Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHAMPIONS ONCOLOGY, INC.CSBR · Entity 7013 | 10% owner | March 11, 2020 | March 12, 2020 |
| Sprinklr, Inc.CXM · Entity 4581 | 10% owner | June 06, 2025 | June 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHAMPIONS ONCOLOGY, INC.
Report date March 11, 2020 · Filed March 12, 2020
Jointly reported with Battery Ventures IX, L.P., Battery Investment Partners IX, LLC, Battery Partners IX, LLC, BATTERY MANAGEMENT CORP., Agrawal Neeraj, BROWN MICHAEL MAURICE, Feldman Jesse, Lee Roger H, TOBIN SCOTT R
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Funds | 2,135,215 |
Reported balance
After 2020-03-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-11 · Other · Acquired 123,333 · Balance 2,135,215 F1: Consists of 2,114,077 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 21,138 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Funds | 2,421,673 |
Reported balance
After 2020-03-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-03-11 · Other · Acquired 286,458 · Balance 2,421,673 F3: Consists of 2,397,699 shares of the Issuer's Common Stock held by BVIX and 23,974 shares of the Issuer's Common Stock held by BIPIX. F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Warrant to purchase shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2020-03-13 | IndirectBy Funds | 0 |
Reported balance
After 2020-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-11 · Other · Disposed 123,333 · Balance 0 F4: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Warrant to purchase shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.76 · Expires 2020-03-13 | IndirectBy Funds | 0 |
Reported balance
After 2020-03-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-11 · Other · Disposed 286,458 · Balance 0 F4: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 2,114,077 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 21,138 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX
F2: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F3: Consists of 2,397,699 shares of the Issuer's Common Stock held by BVIX and 23,974 shares of the Issuer's Common Stock held by BIPIX.
F4: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split.
Sprinklr, Inc.
Report date June 06, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-06 transaction · row 1
1 source rowRow 1 · 2025-06-06 · Sale · Disposed 84,010 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.65 to $8.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Ventures IX, L.P. | 11,570,734 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,570,734 F2: Securities are held by Battery Ventures IX, L.P. ("BV IX"). Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Investment Partners IX, LLC | 112,687 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 112,687 F3: Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Ventures Select Fund I, L.P. | 2,180,664 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,180,664 F4: Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The Reporting Person has an economic interest in BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battery Investment Partners Select Fund I, L.P. | 215,670 |
Reported balance
Holding disclosure · report date 2025-06-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 215,670 F5: Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The Reporting Person has an economic interest in BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.65 to $8.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
F2: Securities are held by Battery Ventures IX, L.P. ("BV IX"). Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3: Securities are held by Battery Investment Partners IX, LLC ("BIP IX"). BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F4: Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The Reporting Person has an economic interest in BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F5: Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The Reporting Person has an economic interest in BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Coupa Software Inc
Report date March 20, 2018 · Filed March 22, 2018
Jointly reported with BATTERY MANAGEMENT CORP., Agrawal Neeraj, BROWN MICHAEL MAURICE, CROTTY THOMAS J, FRISBIE RICHARD D, LAWLER KENNETH P, Lee Roger H, TOBIN SCOTT R
Section 16 reporting ended · disclosed 2018-03-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Battery Ventures VIII, L.P. | 5,569,220 |
Reported balance
After 2018-03-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-20 · Other · Disposed 1,300,000 · Balance 5,569,220 F1: Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VIII, L.P. ("BV VIII") to the limited partners of BV VIII and Battery Partners VIII, LLC ("BP VIII"), the sole general partner of BV VIII. F2: The reported securities are owned directly by BV VIII. BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, Roger Lee, R. David Tabors, and Scott Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VIII, L.P. ("BV VIII") to the limited partners of BV VIII and Battery Partners VIII, LLC ("BP VIII"), the sole general partner of BV VIII.
F2: The reported securities are owned directly by BV VIII. BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, Roger Lee, R. David Tabors, and Scott Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 205,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · nonDerivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 205,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:26 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 20,535,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066796 · doc4.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 20,535,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass B Common Stock · Derivative | 238,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 36 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 238,068 Underlying: Class A Common Stock · 238,068 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass B Common Stock · Derivative | 2,407,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 35 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 2,407,137 Underlying: Class A Common Stock · 2,407,137 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass B Common Stock · Derivative | 410,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 34 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 410,670 Underlying: Class A Common Stock · 410,670 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass B Common Stock · Derivative | 41,070,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 33 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 41,070,734 Underlying: Class A Common Stock · 41,070,734 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries F Preferred Stock · Derivative | 142,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 32 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 142,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries F Preferred Stock · Derivative | 1,436,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 31 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 0 Underlying: Common Stock · 1,436,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries F Preferred Stock · Derivative | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 30 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 55 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries F Preferred Stock · Derivative | 5,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 29 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 5,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-2 Preferred Stock · Derivative | 3,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 28 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-2 Preferred Stock · Derivative | 30,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 27 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 0 Underlying: Common Stock · 30,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-2 Preferred Stock · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 26 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-2 Preferred Stock · Derivative | 1,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 25 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-1 Preferred Stock · Derivative | 7,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 24 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 7,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-1 Preferred Stock · Derivative | 78,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 23 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 0 Underlying: Common Stock · 78,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-1 Preferred Stock · Derivative | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 22 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries E-1 Preferred Stock · Derivative | 14,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 21 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 14,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries D-2 Preferred Stock · Derivative | 918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 20 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries D-2 Preferred Stock · Derivative | 91,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 19 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 91,707 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries D Preferred Stock · Derivative | 2,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 18 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries D Preferred Stock · Derivative | 287,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 17 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 287,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries C Preferred Stock · Derivative | 64,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 16 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 64,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries C Preferred Stock · Derivative | 6,473,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 15 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 6,473,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries B Preferred Stock · Derivative | 143,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 14 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 143,199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries B Preferred Stock · Derivative | 14,321,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 13 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 14,321,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries A Preferred Stock · Derivative | 198,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 12 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 Underlying: Common Stock · 198,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionSeries A Preferred Stock · Derivative | 19,846,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · derivative · entry 11 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 Underlying: Common Stock · 19,846,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | PurchaseClass A Common Stock | 96,636 | $16.00 | $1,546,176.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 10 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 96,636 F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | PurchaseClass A Common Stock | 977,095 | $16.00 | $15,633,520.00 |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 9 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 977,095 F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 238,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 8 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 2,407,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 7 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 410,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 6 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 41,070,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 5 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 0 F6 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 152,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 4 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners Select Fund I, L.P. Disclosed balance after: 238,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F5 · ownership.nature: The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 1,545,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 3 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures Select Fund I, L.P Disclosed balance after: 2,407,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F4 · ownership.nature: The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 410,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Investment Partners IX, LLC Disclosed balance after: 410,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.nature: The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 41,041,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043860 · doc4.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Ventures Select Fund I, L.P. · CIK 0001844915 · 10% owner Battery Investment Partners Select Fund I, L.P. · CIK 0001845092 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Battery Partners Select Fund I, L.P. · CIK 0001869424 · 10% owner Battery Partners Select Fund I GP, LLC · CIK 0001869352 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures IX, L.P. Disclosed balance after: 41,070,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 18:03 UTC | CHAMPIONS ONCOLOGY, INC. CSBR · Entity 7013 | OtherWarrant to purchase shares of Common Stock · Derivative | 286,458 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001179110-20-003543 · edgar.xml · derivative · entry 4 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 0 Underlying: Common Stock · 286,458 shares Expires 2020-03-13 F4 · derivative.exercise_price: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F4 · shares: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 18:03 UTC | CHAMPIONS ONCOLOGY, INC. CSBR · Entity 7013 | OtherWarrant to purchase shares of Common Stock · Derivative | 123,333 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001179110-20-003543 · edgar.xml · derivative · entry 3 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 0 Underlying: Common Stock · 123,333 shares Expires 2020-03-13 F4 · derivative.exercise_price: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F4 · shares: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 18:03 UTC | CHAMPIONS ONCOLOGY, INC. CSBR · Entity 7013 | OtherCommon Stock | 286,458 | $5.76 | $1,649,998.08 |
DisclosureSEC source: 0001179110-20-003543 · edgar.xml · nonDerivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 2,421,673 F3 · balance_after: Consists of 2,397,699 shares of the Issuer's Common Stock held by BVIX and 23,974 shares of the Issuer's Common Stock held by BIPIX. F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 18:03 UTC | CHAMPIONS ONCOLOGY, INC. CSBR · Entity 7013 | OtherCommon Stock | 123,333 | $4.80 | $591,998.40 |
DisclosureSEC source: 0001179110-20-003543 · edgar.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 2,135,215 F1 · balance_after: Consists of 2,114,077 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 21,138 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 18, 2019 Filed Apr 30, 2019 20:30 UTC | CHAMPIONS ONCOLOGY, INC. CSBR · Entity 7013 | OtherWarrant to purchase shares of Common Stock · Derivative | 58,333 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001179110-19-005296 · edgar.xml · derivative · entry 2 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 0 Underlying: Common Stock · 58,333 shares Expires 2019-01-27 F3 · derivative.exercise_price: Effective March 13, 2015, the warrants were amended to reduce the exercise price to $0.40 per share (before giving effect to the Reverse Stock Split referenced in footnote 4 below) and to change the expiration date to January 28, 2019. F4 · derivative.exercise_price: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F3 · shares: Effective March 13, 2015, the warrants were amended to reduce the exercise price to $0.40 per share (before giving effect to the Reverse Stock Split referenced in footnote 4 below) and to change the expiration date to January 28, 2019. F4 · shares: Effective August 11, 2015, the Issuer effected a 1-for-12 reverse stock split of the Issuer's Common Stock (the "Reverse Stock Split"). All share numbers and the exercise price of the warrants reported herein give effect to the Reverse Stock Split. F3 · derivative.expiration_date: Effective March 13, 2015, the warrants were amended to reduce the exercise price to $0.40 per share (before giving effect to the Reverse Stock Split referenced in footnote 4 below) and to change the expiration date to January 28, 2019. F2 · ownership.nature: Consists of 1,991,965 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 19,917 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX. Read SEC document |
| January 08, 2019 Filed Apr 30, 2019 20:30 UTC | CHAMPIONS ONCOLOGY, INC. CSBR · Entity 7013 | OtherCommon Stock | 58,333 | $4.80 | $279,998.40 |
DisclosureSEC source: 0001179110-19-005296 · edgar.xml · nonDerivative · entry 1 Battery Ventures IX, L.P. · CIK 0001485934 · 10% owner Battery Investment Partners IX, LLC · CIK 0001517640 · 10% owner Battery Partners IX, LLC · CIK 0001517642 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner Agrawal Neeraj · CIK 0001532809 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Feldman Jesse · CIK 0001568322 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner TOBIN SCOTT R · CIK 0001199926 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 2,011,882 F1 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Consists of 1,991,965 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 19,917 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Neeraj Agrawal, Michael M. Brown, Jesse Feldman, Roger H. Lee, R. David Tabors and Scott R. Tobin (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 10:19 UTC | Coupa Software Inc COUP · Entity 116314 | OtherCommon Stock | 1,300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004743 · edgar.xml · nonDerivative · entry 1 Battery Management Corp. · CIK 0001548594 · Former 10% owner Agrawal Neeraj · CIK 0001532809 · Former 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · Former 10% owner CROTTY THOMAS J · CIK 0001192462 · Former 10% owner FRISBIE RICHARD D · CIK 0001192362 · Former 10% owner LAWLER KENNETH P · CIK 0001192451 · Former 10% owner Lee Roger H · CIK 0001404868 · Former 10% owner TABORS R DAVID · CIK 0001199925 · Former 10% owner TOBIN SCOTT R · CIK 0001199926 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures VIII, L.P. Disclosed balance after: 5,569,220 F1 · kind: Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VIII, L.P. ("BV VIII") to the limited partners of BV VIII and Battery Partners VIII, LLC ("BP VIII"), the sole general partner of BV VIII. F2 · ownership.nature: The reported securities are owned directly by BV VIII. BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, Roger Lee, R. David Tabors, and Scott Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 17:38 UTC | Coupa Software Inc COUP · Entity 116314 | ConversionSeries G Convertible Preferred Stock · Derivative | 150,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145825 · doc4.xml · derivative · entry 9 Battery Ventures VIII lp · CIK 0001407201 · 10% owner Battery Partners VIII, LLC · CIK 0001542631 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner CROTTY THOMAS J · CIK 0001192462 · 10% owner FRISBIE RICHARD D · CIK 0001192362 · 10% owner LAWLER KENNETH P · CIK 0001192451 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 150,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F3 · ownership.nature: The reported securities are owned directly by Battery Ventures VIII, L.P. ("BV VIII"). The sole general partner of BV VIII is Battery Partners VIII, LLC ("BP VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, R. David Tabors, Scott Tobin and Roger Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 17:38 UTC | Coupa Software Inc COUP · Entity 116314 | ConversionSeries F Convertible Preferred Stock · Derivative | 1,087,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145825 · doc4.xml · derivative · entry 8 Battery Ventures VIII lp · CIK 0001407201 · 10% owner Battery Partners VIII, LLC · CIK 0001542631 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner CROTTY THOMAS J · CIK 0001192462 · 10% owner FRISBIE RICHARD D · CIK 0001192362 · 10% owner LAWLER KENNETH P · CIK 0001192451 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,087,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F3 · ownership.nature: The reported securities are owned directly by Battery Ventures VIII, L.P. ("BV VIII"). The sole general partner of BV VIII is Battery Partners VIII, LLC ("BP VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, R. David Tabors, Scott Tobin and Roger Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 17:38 UTC | Coupa Software Inc COUP · Entity 116314 | ConversionSeries E Convertible Preferred Stock · Derivative | 767,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145825 · doc4.xml · derivative · entry 7 Battery Ventures VIII lp · CIK 0001407201 · 10% owner Battery Partners VIII, LLC · CIK 0001542631 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner CROTTY THOMAS J · CIK 0001192462 · 10% owner FRISBIE RICHARD D · CIK 0001192362 · 10% owner LAWLER KENNETH P · CIK 0001192451 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 767,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F3 · ownership.nature: The reported securities are owned directly by Battery Ventures VIII, L.P. ("BV VIII"). The sole general partner of BV VIII is Battery Partners VIII, LLC ("BP VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, R. David Tabors, Scott Tobin and Roger Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 17:38 UTC | Coupa Software Inc COUP · Entity 116314 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,164,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145825 · doc4.xml · derivative · entry 6 Battery Ventures VIII lp · CIK 0001407201 · 10% owner Battery Partners VIII, LLC · CIK 0001542631 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner CROTTY THOMAS J · CIK 0001192462 · 10% owner FRISBIE RICHARD D · CIK 0001192362 · 10% owner LAWLER KENNETH P · CIK 0001192451 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,164,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F3 · ownership.nature: The reported securities are owned directly by Battery Ventures VIII, L.P. ("BV VIII"). The sole general partner of BV VIII is Battery Partners VIII, LLC ("BP VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, R. David Tabors, Scott Tobin and Roger Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 17:38 UTC | Coupa Software Inc COUP · Entity 116314 | ConversionSeries C Convertible Preferred Stock · Derivative | 1,432,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145825 · doc4.xml · derivative · entry 5 Battery Ventures VIII lp · CIK 0001407201 · 10% owner Battery Partners VIII, LLC · CIK 0001542631 · 10% owner Battery Management Corp. · CIK 0001548594 · 10% owner CROTTY THOMAS J · CIK 0001192462 · 10% owner FRISBIE RICHARD D · CIK 0001192362 · 10% owner LAWLER KENNETH P · CIK 0001192451 · 10% owner TOBIN SCOTT R · CIK 0001199926 · 10% owner TABORS R DAVID · CIK 0001199925 · 10% owner Lee Roger H · CIK 0001404868 · 10% owner BROWN MICHAEL MAURICE · CIK 0001354614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Battery Ventures VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,432,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of the Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date. F3 · ownership.nature: The reported securities are owned directly by Battery Ventures VIII, L.P. ("BV VIII"). The sole general partner of BV VIII is Battery Partners VIII, LLC ("BP VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas Crotty, Richard Frisbie, Kenneth Lawler, R. David Tabors, Scott Tobin and Roger Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BV VIII. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.