Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CytoDyn Inc.CYDY · Entity 5856 | Director | June 25, 2020 | June 27, 2020 |
| Rezolute, Inc.ANTB · Entity 1990 | Director | March 08, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CytoDyn Inc.
Report date June 25, 2020 · Filed June 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2030-06-25 | Direct | 225,000 |
Reported balance
After 2020-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-25 · Grant · Acquired 225,000 · Balance 225,000 F1: 56,250 shares vest on August 31, 2020; the balance vests in equal amounts on November 30, 2020, February 28, 2021 and May 31, 2021, subject to amendment to the equity incentive plan. |
Filing footnotes · ownership attribution and instrument terms
F1: 56,250 shares vest on August 31, 2020; the balance vests in equal amounts on November 30, 2020, February 28, 2021 and May 31, 2021, subject to amendment to the equity incentive plan.
Rezolute, Inc.
Report date March 08, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LRFA | 1,811,415 |
Last balance in matching sequence
After 2017-03-10 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2017-03-08 · Purchase · Acquired 5,000 · Balance 1,801,415 F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Row 4 · 2017-03-09 · Purchase · Acquired 5,000 · Balance 1,806,415 F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Row 5 · 2017-03-10 · Purchase · Acquired 5,000 · Balance 1,811,415 F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Welch Group | 28,100 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 28,100 F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. |
| Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP.
F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Infinera Corp
Report date February 28, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 532,871 |
Reported balance
After 2025-02-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-02-28 · Exercise / conversion · Acquired 100,001 · Balance 532,871 F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2025-02-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-28 · Disposition to issuer · Disposed 532,871 · Balance 0 F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2025-02-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-28 · Disposition to issuer · Disposed 2,500 · Balance 0 F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. F4: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-28 · Exercise / conversion · Disposed 100,001 · Balance 0 F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F6: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.
F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".
F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
F4: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose.
F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.
F6: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2023 Filed Apr 6, 2023 20:16 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,903 | $7.34 | $21,308.02 |
DisclosureSEC source: 0001138639-23-000081 · wf-form4_168082656889712.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 348,702 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 20:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 8,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000081 · wf-form4_168082656889712.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 351,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996, for which Dr. Welch is a trustee. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 19:24 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000050 · wf-form4_167874983523410.xml · derivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 18:03 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000037 · wf-form4_167823017336585.xml · derivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Common Stock · 33,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F6 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F6 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 18:03 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000037 · wf-form4_167823017336585.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: These RSUs, originally for a total of 75,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 75,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 18:03 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 14,251 | $7.33 | $104,459.83 |
DisclosureSEC source: 0001138639-23-000037 · wf-form4_167823017336585.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 343,213 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 18:03 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 39,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000037 · wf-form4_167823017336585.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 357,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 19:18 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 4,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000012 · wf-form4_167330986543026.xml · derivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,225 Underlying: Common Stock · 4,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Infinera Corporation. F6 · derivative.exercise_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F6 · derivative.expiration_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 19:18 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000012 · wf-form4_167330986543026.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 4,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Infinera Corporation. F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 19:18 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,422 | $6.83 | $23,372.26 |
DisclosureSEC source: 0001138639-23-000012 · wf-form4_167330986543026.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 317,880 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 19:18 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 8,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-23-000012 · wf-form4_167330986543026.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 321,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 17:08 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000171 · wf-form4_167045089749721.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of Infinera Corporation. F5 · derivative.exercise_date: These RSUs, originally for a total of 75,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 75,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 17:08 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,099 | $6.78 | $21,011.22 |
DisclosureSEC source: 0001138639-22-000171 · wf-form4_167045089749721.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 312,911 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 17:08 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000171 · wf-form4_167045089749721.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 316,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:35 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 4,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000151 · wf-form4_166519291400131.xml · derivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450 Underlying: Common Stock · 4,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F6 · derivative.exercise_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F6 · derivative.expiration_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:35 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000151 · wf-form4_166519291400131.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:35 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 4,104 | $5.40 | $22,161.60 |
DisclosureSEC source: 0001138639-22-000151 · wf-form4_166519291400131.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 309,760 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:35 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 8,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000151 · wf-form4_166519291400131.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 313,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| September 05, 2022 Filed Sep 7, 2022 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000139 · wf-form4_166259655416459.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| September 05, 2022 Filed Sep 7, 2022 20:22 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,066 | $5.04 | $15,452.64 |
DisclosureSEC source: 0001138639-22-000139 · wf-form4_166259655416459.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 305,472 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| September 05, 2022 Filed Sep 7, 2022 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000139 · wf-form4_166259655416459.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 308,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 18:12 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000115 · wf-form4_165852791904872.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: On March 4, 2020, Dr. Welch was granted an award of 650,000 performance-based shares. This award provided for a number of quantitative and qualitative performance objectives related to the successful development of the Company's XR Optics program. These shares may vest up to 100% over a four-year period through the end of fiscal 2024 upon the achievement of various product development and financial performance metrics ("Performance Metrics") within specified time periods during this four-year period. One of the Performance Metrics is the Company's achievement of a customer demonstrable functioning prototype for ICE-X ("Tranche 1 Performance Metric"). The Company achieved the Tranche 1 Performance Metric during the applicable performance period ending with the fiscal quarter ended June 25, 2022, as certified by the Company's Compensation Committee on July 21, 2022, per the terms of the PSU award. As a result, 150,000 shares of common stock underlying this award vested on July 21, 2022. F4 · derivative.expiration_date: On March 4, 2020, Dr. Welch was granted an award of 650,000 performance-based shares. This award provided for a number of quantitative and qualitative performance objectives related to the successful development of the Company's XR Optics program. These shares may vest up to 100% over a four-year period through the end of fiscal 2024 upon the achievement of various product development and financial performance metrics ("Performance Metrics") within specified time periods during this four-year period. One of the Performance Metrics is the Company's achievement of a customer demonstrable functioning prototype for ICE-X ("Tranche 1 Performance Metric"). The Company achieved the Tranche 1 Performance Metric during the applicable performance period ending with the fiscal quarter ended June 25, 2022, as certified by the Company's Compensation Committee on July 21, 2022, per the terms of the PSU award. As a result, 150,000 shares of common stock underlying this award vested on July 21, 2022. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 18:12 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 69,650 | $6.33 | $440,884.50 |
DisclosureSEC source: 0001138639-22-000115 · wf-form4_165852791904872.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 302,288 F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 18:12 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000115 · wf-form4_165852791904872.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 371,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 19:43 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 4,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000113 · wf-form4_165723739802569.xml · derivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,675 Underlying: Common Stock · 4,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F6 · derivative.exercise_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F6 · derivative.expiration_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 19:43 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000113 · wf-form4_165723739802569.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,167 Underlying: Common Stock · 4,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 19:43 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,903 | $5.50 | $15,966.50 |
DisclosureSEC source: 0001138639-22-000113 · wf-form4_165723739802569.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 221,938 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 19:43 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 8,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000113 · wf-form4_165723739802569.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 224,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| June 05, 2022 Filed Jun 7, 2022 19:55 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000098 · wf-form4_165464611086795.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| June 05, 2022 Filed Jun 7, 2022 19:55 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,162 | $5.73 | $12,388.26 |
DisclosureSEC source: 0001138639-22-000098 · wf-form4_165464611086795.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 216,450 F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| June 05, 2022 Filed Jun 7, 2022 19:55 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000098 · wf-form4_165464611086795.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 218,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2022 Filed May 9, 2022 09:23 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027710 · doc4.xml · derivative · entry 6 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F6 · derivative.exercise_date: These RSUs, originally for a total of 100,000 shares, vested as to one-third of the shares on each one-year anniversary of the May 5, 2019 vesting commencement date, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F6 · derivative.expiration_date: These RSUs, originally for a total of 100,000 shares, vested as to one-third of the shares on each one-year anniversary of the May 5, 2019 vesting commencement date, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 09:23 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 17,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027710 · doc4.xml · derivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: These RSUs, originally for a total of 68,750 shares, vested as to one-fourth of the shares on each one-year anniversary of the May 5, 2018 vesting commencement date, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 68,750 shares, vested as to one-fourth of the shares on each one-year anniversary of the May 5, 2018 vesting commencement date, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 09:23 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 17,471 | $6.33 | $110,591.43 |
DisclosureSEC source: 0001209191-22-027710 · doc4.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 212,362 F2 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2022 Filed May 9, 2022 09:23 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027710 · doc4.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 229,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2022 Filed May 9, 2022 09:23 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 17,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027710 · doc4.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 196,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:39 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 16,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023738 · doc4.xml · derivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900 Underlying: Common Stock · 16,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F6 · derivative.exercise_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F6 · derivative.expiration_date: These RSUs, originally for a total of 33,800 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:39 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023738 · doc4.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F5 · derivative.exercise_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:39 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 11,578 | $8.76 | $101,423.28 |
DisclosureSEC source: 0001209191-22-023738 · doc4.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 179,313 F2 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 18:39 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 33,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023738 · doc4.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 190,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 18:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000059 · wf-form4_164678135179602.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 18:16 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,467 | $8.44 | $20,821.48 |
DisclosureSEC source: 0001138639-22-000059 · wf-form4_164678135179602.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 157,324 F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 18:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000059 · wf-form4_164678135179602.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 159,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:08 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000049 · wf-form4_164634528744698.xml · derivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one third of the shares on the one-year anniversary of the vesting commencement date, which is March 5, 2022, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one third of the shares on the one-year anniversary of the vesting commencement date, which is March 5, 2022, and 1/12th quarterly thereafter, subject to Mr. Welch's continued service to the Company through each applicable vesting date. Read SEC document |
| February 28, 2022 Filed Feb 28, 2022 18:28 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 200,000 | $9.14 | $1,827,580.00 |
DisclosureSEC source: 0001138639-22-000039 · wf-form4_164609084122438.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 153,541 F4 · price: This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9.10 to $9.20 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 18:28 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 200,000 | $9.13 | $1,825,000.00 |
DisclosureSEC source: 0001138639-22-000039 · wf-form4_164609084122438.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 353,541 F3 · price: This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9.10 to $9.15 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 18:28 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 150,000 | $9.05 | $1,357,500.00 |
DisclosureSEC source: 0001138639-22-000039 · wf-form4_164609084122438.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 553,541 F1 · price: This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9.00 to $9.10 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 18:38 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 5,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000010 · wf-form4_164159870584369.xml · derivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: On March 27, 2019, Dr. Welch was granted a PSU award for a target number of 50,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 44,444 shares of common stock underlying this award vested on October 5, 2021 and 5,556 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Dr. Welch's continued service to the Company through such date. F4 · derivative.expiration_date: On March 27, 2019, Dr. Welch was granted a PSU award for a target number of 50,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 44,444 shares of common stock underlying this award vested on October 5, 2021 and 5,556 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Dr. Welch's continued service to the Company through such date. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 18:38 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,283 | $9.40 | $21,460.20 |
DisclosureSEC source: 0001138639-22-000010 · wf-form4_164159870584369.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 703,541 F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 18:38 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 5,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000010 · wf-form4_164159870584369.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.