08
Disclosure

SEC source: 0001209191-22-007739 · doc4.xml · nonDerivative · entry 1

Slaven John D · CIK 0001765974 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 16:22 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
SaleCommon Stock, par value $0.01 per share 17,696 $60.56 $1,071,671.53
Disclosure

SEC source: 0001209191-22-007195 · doc4.xml · nonDerivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,730

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.4500 - $60.7100. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:18 UTC
Kahrs Benjamin DEVP & Chief Innovation Officer
SaleCommon Stock, par value $0.01 per share 15,376 $59.04 $907,726.77
Disclosure

SEC source: 0001209191-22-007193 · doc4.xml · nonDerivative · entry 1

Kahrs Benjamin D · CIK 0001793275 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,310

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.0000 - $59.1400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,030 $0.00 Strike: $27.96 $0.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · derivative · entry 13

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 2,030 shares

Expires 2029-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $53.30 $0.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · derivative · entry 12

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,900 $0.00 Strike: $53.30 $0.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · derivative · entry 11

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 888 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · derivative · entry 10

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
SaleCommon Stock, par value $0.01 per share 3,730 $61.63 $229,872.07
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 9

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,599

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.6150- $61.6290. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionCommon Stock, par value $0.01 per share 2,030 $27.96 $56,758.80
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 8

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 11,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionCommon Stock, par value $0.01 per share 1,700 $53.30 $90,610.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 7

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
GrantCommon Stock, par value $0.01 per share 990 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 6

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,599

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
SaleCommon Stock, par value $0.01 per share 9,340 $62.55 $584,171.23
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 4

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,930

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.4500 - $62.6100. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionCommon Stock, par value $0.01 per share 2,900 $53.30 $154,570.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 3

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
Exercise / conversionCommon Stock, par value $0.01 per share 888 $37.68 $33,459.84
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 2

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:16 UTC
Jones Tammi AEVP & CHRO
GrantCommon Stock, par value $0.01 per share 6,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005384 · doc4.xml · nonDerivative · entry 1

Jones Tammi A · CIK 0001808037 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,482

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:08 UTC
Beerman Molly S.Senior VP & Controller
Tax withholdingCommon Stock, par value $0.01 per share 1,825 $60.75 $110,868.75
Disclosure

SEC source: 0001209191-22-005361 · doc4.xml · nonDerivative · entry 3

Beerman Molly S. · CIK 0001691997 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,405

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:08 UTC
Beerman Molly S.Senior VP & Controller
GrantCommon Stock, par value $0.01 per share 6,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005361 · doc4.xml · nonDerivative · entry 2

Beerman Molly S. · CIK 0001691997 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,230

F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:08 UTC
Beerman Molly S.Senior VP & Controller
GrantCommon Stock, par value $0.01 per share 2,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005361 · doc4.xml · nonDerivative · entry 1

Beerman Molly S. · CIK 0001691997 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,734

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:14 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
SaleCommon Stock, par value $0.01 per share 8,332 $63.05 $525,344.26
Disclosure

SEC source: 0001209191-22-005377 · doc4.xml · nonDerivative · entry 4

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,426

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.9200 - $63.1950. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:14 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
Tax withholdingCommon Stock, par value $0.01 per share 13,421 $60.75 $815,325.75
Disclosure

SEC source: 0001209191-22-005377 · doc4.xml · nonDerivative · entry 3

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,758

F3 · shares: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:14 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
GrantCommon Stock, par value $0.01 per share 31,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005377 · doc4.xml · nonDerivative · entry 2

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,179

F2 · shares: Earned performance restricted stock units (PRSUs) granted in 2019.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:14 UTC
Heeter Jeffrey D.EVP & Gen. Counsel
GrantCommon Stock, par value $0.01 per share 6,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005377 · doc4.xml · nonDerivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,062

F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 49,023 $0.00 Strike: $27.96 $0.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · derivative · entry 14

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,023 shares

Expires 2029-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

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January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 73,290 $0.00 Strike: $53.30 $0.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · derivative · entry 13

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,290 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

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January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 88,360 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · derivative · entry 12

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,360 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

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January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,474 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · derivative · entry 11

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,474 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown.

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January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
SaleCommon Stock, par value $0.01 per share 40,837 $60.98 $2,490,334.19
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 9

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,724

F5 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9100 - $61.2000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
SaleCommon Stock, par value $0.01 per share 197,310 $60.54 $11,945,620.94
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 8

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,561

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.9100 - $60.9000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionCommon Stock, par value $0.01 per share 49,023 $27.96 $1,370,683.08
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 7

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:13 UTC
Harvey Roy ChristopherDirector · President, CEO & Director
Exercise / conversionCommon Stock, par value $0.01 per share 73,290 $53.30 $3,906,357.00
Disclosure

SEC source: 0001209191-22-005371 · doc4.xml · nonDerivative · entry 6

Harvey Roy Christopher · CIK 0001612161 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.