TapewireFind a company

person · Reporting owner

Welch David F

Disclosed activity across 3 companies

Tapewire entity
82605
SEC CIK
0001399122

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CytoDyn Inc.CYDY · Entity 5856DirectorJune 25, 2020June 27, 2020
Rezolute, Inc.ANTB · Entity 1990DirectorMarch 08, 2017March 15, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CytoDyn Inc.

Report date June 25, 2020 · Filed June 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2030-06-25Direct225,000 Reported balance After 2020-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-25 · Grant · Acquired 225,000 · Balance 225,000

F1: 56,250 shares vest on August 31, 2020; the balance vests in equal amounts on November 30, 2020, February 28, 2021 and May 31, 2021, subject to amendment to the equity incentive plan.

Filing footnotes · ownership attribution and instrument terms

F1: 56,250 shares vest on August 31, 2020; the balance vests in equal amounts on November 30, 2020, February 28, 2021 and May 31, 2021, subject to amendment to the equity incentive plan.

Rezolute, Inc.

Report date March 08, 2017 · Filed March 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy LRFA1,811,415 Last balance in matching sequence After 2017-03-10 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 3 · 2017-03-08 · Purchase · Acquired 5,000 · Balance 1,801,415

F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.

Row 4 · 2017-03-09 · Purchase · Acquired 5,000 · Balance 1,806,415

F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.

Row 5 · 2017-03-10 · Purchase · Acquired 5,000 · Balance 1,811,415

F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.

Common StockSEC Table I · non-derivativeIndirectBy Welch Group28,100 Reported balance Holding disclosure · report date 2017-03-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 28,100

F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP.

Common StockSEC Table I · non-derivativeDirect15,000 Reported balance Holding disclosure · report date 2017-03-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,000

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP.

F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 28, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote532,871 Reported balance After 2025-02-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-02-28 · Exercise / conversion · Acquired 100,001 · Balance 532,871

F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2025-02-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-02-28 · Disposition to issuer · Disposed 532,871 · Balance 0

F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2025-02-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-02-28 · Disposition to issuer · Disposed 2,500 · Balance 0

F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-28 · Exercise / conversion · Disposed 100,001 · Balance 0

F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F6: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.

F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose.

F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F6: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 100,001 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000055 · wk-form4_1741037829.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

F6 · derivative.expiration_date: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 Disposition to issuerCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001138639-25-000055 · wk-form4_1741037829.xml · nonDerivative · entry 3

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F3 · price: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4 · ownership.nature: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 Disposition to issuerCommon Stock 532,871 Not disclosed Not disclosed
Disclosure

SEC source: 0001138639-25-000055 · wk-form4_1741037829.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F3 · price: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F1 · ownership.nature: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 100,001 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000055 · wk-form4_1741037829.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 532,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000007 · wk-form4_1736292666.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:31 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,450 $6.59 $16,145.50
Disclosure

SEC source: 0001138639-25-000007 · wk-form4_1736292666.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 432,870

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000007 · wk-form4_1736292666.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 435,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000242 · wk-form4_1733525481.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,713 $6.63 $17,987.19
Disclosure

SEC source: 0001138639-24-000242 · wk-form4_1733525481.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 426,987

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000242 · wk-form4_1733525481.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 429,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000227 · wk-form4_1728422061.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,801 $6.75 $18,906.75
Disclosure

SEC source: 0001138639-24-000227 · wk-form4_1728422061.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 421,367

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000227 · wk-form4_1728422061.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 424,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000217 · wk-form4_1725656545.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 3,176 $6.21 $19,722.96
Disclosure

SEC source: 0001138639-24-000217 · wk-form4_1725656545.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 415,835

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000217 · wk-form4_1725656545.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 419,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000196 · wk-form4_1720559677.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,496 $6.15 $27,650.40
Disclosure

SEC source: 0001138639-24-000196 · wk-form4_1720559677.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 410,678

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000196 · wk-form4_1720559677.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 415,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000168 · wk-form4_1717798042.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,974 $5.51 $16,386.74
Disclosure

SEC source: 0001138639-24-000168 · wk-form4_1717798042.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 406,841

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000168 · wk-form4_1717798042.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 409,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:38 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000081 · wk-form4_1712626698.xml · derivative · entry 5

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F6 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F6 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:38 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000081 · wk-form4_1712626698.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:38 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 14,168 $5.80 $82,174.40
Disclosure

SEC source: 0001138639-24-000081 · wk-form4_1712626698.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 401,482

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:38 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 37,501 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000081 · wk-form4_1712626698.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 415,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 18:00 UTC Infinera Corp INFN · Entity 82602 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000068 · wk-form4_1710280818.xml · derivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company")

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2024 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2024 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:35 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000056 · wk-form4_1709771741.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:35 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 3,416 $5.15 $17,592.40
Disclosure

SEC source: 0001138639-24-000056 · wk-form4_1709771741.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 378,149

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:35 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000056 · wk-form4_1709771741.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 381,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:21 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000009 · wk-form4_1704756060.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Infinera Corporation common stock.

F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:21 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 1,441 $4.38 $6,311.58
Disclosure

SEC source: 0001138639-24-000009 · wk-form4_1704756060.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 373,231

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:21 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000009 · wk-form4_1704756060.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 374,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:11 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000208 · wk-form4_1701904299.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:11 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,882 $4.24 $12,219.68
Disclosure

SEC source: 0001138639-23-000208 · wk-form4_1701904299.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 370,505

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:11 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000208 · wk-form4_1701904299.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 373,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:39 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 4,166 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000192 · wk-form4_1696628382.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 4,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Infinera Corporation common stock.

F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:39 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 1,441 $3.70 $5,331.70
Disclosure

SEC source: 0001138639-23-000192 · wk-form4_1696628382.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 365,054

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:39 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 4,166 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000192 · wk-form4_1696628382.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 366,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:37 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000174 · wk-form4_1694119052.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:37 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,882 $4.42 $12,738.44
Disclosure

SEC source: 0001138639-23-000174 · wk-form4_1694119052.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 362,329

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:37 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000174 · wk-form4_1694119052.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 365,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:19 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000147 · wk-form4_1688764740.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Infinera Corporation common stock.

F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:19 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 1,442 $4.61 $6,647.62
Disclosure

SEC source: 0001138639-23-000147 · wk-form4_1688764740.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 356,878

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:19 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000147 · wk-form4_1688764740.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 358,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:42 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000132 · wk-form4_1686177744.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Infinera Corporation common stock.

F5 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:42 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,882 $4.76 $13,718.32
Disclosure

SEC source: 0001138639-23-000132 · wk-form4_1686177744.xml · nonDerivative · entry 2

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 354,153

F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:42 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000132 · wk-form4_1686177744.xml · nonDerivative · entry 1

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 357,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 4,225 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000081 · wf-form4_168082656889712.xml · derivative · entry 5

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F6 · derivative.exercise_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

F6 · derivative.expiration_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000081 · wf-form4_168082656889712.xml · derivative · entry 4

Welch David F · CIK 0001399122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.