CYDY

SEC source: 0001104659-26-033963 · tm269618-8_4seq1.xml · derivative · entry 1

Urbach Tanya Durkee · CIK 0001897672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,385

Underlying: Common Stock · 574,385 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: The stock option will vest in 12 approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2026 through March 2027.

SEC source: 0001104659-26-033962 · tm269618-7_4seq1.xml · derivative · entry 1

SIMES STEPHEN M · CIK 0000905479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,385

Underlying: Common Stock · 574,385 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: The stock option will vest in 12 approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2026 through March 2027.

SEC source: 0001104659-26-033961 · tm269618-6_4seq1.xml · derivative · entry 1

Ndhlovu Lishomwa C · CIK 0001898357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,385

Underlying: Common Stock · 574,385 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: The stock option will vest in 12 approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2026 through March 2027.

SEC source: 0001104659-26-033960 · tm269618-5_4seq1.xml · derivative · entry 1

Lalezari Jacob P · CIK 0002001963 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,874,691

Underlying: Common Stock · 4,874,691 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: 1,218,672 shares will vest on March 20, 2027, and the balance will vest in approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2027 through March 2030.

SEC source: 0001104659-26-033958 · tm269618-4_4seq1.xml · derivative · entry 1

Hoffman Robert E. · CIK 0001166288 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,874,691

Underlying: Common Stock · 4,874,691 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: 1,218,672 shares will vest on March 20, 2027, and the balance will vest in approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2027 through March 2030.

SEC source: 0001104659-26-033957 · tm269618-3_4seq1.xml · derivative · entry 1

Dunlap Ryan · CIK 0001554742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,385

Underlying: Common Stock · 574,385 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: The stock option will vest in 12 approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2026 through March 2027.

SEC source: 0001104659-26-033955 · tm269618-2_4seq1.xml · derivative · entry 1

Brunke Karen J · CIK 0001922660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,385

Underlying: Common Stock · 574,385 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: The stock option will vest in 12 approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2026 through March 2027.

SEC source: 0001104659-26-033954 · tm269618-1_4seq1.xml · derivative · entry 1

Blok Tyler · CIK 0001990234 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,249,794

Underlying: Common Stock · 3,249,794 shares

Expires 2036-03-20

F1 · shares: This grant was approved by the Company's Compensation Committee on March 20, 2026, and represents the annual grant to the individual for fiscal year 2026 consistent with past practice in recent years. This award was made in compliance with, and uses shares that are specifically reserved for issuance to employees, directors, and certain outside consultants under, the Issuer's 2012 Equity Incentive Plan, as amended (the "2012 Plan").

F2 · derivative.exercise_date: 812,448 shares will vest on March 20, 2027, and the balance will vest in approximately equal installments on the same day of each month of Continuous Service (as the term is defined in the 2012 Plan) beginning April 2027 through March 2030.

SEC source: 0001104659-25-052122 · tm2515909-2_4seq1.xml · derivative · entry 1

Hoffman Robert E. · CIK 0001166288 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2035-05-15

F1 · shares: This grant was approved by the Company's Compensation Committee effective May 15, 2025, pursuant to the Issuer's 2012 Equity Incentive Plan, as amended (the "Plan").

F2 · derivative.exercise_date: 250,000 shares will vest on May 15, 2026, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Plan ) from May 2026 through April 2029.

SEC source: 0001104659-24-112761 · tm2427081-7_4seq1.xml · derivative · entry 1

Urbach Tanya Durkee · CIK 0001897672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 266,664 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2025.

SEC source: 0001104659-24-112760 · tm2427081-6_4seq1.xml · derivative · entry 1

SIMES STEPHEN M · CIK 0000905479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 266,664 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2025.

SEC source: 0001104659-24-112758 · tm2427081-5_4seq1.xml · derivative · entry 1

Ndhlovu Lishomwa C · CIK 0001898357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 266,664 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2025.

SEC source: 0001104659-24-112756 · tm2427081-3_4seq1.xml · derivative · entry 1

Dunlap Ryan · CIK 0001554742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 266,664 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2025.

SEC source: 0001104659-24-112757 · tm2427081-4_4seq1.xml · derivative · entry 1

Lalezari Jacob P · CIK 0002001963 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 250,000 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2028.

SEC source: 0001104659-24-112755 · tm2427081-2_4seq1.xml · derivative · entry 1

Brunke Karen J · CIK 0001922660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 266,664 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2025.

SEC source: 0001104659-24-112753 · tm2427081-1_4seq1.xml · derivative · entry 1

Blok Tyler · CIK 0001990234 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2034-10-28

F1 · shares: This grant was approved by the Company's Compensation Committee on October 28, 2024 and represents the annual grant awarded to the individual for fiscal year 2025. This award is made consistent with, and utilizes shares from, the Issuer's 2012 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: 104,164 shares vested on the grant date, and the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from October 2024 through May 2028.

SEC source: 0001104659-24-032609 · tm248303-1_4seq1.xml · derivative · entry 1

Lalezari Jacob P · CIK 0002001963 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2034-03-07

F1 · derivative.exercise_date: The stock option will vest and become exercisable in 48 monthly installments beginning on April 7, 2024 and ending on March 7, 2028, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 12

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,222

Underlying: Common Stock · 630,222 shares

Expires 2032-09-20

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F8 · derivative.exercise_date: 301,975 shares were fully vested and exercisable on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service beginning at the end of January 2024 through January 2026.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 11

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-08-06

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F7 · derivative.exercise_date: 666,000 shares were fully vested and exercisable on January 3, 2024; the balance is scheduled to vest on August 6, 2024.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 10

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F6 · derivative.exercise_date: 33,300 shares were fully vested and exercisable on January 3, 2024; the balance is scheduled to vest on February 17, 2024.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 9

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-07-22

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 8

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-02-21

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 7

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-01-16

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 6

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 630,222 shares

Expires 2032-09-20

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F5 · derivative.exercise_date: 25% of the award vested on January 24, 2023, with the balance scheduled to vest in 36 equal monthly installments, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 5

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2031-08-06

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F4 · derivative.exercise_date: Vesting was scheduled to occur in three equal annual installments beginning on August 6, 2022.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 4

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F3 · derivative.exercise_date: Vesting was scheduled to occur in three equal annual installments beginning on February 17, 2022.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 3

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2030-07-22

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F1 · derivative.exercise_date: The option was fully vested and exercisable prior to January 3, 2024.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 2

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2030-02-21

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F1 · derivative.exercise_date: The option was fully vested and exercisable prior to January 3, 2024.

SEC source: 0001104659-24-001956 · tm242134-7_4seq1.xml · derivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2030-01-16

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F1 · derivative.exercise_date: The option was fully vested and exercisable prior to January 3, 2024.

SEC source: 0001104659-24-001954 · tm242134-5_4seq1.xml · derivative · entry 1

SIMES STEPHEN M · CIK 0000905479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-01-03

F1 · derivative.exercise_date: 466,662 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from January 2024 through May 2024.

SEC source: 0001104659-24-001955 · tm242134-6_4seq1.xml · derivative · entry 2

Urbach Tanya Durkee · CIK 0001897672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-01-03

F1 · derivative.exercise_date: 466,662 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from January 2024 through May 2024.

SEC source: 0001104659-24-001953 · tm242134-4_4seq1.xml · derivative · entry 1

Ndhlovu Lishomwa C · CIK 0001898357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2024-01-03

F1 · derivative.exercise_date: 466,662 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from January 2024 through May 2024.

SEC source: 0001104659-24-001951 · tm242134-2_4seq1.xml · derivative · entry 1

Brunke Karen J · CIK 0001922660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-01-03

F1 · derivative.exercise_date: 466,662 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from January 2024 through May 2024.

SEC source: 0001104659-24-001952 · tm242134-3_4seq1.xml · derivative · entry 1

Dunlap Ryan · CIK 0001554742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-01-03

F1 · derivative.exercise_date: 466,662 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from January 2024 through May 2024.

SEC source: 0001104659-24-001950 · tm242134-1_4seq1.xml · derivative · entry 4

Blok Tyler · CIK 0001990234 · EVP of Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2034-01-03

F4 · derivative.exercise_date: 145,831 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service beginning at the end of January 2024 through May 2027.

SEC source: 0001104659-24-001950 · tm242134-1_4seq1.xml · derivative · entry 3

Blok Tyler · CIK 0001990234 · EVP of Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-07-25

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F3 · derivative.exercise_date: 35,415 shares vested on January 3, 2024; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service beginning at the end of January 2024 through July 2026.

SEC source: 0001104659-24-001950 · tm242134-1_4seq1.xml · derivative · entry 2

Blok Tyler · CIK 0001990234 · EVP of Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2032-07-25

F2 · price: The outstanding option was cancelled in exchange for a new option having a lower exercise price.

F1 · derivative.exercise_date: 25% of the grant vested on July 25, 2023, with the balance vesting in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) beginning at the end of August 2023 through July 2026.

SEC source: 0001104659-23-022094 · tm236870-1_4seq1.xml · derivative · entry 2

Arman Arvin Cyrus · CIK 0001939191 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,782

Underlying: Common Stock · 434,782 shares

Expires not disclosed

F1 · shares: The reported securities are included within Units purchased by the reporting person in a private placement directly with the Company. The terms are identical to a concurrent offering being conducted through a placement agent (the "Offering"). Each "Unit" consists of one share of common stock and one warrant to purchase one share of common stock.

F2 · shares: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

F2 · price: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

F3 · derivative.exercise_date: The warrants will become exercisable in full on the final closing date of the Offering. The warrants will expire five years after the exercise date.

F3 · derivative.expiration_date: The warrants will become exercisable in full on the final closing date of the Offering. The warrants will expire five years after the exercise date.

F1 · derivative.underlying_shares: The reported securities are included within Units purchased by the reporting person in a private placement directly with the Company. The terms are identical to a concurrent offering being conducted through a placement agent (the "Offering"). Each "Unit" consists of one share of common stock and one warrant to purchase one share of common stock.

F2 · derivative.underlying_shares: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

F2 · balance_after: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

SEC source: 0001104659-23-022094 · tm236870-1_4seq1.xml · nonDerivative · entry 1

Arman Arvin Cyrus · CIK 0001939191 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,334

F1 · shares: The reported securities are included within Units purchased by the reporting person in a private placement directly with the Company. The terms are identical to a concurrent offering being conducted through a placement agent (the "Offering"). Each "Unit" consists of one share of common stock and one warrant to purchase one share of common stock.

F2 · shares: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

F2 · price: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

F2 · balance_after: The number of Units and the corresponding numbers of shares and warrants have been calculated based on a purchase price of $0.23 per Unit, which was equal to 90% of the intraday volume weighted average price of the common stock on January 12, 2023, the date of the first closing in the Offering. The number of Units and corresponding numbers of shares and warrants purchased in the Offering will increase if 90% of the intraday volume weighted average price of a share of common stock on the final closing date in the Offering is lower than $0.23. The revised numbers will be calculated by dividing $100,000 by such lower price.

SEC source: 0001104659-22-123366 · tm2231600-4_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,207

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-123365 · tm2231600-3_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,037

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-123366 · tm2231600-4_4seq1.xml · derivative · entry 2

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585,536

Underlying: Common Stock · 4,585,536 shares

Expires 2032-11-28

F2 · derivative.exercise_date: 477,660 shares vested on November 28, 2022; the balance will vest in equal monthly installments at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) from November 2022 through May 2026.

SEC source: 0001104659-22-123365 · tm2231600-3_4seq1.xml · derivative · entry 3

Kelly Scott A. · CIK 0001703394 · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315,439

Underlying: Common Stock · 2,315,439 shares

Expires 2032-11-28

F2 · derivative.exercise_date: 241,190 shares vested on November 28, 2022; the balance will vest on a monthly basis as follows (i) 48,238 shares at the conclusion of each month of Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended), from November 2022 through February 2025, and (ii) 48,239 shares at the conclusion of each month of Continuous Service, from March 2025 through May 2026.

SEC source: 0001104659-22-119981 · tm2230762-3_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,199

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-119979 · tm2230762-2_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167,110

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-119978 · tm2230762-1_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,090

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-114101 · tm2228860-4_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151,876

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-114100 · tm2228860-3_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,392

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-114098 · tm2228860d2_4seq.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,419

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

SEC source: 0001104659-22-113563 · tm2228860-1_4seq1.xml · derivative · entry 1

SIMES STEPHEN M · CIK 0000905479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,012

Underlying: Common Stock · 178,012 shares

Expires 2032-10-24

F1 · derivative.exercise_date: The options will vest in eight equal monthly installments beginning on November 1, 2022, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.