Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Exec VP and COO | January 31, 2018 | February 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date January 31, 2018 · Filed February 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 46,832 |
Reported balance
After 2018-01-31 transaction · row 1
1 source rowRow 1 · 2018-01-31 · Sale · Disposed 10,000 · Balance 46,832 F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.3300 - $51.4200. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.3300 - $51.4200. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 1, 2018 16:59 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock, par value $0.01 per share | 10,000 | $51.37 | $513,687.00 |
DisclosureSEC source: 0001675149-18-000035 · edgar.xml · nonDerivative · entry 1 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,832 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.3300 - $51.4200. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:51 UTC | Alcoa Corp AA · Entity 3397 | GrantEmployee Stock Option (right to buy) · Derivative | 13,420 | $0.00 Strike: $53.30 | $0.00 |
DisclosureSEC source: 0001675149-18-000027 · edgar.xml · derivative · entry 3 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,420 Underlying: Common Stock · 13,420 shares Expires 2028-01-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning January 24, 2019. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:51 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 2,201 | $53.30 | $117,313.30 |
DisclosureSEC source: 0001675149-18-000027 · edgar.xml · nonDerivative · entry 2 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,832 F2 · shares: Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2015. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:51 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 5,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-18-000027 · edgar.xml · nonDerivative · entry 1 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,033 F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:18 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock | 2,193 | $52.94 | $116,097.42 |
DisclosureSEC source: 0001675149-18-000014 · edgar.xml · nonDerivative · entry 1 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,663 F1 · shares: Represents the automatic withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 17:00 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock | 3,203 | $36.40 | $116,589.20 |
DisclosureSEC source: 0001675149-17-000059 · edgar.xml · nonDerivative · entry 1 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,856 F1 · shares: This transaction represents the mandatory and automatic exempt withholding of shares by the issuer, upon the vesting of restricted share units, to satisfy the reporting person's tax obligations. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantEmployee Stock Option (right to buy) · Derivative | 17,680 | $0.00 Strike: $37.68 | $0.00 |
DisclosureSEC source: 0001675149-17-000014 · edgar.xml · derivative · entry 6 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,680 Underlying: Common Stock · 17,680 shares Expires 2027-02-02 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 2, 2018 Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 2,954 | $37.68 | $111,306.72 |
DisclosureSEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 5 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,059 F3 · shares: Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2014. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 5,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 4 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,013 F2 · shares: Earned 2016 tranche of performance restricted stock unit awards. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 3 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,657 F2 · shares: Earned 2016 tranche of performance restricted stock unit awards. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 2 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,125 F2 · shares: Earned 2016 tranche of performance restricted stock unit awards. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 5,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000014 · edgar.xml · nonDerivative · entry 1 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,341 F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 16:34 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock | 3,089 | $32.64 | $100,824.96 |
DisclosureSEC source: 0001675149-17-000009 · edgar.xml · nonDerivative · entry 1 Sigurdsson Tomas Mar · CIK 0001687322 · Exec VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,501 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.