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Alcoa Corp

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3397
SEC CIK
0001675149
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448

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2018 Filed Jan 24, 2018 17:16 UTC
Oplinger William FExecutive VP & CFO
Exercise / conversionCommon Stock 40,293 $19.89 $801,427.77
Disclosure

SEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 4

Oplinger William F · CIK 0001573449 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:16 UTC
Oplinger William FExecutive VP & CFO
Exercise / conversionCommon Stock 44,473 $22.78 $1,013,094.94
Disclosure

SEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 3

Oplinger William F · CIK 0001573449 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:16 UTC
Oplinger William FExecutive VP & CFO
Exercise / conversionCommon Stock 2,384 $36.38 $86,729.92
Disclosure

SEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 2

Oplinger William F · CIK 0001573449 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 17:16 UTC
Oplinger William FExecutive VP & CFO
Exercise / conversionCommon Stock 6,804 $30.33 $206,365.32
Disclosure

SEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 1

Oplinger William F · CIK 0001573449 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 16:31 UTC GrantCommon Stock 548 $54.70 $29,975.60
Disclosure

SEC source: 0001675149-18-000005 · edgar.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,798

Read SEC document
January 04, 2018 Filed Jan 8, 2018 16:31 UTC GrantCommon Stock 337 $54.70 $18,433.90
Disclosure

SEC source: 0001675149-18-000006 · edgar.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,662

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:27 UTC GrantCommon Stock 548 $54.70 $29,975.60
Disclosure

SEC source: 0001675149-18-000004 · edgar.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,979

Read SEC document
October 04, 2017 Filed Oct 5, 2017 16:59 UTC GrantCommon Stock 626 $47.91 $29,991.66
Disclosure

SEC source: 0001675149-17-000069 · edgar.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Read SEC document
October 04, 2017 Filed Oct 5, 2017 17:02 UTC GrantCommon Stock 384 $47.91 $18,397.44
Disclosure

SEC source: 0001675149-17-000070 · edgar.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Read SEC document
October 04, 2017 Filed Oct 5, 2017 20:58 UTC GrantCommon Stock 645 $47.91 $30,901.95
Disclosure

SEC source: 0001675149-17-000068 · edgar.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,431

Read SEC document
September 13, 2017 Filed Sep 14, 2017 16:45 UTC
Beerman Molly S.Vice President and Controller
OtherCommon Stock 568.41 $44.72 $25,419.30
Disclosure

SEC source: 0001675149-17-000064 · edgar.xml · nonDerivative · entry 2

Beerman Molly S. · CIK 0001691997 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 0

F1 · kind: This disposition relates to shares of Alcoa Corporation stock held in the Arconic Inc. 401(k) plan (the "Arconic Qualified Plan"). On November 1, 2016, Alcoa Corporation launched as an independent, publicly traded company upon its separation from Alcoa Inc. (since renamed "Arconic Inc."). In connection with the separation transaction, on November 1, 2016, one share of Alcoa Corporation common stock was distributed by Alcoa Inc. for every three shares of Alcoa Inc. common stock held by its stockholders on the record date for the transaction. For a transition period following the separation transaction, the Alcoa Corporation stock fund remained an investment option in the Arconic Qualified Plan.

F2 · kind: The reporting person, a former employee of Alcoa Inc., was advised by the plan administrator of the Arconic Qualified Plan that if the reporting person did not direct an intra-plan transfer of all assets held in the Alcoa Corporation stock fund of the Arconic Qualified Plan to another fund in the Arconic Qualified Plan by October 6, 2017, the reporting person's entire balance in the Alcoa Corporation stock fund of the Arconic Qualified Plan would be liquidated and invested into another fund designated by the plan administrator. Therefore, on September 13, 2017, the reporting person effected an intra-plan transfer of all assets held in the Alcoa Corporation stock fund to another plan fund under the Arconic Qualified Plan.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 17:16 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
OtherPhantom Stock Units · Derivative 6,194 $42.28 $261,882.32
Disclosure

SEC source: 0001675149-17-000061 · edgar.xml · derivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,194

Underlying: Common Stock · 6,194 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.

F2 · derivative.exercise_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan, are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units, acquired under the Alcoa Deferred Compensation Plan, are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 17:00 UTC
Sigurdsson Tomas MarExec VP and COO
Tax withholdingCommon Stock 3,203 $36.40 $116,589.20
Disclosure

SEC source: 0001675149-17-000059 · edgar.xml · nonDerivative · entry 1

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,856

F1 · shares: This transaction represents the mandatory and automatic exempt withholding of shares by the issuer, upon the vesting of restricted share units, to satisfy the reporting person's tax obligations.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 16:29 UTC GrantCommon Stock 885 $33.89 $29,992.65
Disclosure

SEC source: 0001675149-17-000055 · edgar.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Read SEC document
July 06, 2017 Filed Jul 10, 2017 16:31 UTC GrantCommon Stock 544 $33.89 $18,436.16
Disclosure

SEC source: 0001675149-17-000057 · edgar.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,941

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:30 UTC GrantCommon Stock 966 $33.89 $32,737.74
Disclosure

SEC source: 0001675149-17-000056 · edgar.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,786

Read SEC document
May 12, 2017 Filed May 16, 2017 16:38 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000046 · edgar.xml · nonDerivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,964

Read SEC document
May 12, 2017 Filed May 16, 2017 16:40 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000049 · edgar.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739

Read SEC document
May 12, 2017 Filed May 16, 2017 20:36 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000043 · edgar.xml · nonDerivative · entry 1

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Read SEC document
May 12, 2017 Filed May 16, 2017 16:41 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000050 · edgar.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,397

Read SEC document
May 12, 2017 Filed May 16, 2017 16:35 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000042 · edgar.xml · nonDerivative · entry 1

FULLER KATHRYN S · CIK 0001183997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Read SEC document
May 12, 2017 Filed May 16, 2017 16:36 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000044 · edgar.xml · nonDerivative · entry 1

MORRIS MICHAEL G · CIK 0001192346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

Read SEC document
May 12, 2017 Filed May 16, 2017 16:37 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000045 · edgar.xml · nonDerivative · entry 1

Nevels James E · CIK 0001327751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886

Read SEC document
May 12, 2017 Filed May 16, 2017 20:34 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000041 · edgar.xml · nonDerivative · entry 1

Citrino Mary Anne · CIK 0001334494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Read SEC document
May 12, 2017 Filed May 16, 2017 20:39 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000047 · edgar.xml · nonDerivative · entry 1

Roberts Carol L · CIK 0001341790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Read SEC document
May 12, 2017 Filed May 16, 2017 16:40 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000048 · edgar.xml · nonDerivative · entry 1

Sitherwood Suzanne · CIK 0001526310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Read SEC document
May 12, 2017 Filed May 16, 2017 20:33 UTC GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000040 · edgar.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

Read SEC document
May 03, 2017 Filed May 5, 2017 16:30 UTC
Oplinger William FExecutive VP & CFO
OtherPhantom Stock Units · Derivative 4,660 $32.19 $150,005.40
Disclosure

SEC source: 0001675149-17-000027 · edgar.xml · derivative · entry 1

Oplinger William F · CIK 0001573449 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Common Stock · 4,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan (the "Plan") and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan (the "Plan") and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:22 UTC GrantCommon Stock 886 $33.85 $29,991.10
Disclosure

SEC source: 0001675149-17-000023 · edgar.xml · nonDerivative · entry 1

Williams Steven W · CIK 0001688822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,964

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:22 UTC GrantCommon Stock 544 $33.85 $18,414.40
Disclosure

SEC source: 0001675149-17-000024 · edgar.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622

Read SEC document
April 05, 2017 Filed Apr 7, 2017 20:23 UTC GrantCommon Stock 967 $33.85 $32,732.95
Disclosure

SEC source: 0001675149-17-000025 · edgar.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,045

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:07 UTC
Howmet Aerospace Inc.Former 10% owner
SaleCommon Stock, par value $0.01 per share 23,353,000 $38.03 $888,114,590.00
Disclosure

SEC source: 0001675149-17-000019 · edgar.xml · nonDerivative · entry 1

Arconic Inc. · CIK 0000004281 · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,958,767

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:46 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
SaleCommon Stock, par value $0.01 per share 836 $37.53 $31,375.08
Disclosure

SEC source: 0001675149-17-000017 · edgar.xml · nonDerivative · entry 4

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,403

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:46 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
SaleCommon Stock, par value $0.01 per share 100 $37.52 $3,752.03
Disclosure

SEC source: 0001675149-17-000017 · edgar.xml · nonDerivative · entry 3

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,239

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:46 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
SaleCommon Stock, par value $0.01 per share 1,164 $37.52 $43,673.28
Disclosure

SEC source: 0001675149-17-000017 · edgar.xml · nonDerivative · entry 2

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,339

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:46 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
SaleCommon Stock, par value $0.01 per share 1,648 $37.51 $61,816.48
Disclosure

SEC source: 0001675149-17-000017 · edgar.xml · nonDerivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,503

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:47 UTC
Beerman Molly S.Vice President and Controller
GrantCommon Stock, par value $0.01 per share 3,680 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000011 · edgar.xml · nonDerivative · entry 1

Beerman Molly S. · CIK 0001691997 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,156

F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:49 UTC
Sigurdsson Tomas MarExec VP and COO
GrantEmployee Stock Option (right to buy) · Derivative 17,680 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001675149-17-000014 · edgar.xml · derivative · entry 6

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,680

Underlying: Common Stock · 17,680 shares

Expires 2027-02-02

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 2, 2018

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:49 UTC
Sigurdsson Tomas MarExec VP and COO
Tax withholdingCommon Stock, par value $0.01 per share 2,954 $37.68 $111,306.72
Disclosure

SEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 5

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,059

F3 · shares: Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2014.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:49 UTC
Sigurdsson Tomas MarExec VP and COO
GrantCommon Stock, par value $0.01 per share 5,356 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 4

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,013

F2 · shares: Earned 2016 tranche of performance restricted stock unit awards.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:49 UTC
Sigurdsson Tomas MarExec VP and COO
GrantCommon Stock, par value $0.01 per share 2,532 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 3

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,657

F2 · shares: Earned 2016 tranche of performance restricted stock unit awards.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:49 UTC
Sigurdsson Tomas MarExec VP and COO
GrantCommon Stock, par value $0.01 per share 1,784 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 2

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,125

F2 · shares: Earned 2016 tranche of performance restricted stock unit awards.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:49 UTC
Sigurdsson Tomas MarExec VP and COO
GrantCommon Stock, par value $0.01 per share 5,840 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 1

Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,341

F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:46 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 12,050 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001675149-17-000010 · edgar.xml · derivative · entry 2

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050

Underlying: Common Stock · 12,050 shares

Expires 2027-02-02

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning February 2, 2018.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:46 UTC
Heeter Jeffrey D.EVP, Gen. Counsel & Secretary
GrantCommon Stock, par value $0.01 per share 3,990 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000010 · edgar.xml · nonDerivative · entry 1

Heeter Jeffrey D. · CIK 0001686245 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,151

F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:48 UTC
Fisher Leigh AnnExec VP and CAO
GrantEmployee Stock Option (right to buy) · Derivative 11,050 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001675149-17-000013 · edgar.xml · derivative · entry 7

Fisher Leigh Ann · CIK 0001687193 · Exec VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050

Underlying: Common Stock · 11,050 shares

Expires 2027-02-02

F5 · derivative.exercise_date: The option vests in three equal annual installments beginning February 2, 2018.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:48 UTC
Fisher Leigh AnnExec VP and CAO
Tax withholdingCommon Stock, par value $0.01 per share 1,594 $37.68 $60,061.92
Disclosure

SEC source: 0001675149-17-000013 · edgar.xml · nonDerivative · entry 5

Fisher Leigh Ann · CIK 0001687193 · Exec VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,829

F3 · shares: Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2014.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:48 UTC
Fisher Leigh AnnExec VP and CAO
GrantCommon Stock, par value $0.01 per share 3,320 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000013 · edgar.xml · nonDerivative · entry 4

Fisher Leigh Ann · CIK 0001687193 · Exec VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,423

F2 · shares: Earned 2016 tranche of performance restricted stock unit awards.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:48 UTC
Fisher Leigh AnnExec VP and CAO
GrantCommon Stock, par value $0.01 per share 1,268 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000013 · edgar.xml · nonDerivative · entry 3

Fisher Leigh Ann · CIK 0001687193 · Exec VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,103

F2 · shares: Earned 2016 tranche of performance restricted stock unit awards.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:48 UTC
Fisher Leigh AnnExec VP and CAO
GrantCommon Stock, par value $0.01 per share 1,635 $0.00 $0.00
Disclosure

SEC source: 0001675149-17-000013 · edgar.xml · nonDerivative · entry 2

Fisher Leigh Ann · CIK 0001687193 · Exec VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,835

F2 · shares: Earned 2016 tranche of performance restricted stock unit awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.