Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amprius Technologies, Inc.AMPX · Entity 4742 | Chief Financial Officer | August 21, 2025 | August 25, 2025 |
| INVE Technologies, Inc.INVE · Entity 7037 | CFO | July 30, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amprius Technologies, Inc.
Report date August 21, 2025 · Filed August 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 1,005,275 |
Reported balance
After 2025-08-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-08-21 · Sale · Disposed 28,390 · Balance 1,005,275 F1: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $6.78 to $6.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: Includes 803,914 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.
F2: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $6.78 to $6.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: Includes 803,914 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
INVE Technologies, Inc.
Report date July 30, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,544 |
Last balance in matching sequence
After 2021-08-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-07-30 · Tax withholding · Disposed 541 · Balance 106,287 F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Row 2 · 2021-08-02 · Grant · Acquired 393 · Balance 106,680 F2: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Row 3 · 2021-08-02 · Tax withholding · Disposed 136 · Balance 106,544 F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
F2: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2025 Filed Aug 25, 2025 20:02 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 28,390 | $6.82 | $193,511.92 |
DisclosureSEC source: 0001698362-25-000013 · wk-form4_1756166528.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005,275 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $6.78 to $6.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 803,914 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| May 21, 2025 Filed May 23, 2025 17:51 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 27,595 | $2.43 | $67,111.04 |
DisclosureSEC source: 0001698362-25-000008 · wk-form4_1748037074.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033,665 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 874,725 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 16:57 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantCommon stock | 383,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001698362-25-000003 · wk-form4_1742590616.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,061,260 F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of the issuer's common stock. 1/16th of shares subject to award will vest on May 20, 2025 and quarterly thereafter on each August 20, November 20, February 20 and May 20, subject to the reporting person's continued service on each such date, until the award is fully vested on February 20, 2029. F2 · balance_after: Includes 945,535 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 19:40 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 18,142 | $3.13 | $56,842.51 |
DisclosureSEC source: 0001698362-25-000002 · wk-form4_1740444053.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,000 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $3.06 to $3.215, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 562,275 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 16:25 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 17,158 | $1.96 | $33,708.61 |
DisclosureSEC source: 0001698362-24-000007 · wk-form4_1732310718.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 696,142 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $1.93 to $2.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 609,131 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 17:06 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 17,606 | $1.04 | $18,310.24 |
DisclosureSEC source: 0001628280-24-038259 · wk-form4_1724360778.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713,300 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $1.03 to $1.0523, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 655,987 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:02 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 8,245 | $1.36 | $11,180.22 |
DisclosureSEC source: 0001698362-24-000003 · wk-form4_1716598944.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 730,906 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.3824, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4 · balance_after: Includes 702,844 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| May 21, 2024 Filed May 24, 2024 21:02 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 10,549 | $1.33 | $14,004.85 |
DisclosureSEC source: 0001698362-24-000003 · wk-form4_1716598944.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 739,151 F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.345, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 19, 2024 Filed Mar 19, 2024 19:30 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantCommon stock | 749,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-011982 · wk-form4_1710891006.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 749,700 F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of the issuer's common stock. 1/16th of shares subject to award will vest on May 20, 2024 and quarterly thereafter on each August 20, November 20, February 20 and May 20, subject to the reporting person's continued service on each such date, until the award is fully vested on February 20, 2028. F2 · balance_after: Includes 749,700 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:21 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantStock Option (right to buy) · Derivative | 145,590 | Not disclosed Strike: $2.61 | Not disclosed |
DisclosureSEC source: 0000899243-22-031395 · doc4.xml · derivative · entry 2 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,590 Underlying: Common Stock · 145,590 shares Expires 2032-04-13 F2 · price: On September 14, 2022, the Issuer completed a business combination (the "Business Combination") pursuant to the Business Combination Agreement, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Amprius Technologies Operating, Inc. ("Legacy Amprius") At the effective time of the Business Combination (the "Effective Time"), each Legacy Amprius option was converted into an option to purchase a number of shares of Common Stock of the Issuer equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Legacy Amprius common stock subject to the Legacy Amprius option immediately prior to the Effective Time multiplied by (ii) an exchange ratio of approximately 1.45590, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Legacy Amprius option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F3 · derivative.exercise_date: 1/48 of the total number of shares issuable upon exercise of the option vested on February 1, 2023, and 1/48 of the total number of shares issuable upon exercise of the option vest monthly thereafter until fully vested on January 1, 2027. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:21 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantStock Option (right to buy) · Derivative | 582,360 | Not disclosed Strike: $1.78 | Not disclosed |
DisclosureSEC source: 0000899243-22-031395 · doc4.xml · derivative · entry 1 Wallach Sandra · CIK 0001698362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,360 Underlying: Common Stock · 582,360 shares Expires 2031-08-22 F2 · price: On September 14, 2022, the Issuer completed a business combination (the "Business Combination") pursuant to the Business Combination Agreement, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Amprius Technologies Operating, Inc. ("Legacy Amprius") At the effective time of the Business Combination (the "Effective Time"), each Legacy Amprius option was converted into an option to purchase a number of shares of Common Stock of the Issuer equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Legacy Amprius common stock subject to the Legacy Amprius option immediately prior to the Effective Time multiplied by (ii) an exchange ratio of approximately 1.45590, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Legacy Amprius option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F1 · derivative.exercise_date: 1/4 of the total number of shares issuable upon exercise of the option vested on July 26, 2022, and 1/48 of the total number of shares issuable upon exercise of the option vest monthly thereafter until fully vested on July 26, 2025. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 23:16 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031385 · doc4.xml · nonDerivative · entry 3 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,544 F1 · balance_after: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 23:16 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031385 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,680 F2 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F1 · balance_after: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:16 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031385 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,287 F1 · balance_after: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 22:37 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027344 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,828 F1 · balance_after: Includes an aggregate of 21,875 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 05, 2021 Filed May 10, 2021 23:33 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019038 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,693 F2 · balance_after: Includes an aggregate of 24,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 05, 2021 Filed May 10, 2021 23:33 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019038 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,763 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F2 · balance_after: Includes an aggregate of 24,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| April 30, 2021 Filed May 3, 2021 23:41 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017862 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,562 F1 · balance_after: Includes an aggregate of 24,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 00:53 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014474 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,103 F1 · balance_after: Includes an aggregate of 25,938 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 01:38 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009606 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,964 F2 · balance_after: Includes an aggregate of 28,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 01:38 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009606 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,048 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F2 · balance_after: Includes an aggregate of 28,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 23:00 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 2,245 | $12.85 | $28,848.25 |
DisclosureSEC source: 0000899243-21-006731 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,800 F1 · balance_after: Includes an aggregate of 28,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:31 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 642 | $8.41 | $5,399.22 |
DisclosureSEC source: 0000899243-21-004646 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,045 F1 · balance_after: Includes an aggregate of 34,063 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 01:37 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,028 | $8.50 | $8,738.00 |
DisclosureSEC source: 0000899243-21-000232 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,687 F1 · balance_after: Includes an aggregate of 35,625 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 00:29 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,946 | $6.72 | $13,077.12 |
DisclosureSEC source: 0000899243-20-031167 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,715 F1 · balance_after: Includes an aggregate of 38,125 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:02 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030356 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,661 F2 · balance_after: Includes an aggregate of 43,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:02 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030356 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,833 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F2 · balance_after: Includes an aggregate of 43,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 01:26 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,838 | $6.53 | $12,002.14 |
DisclosureSEC source: 0000899243-20-030125 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,337 F1 · balance_after: Includes an aggregate of 43,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 18:12 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 865 | $6.06 | $5,241.90 |
DisclosureSEC source: 0000899243-20-026818 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,175 F1 · balance_after: Includes an aggregate of 49,063 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:22 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,945 | $5.21 | $10,133.45 |
DisclosureSEC source: 0000899243-20-022719 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,040 F1 · balance_after: Includes an aggregate of 51,563 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:35 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021682 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,985 F2 · balance_after: Includes an aggregate of 57,188 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:35 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 626 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021682 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,201 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F2 · balance_after: Includes an aggregate of 57,188 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:20 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 108 | $5.12 | $552.96 |
DisclosureSEC source: 0000899243-20-021195 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,575 F1 · balance_after: Includes an aggregate of 57,188 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:34 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 865 | $4.82 | $4,169.30 |
DisclosureSEC source: 0000899243-20-018294 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,683 F1 · balance_after: Includes an aggregate of 57,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 15, 2020 Filed May 18, 2020 19:45 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,895 | $3.90 | $7,390.50 |
DisclosureSEC source: 0000899243-20-013382 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,548 F1 · balance_after: Includes an aggregate of 60,000 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 01, 2020 Filed May 4, 2020 23:57 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 105 | $2.96 | $310.80 |
DisclosureSEC source: 0000899243-20-011932 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,443 F1 · balance_after: Includes an aggregate of 65,625 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 01, 2020 Filed May 18, 2020 19:45 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 105 | $2.96 | $310.80 |
DisclosureSEC source: 0000899243-20-013382 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,443 F2 · balance_after: These amounts were incorrect in the original Form 4 file by the reporting person. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 23:21 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 2,300 | $5.11 | $11,753.00 |
DisclosureSEC source: 0000899243-20-004947 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,557 F1 · balance_after: Includes an aggregate of 68,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:24 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 128 | $4.74 | $606.72 |
DisclosureSEC source: 0000899243-20-002889 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,857 F1 · balance_after: Includes an aggregate of 74,063 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 02:02 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,022 | $5.64 | $5,764.08 |
DisclosureSEC source: 0000899243-20-000409 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,985 F1 · balance_after: Includes an aggregate of 74,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 18:12 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,945 | $5.07 | $9,861.15 |
DisclosureSEC source: 0000899243-19-027482 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,007 F1 · balance_after: Includes an aggregate of 76,875 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 04, 2019 Filed Nov 13, 2019 18:28 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027174 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,952 F1 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on November 1, 2020 with additional vesting in equal quarterly installments over the following three years. F2 · balance_after: Includes an aggregate of 62,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 22:37 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 432 | $4.95 | $2,138.40 |
DisclosureSEC source: 0000899243-19-026586 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,952 F1 · balance_after: Includes an aggregate of 62,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:28 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 864 | $5.32 | $4,596.48 |
DisclosureSEC source: 0000899243-19-024628 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,384 F1 · balance_after: Includes an aggregate of 63,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:29 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,945 | $5.00 | $9,725.00 |
DisclosureSEC source: 0000899243-19-022060 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,248 F1 · balance_after: Includes an aggregate of 66,250 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 22:50 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 864 | $5.32 | $4,596.48 |
DisclosureSEC source: 0000899243-19-018697 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,193 F1 · balance_after: Includes an aggregate of 71,875 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 15, 2019 Filed May 16, 2019 23:45 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,917 | $5.03 | $9,642.51 |
DisclosureSEC source: 0000899243-19-013892 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,057 F1 · balance_after: Includes an aggregate of 74,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:17 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 3,796 | $4.89 | $18,562.44 |
DisclosureSEC source: 0000899243-19-009616 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,974 F1 · balance_after: Includes an aggregate of 80,000 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:25 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 2,299 | $5.00 | $11,495.00 |
DisclosureSEC source: 0000899243-19-004055 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,770 F1 · balance_after: Includes an aggregate of 90,000 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:36 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,945 | $5.96 | $11,592.20 |
DisclosureSEC source: 0000899243-18-029116 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,069 F1 · balance_after: Includes an aggregate of 95,625 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.