Tapewire

Nasdaq · USD

RZLT

Rezolute, Inc.

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Tapewire entity
1990
SEC CIK
0001509261
Parsed reports
173

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2026 Filed Sep 3, 2026 20:42 UTC
Karnawat Sunil RatilalChief Commercial Officer
Tax withholdingCommon Shares 2,267 $4.50 $10,201.50
Disclosure

SEC source: 0000912282-26-001216 · form4.xml · nonDerivative · entry 1

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,275

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 22:36 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
Tax withholdingCommon Shares 3,062 $4.99 $15,279.38
Disclosure

SEC source: 0000912282-26-000936 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,851

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 21:26 UTC Tax withholdingCommon Shares 3,062 $4.99 $15,279.38
Disclosure

SEC source: 0000912282-26-000929 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,400

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 21:27 UTC
Elam Nevan CDirector · CEO
Tax withholdingCommon Shares 8,004 $4.99 $39,939.96
Disclosure

SEC source: 0000912282-26-000930 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,497

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
March 30, 2026 Filed Mar 31, 2026 20:59 UTC PurchaseCommon Shares 10,000 $2.85 $28,500.00
Disclosure

SEC source: 0000912282-26-000533 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,462

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:18 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
Tax withholdingCommon Shares 11,439 $2.99 $34,202.61
Disclosure

SEC source: 0000912282-26-000412 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,913

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07 inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:16 UTC Tax withholdingCommon Shares 11,438 $2.99 $34,199.62
Disclosure

SEC source: 0000912282-26-000411 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,462

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:07 UTC
Elam Nevan CDirector · CEO
Tax withholdingCommon Shares 27,618 $2.99 $82,577.82
Disclosure

SEC source: 0000912282-26-000410 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,501

F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:13 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 28,000 $1.70 $47,600.00
Disclosure

SEC source: 0000912282-25-001427 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,352

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:14 UTC PurchaseCommon Shares 5,650 $1.69 $9,548.50
Disclosure

SEC source: 0000912282-25-001429 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,675

Read SEC document
December 15, 2025 Filed Dec 15, 2025 19:34 UTC
Karnawat Sunil RatilalChief Commercial Officer
PurchaseCommon Shares 100 $1.60 $160.00
Disclosure

SEC source: 0000912282-25-001421 · form4.xml · nonDerivative · entry 2

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,542

Read SEC document
December 15, 2025 Filed Dec 15, 2025 19:34 UTC
Karnawat Sunil RatilalChief Commercial Officer
PurchaseCommon Shares 12,000 $1.62 $19,438.80
Disclosure

SEC source: 0000912282-25-001421 · form4.xml · nonDerivative · entry 1

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,442

Read SEC document
December 15, 2025 Filed Dec 16, 2025 00:35 UTC PurchaseCommon Shares 2,500 $1.79 $4,475.00
Disclosure

SEC source: 0000912282-25-001424 · form4.xml · nonDerivative · entry 3

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by minor child #3

Disclosed balance after: 7,000

Read SEC document
December 15, 2025 Filed Dec 16, 2025 00:35 UTC PurchaseCommon Shares 2,500 $1.79 $4,462.50
Disclosure

SEC source: 0000912282-25-001424 · form4.xml · nonDerivative · entry 2

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by minor child #2

Disclosed balance after: 7,000

F2 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.78 to $1.79, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 00:35 UTC PurchaseCommon Shares 40,000 $1.77 $70,640.00
Disclosure

SEC source: 0000912282-25-001424 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,900

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.81, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 00:35 UTC
Elam Nevan CDirector · CEO
PurchaseCommon Shares 32,000 $1.59 $50,880.00
Disclosure

SEC source: 0000912282-25-001423 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,119

Read SEC document
December 09, 2025 Filed Dec 10, 2024 14:11 UTC PurchaseCommon Shares 10,549 $5.04 $53,166.96
Disclosure

SEC source: 0000912282-24-000863 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,900

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.985 to $5.0559, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:53 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 72,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001299 · form4.xml · derivative · entry 3

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Shares · 72,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options vest 1/36th monthly beginning on December 19, 2025.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:53 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
GrantCommon Shares 123,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001299 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,352

F1 · shares: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 17:44 UTC
Karnawat Sunil RatilalChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001298 · form4.xml · derivative · entry 4

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Shares · 19,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options vest 1/36th monthly beginning on December 19, 2025.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 17:44 UTC
Karnawat Sunil RatilalChief Commercial Officer
GrantCommon Shares 32,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001298 · form4.xml · nonDerivative · entry 1

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,442

F1 · shares: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:31 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 63,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001292 · form4.xml · derivative · entry 7

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Shares · 63,000 shares

Expires 2035-11-19

F3 · derivative.exercise_date: The options vest 1/36th monthly beginning on December 19, 2025.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:31 UTC GrantCommon Shares 107,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001292 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,900

F1 · shares: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:34 UTC
Elam Nevan CDirector · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 186,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001294 · form4.xml · derivative · entry 2

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,000

Underlying: Common Shares · 186,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options vest 1/36th monthly beginning on December 19, 2025.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:34 UTC
Elam Nevan CDirector · CEO
GrantCommon Shares 317,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001294 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,119

F1 · shares: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 16:36 UTC GrantDirector Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001279 · form4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 16:36 UTC GrantCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001279 · form4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,500

F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:21 UTC GrantDirector Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001290 · form4.xml · derivative · entry 2

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:21 UTC GrantCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001290 · form4.xml · nonDerivative · entry 1

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,576

F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:17 UTC GrantDirector Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001288 · form4.xml · derivative · entry 2

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:17 UTC GrantCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001288 · form4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,025

F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:02 UTC
Harris ErikDirector
GrantDirector Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001286 · form4.xml · derivative · entry 2

Harris Erik · CIK 0001780113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 22:02 UTC
Harris ErikDirector
GrantCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001286 · form4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 21:49 UTC GrantDirector Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001283 · form4.xml · derivative · entry 3

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2035-11-19

F3 · derivative.exercise_date: The options fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 21:49 UTC GrantCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001283 · form4.xml · nonDerivative · entry 1

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,950

F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 21:41 UTC GrantDirector Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000912282-25-001281 · form4.xml · derivative · entry 2

FAUCHET PHILIPPE · CIK 0001824260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2035-11-19

F2 · derivative.exercise_date: The options fully vest on December 1, 2026..

Read SEC document
November 19, 2025 Filed Nov 21, 2025 21:41 UTC GrantCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-001281 · form4.xml · nonDerivative · entry 1

FAUCHET PHILIPPE · CIK 0001824260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,500

F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026.

Read SEC document
August 18, 2025 Filed Aug 27, 2025 17:17 UTC
Karnawat Sunil RatilalChief Commercial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000912282-25-000934 · form4.xml · derivative · entry 4

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Shares · 275,000 shares

Expires 2035-08-18

F2 · derivative.exercise_date: The options shall vest and become exercisable as follows: One fourth (1/4) of such Options shall vest on the one-year anniversary of the grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Reporting Person's termination of continuous service.

Read SEC document
August 18, 2025 Filed Aug 27, 2025 17:17 UTC
Karnawat Sunil RatilalChief Commercial Officer
GrantCommon Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000934 · form4.xml · nonDerivative · entry 1

Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,442

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/4 on September 1, 2026; 1/4 on September 1, 2027; 1/4 on September 1, 2028; and 1/4 on September 1, 2029.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 13:07 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
PurchaseCommon Shares 2,500 $4.38 $10,939.00
Disclosure

SEC source: 0000912282-25-000718 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,500

F1 · price: The purchaes price reported above is a weight average price. These shares were purchased in multiple transactions at prices ranging from $4.37 to $4.38, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 24, 2025 Filed Jun 24, 2025 16:41 UTC PurchaseCommon Shares 5,000 $4.05 $20,250.00
Disclosure

SEC source: 0000912282-25-000706 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,900

Read SEC document
June 13, 2025 Filed Jun 23, 2025 13:38 UTC PurchaseCommon Shares 1,230,769 $3.25 $3,999,999.25
Disclosure

SEC source: 0000912282-25-000701 · form4.xml · nonDerivative · entry 1

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Handok, Inc.

Disclosed balance after: 8,423,386

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any.

Read SEC document
June 13, 2025 Filed Jun 23, 2025 13:12 UTC PurchaseCommon Shares 3,076 $3.25 $9,997.00
Disclosure

SEC source: 0000912282-25-000699 · form4.xml · nonDerivative · entry 1

KREHER NERISSA · CIK 0001741850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,576

Read SEC document
June 10, 2025 Filed Jun 13, 2025 01:19 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000659 · form4.xml · derivative · entry 4

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on July 10, 2025.

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June 10, 2025 Filed Jun 13, 2025 01:19 UTC
ROBERTS BRIAN KENNETHChief Medical Officer
GrantCommon Shares 26,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000659 · form4.xml · nonDerivative · entry 1

ROBERTS BRIAN KENNETH · CIK 0001829608 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,352

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on July 1, 2026; 1/3 on July 1, 2027; and 1/3 on July 1, 2028.

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June 10, 2025 Filed Jun 13, 2025 01:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000661 · form4.xml · derivative · entry 7

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2035-06-10

F3 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on July 10, 2025.

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June 10, 2025 Filed Jun 13, 2025 01:29 UTC GrantCommon Shares 26,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000661 · form4.xml · nonDerivative · entry 1

Evans Daron · CIK 0001411726 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,900

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on July 1, 2026; 1/3 on July 1, 2027; and 1/3 on July 1, 2028.

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June 10, 2025 Filed Jun 13, 2025 01:07 UTC
Elam Nevan CDirector · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000658 · form4.xml · derivative · entry 2

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on July 10, 2025.

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June 10, 2025 Filed Jun 13, 2025 01:07 UTC
Elam Nevan CDirector · CEO
GrantCommon Shares 68,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000658 · form4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,119

F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on July 1, 2026; 1/3 on July 1, 2027; and 1/3 on July 1, 2028.

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June 10, 2025 Filed Jun 13, 2025 01:32 UTC GrantDirector Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0000912282-25-000662 · form4.xml · derivative · entry 3

Kim Young-Jin · CIK 0001768406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 5,000 shares

Expires 2035-06-10

F3 · derivative.exercise_date: The options vest 100% on July 1, 2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.