Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHAMPIONS ONCOLOGY, INC.CSBR · Entity 7013 | 10% owner | March 11, 2020 | March 12, 2020 |
| Sprinklr, Inc.CXM · Entity 4581 | 10% owner | June 06, 2025 | June 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHAMPIONS ONCOLOGY, INC.
Report date March 11, 2020 · Filed March 12, 2020
Jointly reported with Battery Ventures IX, L.P., Battery Investment Partners IX, LLC, Battery Partners IX, LLC, BATTERY MANAGEMENT CORP., Agrawal Neeraj, BROWN MICHAEL MAURICE, Feldman Jesse, Lee Roger H, TOBIN SCOTT R
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Funds | 2,135,215 |
Reported balance
After 2020-03-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-11 · Other · Acquired 123,333 · Balance 2,135,215 F1: Consists of 2,114,077 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 21,138 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Funds | 2,421,673 |
Reported balance
After 2020-03-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-03-11 · Other · Acquired 286,458 · Balance 2,421,673 F3: Consists of 2,397,699 shares of the Issuer's Common Stock held by BVIX and 23,974 shares of the Issuer's Common Stock held by BIPIX. F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Warrant to purchase shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2020-03-13 | IndirectBy Funds | 0 |
Reported balance
After 2020-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-11 · Other · Disposed 123,333 · Balance 0 F4: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Warrant to purchase shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.76 · Expires 2020-03-13 | IndirectBy Funds | 0 |
Reported balance
After 2020-03-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-11 · Other · Disposed 286,458 · Balance 0 F4: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 2,114,077 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 21,138 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX
F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F3: Consists of 2,397,699 shares of the Issuer's Common Stock held by BVIX and 23,974 shares of the Issuer's Common Stock held by BIPIX.
F4: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split.
Sprinklr, Inc.
Report date June 06, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-06 transaction · row 1
1 source rowRow 1 · 2025-06-06 · Sale · Disposed 84,010 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.65 to $8.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Ventures IX, L.P. | 11,570,734 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,570,734 F2: Securities are held by Battery Ventures IX, L.P. ("BV IX"). Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Investment Partners IX, LLC | 112,687 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 112,687 F3: Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Ventures Select Fund I, L.P. | 2,180,664 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,180,664 F4: Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The Reporting Person has an economic interest in BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Investment Partners Select Fund I, L.P. | 215,670 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 215,670 F5: Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The Reporting Person has an economic interest in BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.65 to $8.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
F2: Securities are held by Battery Ventures IX, L.P. ("BV IX"). Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3: Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F4: Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The Reporting Person has an economic interest in BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F5: Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The Reporting Person has an economic interest in BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Coupa Software Inc
Report date March 20, 2018 · Filed March 22, 2018
Jointly reported with BATTERY MANAGEMENT CORP., Agrawal Neeraj, BROWN MICHAEL MAURICE, CROTTY THOMAS J, FRISBIE RICHARD D, LAWLER KENNETH P, Lee Roger H, TOBIN SCOTT R
Section 16 reporting ended · disclosed 2018-03-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Battery Ventures VIII, L.P. | 5,569,220 |
Reported balance
After 2018-03-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-20 · Other · Disposed 1,300,000 · Balance 5,569,220 F1: Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VIII, L.P. ("BV VIII") to the limited partners of BV VIII and Battery Partners VIII, LLC ("BP VIII"), the sole general partner of BV VIII. F2: The reported securities are owned directly by BV VIII. BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, Roger Lee, R. David Tabors, and Scott Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VIII, L.P. ("BV VIII") to the limited partners of BV VIII and Battery Partners VIII, LLC ("BP VIII"), the sole general partner of BV VIII.
F2: The reported securities are owned directly by BV VIII. BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, Roger Lee, R. David Tabors, and Scott Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2025 Filed Jun 10, 2025 16:38 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 84,010 | $8.65 | $726,686.50 |
DisclosureSEC source: 0001415889-25-016486 · form4-06102025_080620.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.65 to $8.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:33 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 53,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014910 · form4-05292025_090544.xml · derivative · entry 12 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 53,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F14 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F3 · ownership.nature: Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:33 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 5,334,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014910 · form4-05292025_090544.xml · derivative · entry 11 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,334,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F14 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · ownership.direct: Securities are held by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:33 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 53,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-014910 · form4-05292025_090544.xml · nonDerivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 112,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F3 · ownership.nature: Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| May 27, 2025 Filed May 29, 2025 17:33 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 5,334,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-014910 · form4-05292025_090544.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,570,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F2 · ownership.direct: Securities are held by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:15 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 319,405 | $12.10 | $3,864,800.50 |
DisclosureSEC source: 0001415889-24-010644 · form4-04102024_040401.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.10 to $12.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 53,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · derivative · entry 16 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 53,335 Underlying: Class A Common Stock · 53,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F19 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F19 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F19 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F4 · ownership.nature: Securities are held by BIP IX. The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 5,300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · derivative · entry 15 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,334,367 Underlying: Class A Common Stock · 5,300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F19 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F19 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F19 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · ownership.direct: Securities are held by BV IX. The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separateSection 16 reports. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 53,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · nonDerivative · entry 6 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 89,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F4 · ownership.nature: Securities are held by BIP IX. The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 5,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · nonDerivative · entry 5 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,236,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F2 · ownership.direct: Securities are held by BV IX. The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separateSection 16 reports. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 1,177,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · nonDerivative · entry 4 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration. F6 · ownership.nature: Securities are held by BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 1,177,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · nonDerivative · entry 3 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 1,177,672 F5 · kind: Represents receipt of securities in the distribution in kind described in footnote (1). F6 · ownership.nature: Securities are held by BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 40,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · nonDerivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 36,652 F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration. F4 · ownership.nature: Securities are held by BIP IX. The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 17:44 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010445 · form4-04052024_090409.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,936,367 F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration. F2 · ownership.direct: Securities are held by BV IX. The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separateSection 16 reports. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:18 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 99,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056246 · doc4.xml · derivative · entry 12 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 106,335 Underlying: Class A Common Stock · 99,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F14 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:18 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 9,901,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056246 · doc4.xml · derivative · entry 11 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,634,367 Underlying: Class A Common Stock · 9,901,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F14 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · ownership.direct: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:18 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 99,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056246 · doc4.xml · nonDerivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 117,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:18 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 9,901,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056246 · doc4.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,936,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F2 · ownership.direct: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 18:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 88,585 | $14.55 | $1,288,911.75 |
DisclosureSEC source: 0001209191-23-052726 · doc4.xml · nonDerivative · entry 5 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,593 F8 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.40 to $14.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F9 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7) and from previous distributions in kind that constituted changes in form of ownership and, therefore, were not required to be reported pursuant to Section 16. F10 · ownership.direct: Securities are held by R. David Tabors. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 18:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 908,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052726 · doc4.xml · nonDerivative · entry 4 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration. F6 · ownership.nature: Securities are held by BP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 18:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 908,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052726 · doc4.xml · nonDerivative · entry 3 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 908,624 F5 · kind: Represents receipt of securities in the distribution in kind described in footnote (1). F6 · ownership.nature: Securities are held by BP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 18:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 30,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052726 · doc4.xml · nonDerivative · entry 2 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 18,464 F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration. F4 · ownership.nature: Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 18:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052726 · doc4.xml · nonDerivative · entry 1 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 2,035,367 F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration. F2 · ownership.nature: Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:52 UTC | Sprinklr, Inc. CXM · Entity 4581 | GiftClass A Common Stock | 88,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050034 · doc4.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Gift without consideration. F2 · balance_after: The securities held by the Reporting Person prior to the transaction reported herein reflect the receipt of securities pursuant to pro rata distributions in kind, effected by each of Battery Partners IX, LLC ("BP IX") and Battery Investment Partners IX, LLC ("BIP IX") to its members for no additional consideration, including the Reporting Person. The receipt of such securities by the Reporting Person constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 16:15 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 78,600 | $13.60 | $1,068,960.00 |
DisclosureSEC source: 0001209191-23-042075 · doc4.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.50 to $13.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2023 Filed Jul 7, 2023 17:20 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 2,800 | $13.73 | $38,444.00 |
DisclosureSEC source: 0001209191-23-041821 · doc4.xml · nonDerivative · entry 2 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,600 F2 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.73 to $13.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 17:20 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 2,261 | $13.73 | $31,043.53 |
DisclosureSEC source: 0001209191-23-041821 · doc4.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,400 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.73 to $13.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:48 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 162,000 | $14.01 | $2,269,620.00 |
DisclosureSEC source: 0001209191-23-040622 · doc4.xml · nonDerivative · entry 2 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,661 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 16:48 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 89,850 | $14.00 | $1,257,900.00 |
DisclosureSEC source: 0001209191-23-040622 · doc4.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,661 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F2 · balance_after: The securities held by the Reporting Person prior to the transaction reported herein reflect the receipt of securities pursuant to pro rata distributions in kind, effected by each of Battery Partners IX, LLC ("BP IX") and Battery Investment Partners IX, LLC ("BIP IX") to its members for no additional consideration, including the Reporting Person. The receipt of such securities by the Reporting Person constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 16:27 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 284,821 | $14.01 | $3,990,342.21 |
DisclosureSEC source: 0001209191-23-037022 · doc4.xml · nonDerivative · entry 1 TABORS R DAVID · CIK 0001199925 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2023 Filed Jun 9, 2023 17:46 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 2,759 | $14.01 | $38,653.59 |
DisclosureSEC source: 0001209191-23-035989 · doc4.xml · nonDerivative · entry 6 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,821 F11 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F12 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7). F13 · ownership.direct: Securities are held by R. David Tabors. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 17:46 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 285,439 | $13.86 | $3,956,184.54 |
DisclosureSEC source: 0001209191-23-035989 · doc4.xml · nonDerivative · entry 5 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 285,439 F8 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.53 to $14.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F9 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7) and from a previous distribution in kind that constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16. F10 · ownership.nature: Securities are held by The Lee Family Trust, of which Roger H. Lee is a co-trustee. Mr. Lee disclaims beneficial ownership of these securities held by The Lee Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 17:46 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035989 · doc4.xml · nonDerivative · entry 4 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration. F6 · ownership.nature: Securities are held by BP IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 17:46 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035989 · doc4.xml · nonDerivative · entry 3 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 3,000,000 F5 · kind: Represents receipt of securities in the distribution in kind described in footnote (1). F6 · ownership.nature: Securities are held by BP IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 17:46 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 30,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035989 · doc4.xml · nonDerivative · entry 2 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 144,727 F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration. F4 · ownership.nature: Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 17:46 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035989 · doc4.xml · nonDerivative · entry 1 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 14,535,367 F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner without additional consideration. F2 · ownership.nature: Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | GiftClass A Common Stock | 287,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 8 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F16 · price: Gift without consideration. F12 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7). F17 · ownership.direct: Shares are held by R. David Tabors. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 159,500 | $12.84 | $2,047,980.00 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 7 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F14 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.75 to $12.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F9 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7). F15 · ownership.nature: Securities are held by the Spiller Stoner Family Trust Dated 8/22/13, of which Chelsea R. Stoner is a trustee. Ms. Stoner disclaims beneficial ownership of these securities except to the extent of her proportionate pecuniary interest therein. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 214,160 | $12.69 | $2,717,690.40 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 6 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F11 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.54 to $12.83 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F12 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7). F13 · ownership.direct: Securities are held by Jesse R. Feldman. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 285,439 | $12.71 | $3,627,929.69 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 5 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F8 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $12.71 to $12.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. F9 · balance_after: The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7). F10 · ownership.direct: Securities are held by Michael M. Brown. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 4 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration. F6 · ownership.nature: Securities are held by BP IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 3 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Partners IX, LLC Disclosed balance after: 3,000,000 F5 · kind: Represents receipt of securities in the distribution in kind described in footnote (1). F6 · ownership.nature: Securities are held by BP IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 30,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 2 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 175,031 F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration. F4 · ownership.nature: Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 18:12 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024148 · doc4.xml · nonDerivative · entry 1 Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Stoner Chelsea R. · CIK 0001741527 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 17,535,367 F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner without additional consideration. F2 · ownership.nature: Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Michael M. Brown, Jesse R. Feldman and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 119,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · derivative · entry 8 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 119,034 Underlying: Class A Common Stock · 119,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F6 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,203,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · derivative · entry 7 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 1,203,568 Underlying: Class A Common Stock · 1,203,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F6 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 205,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · derivative · entry 6 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 205,335 Underlying: Class A Common Stock · 205,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F6 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 20,535,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · derivative · entry 5 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 20,535,367 Underlying: Class A Common Stock · 20,535,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F6 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 119,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · nonDerivative · entry 4 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 215,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,203,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · nonDerivative · entry 3 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 2,180,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.