Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amprius Technologies, Inc.AMPX · Entity 4742 | Chief Financial Officer | August 21, 2025 | August 25, 2025 |
| INVE Technologies, Inc.INVE · Entity 7037 | CFO | July 30, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amprius Technologies, Inc.
Report date August 21, 2025 · Filed August 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 1,005,275 |
Reported balance
After 2025-08-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-08-21 · Sale · Disposed 28,390 · Balance 1,005,275 F1: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units. F2: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $6.78 to $6.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: Includes 803,914 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.
F2: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $6.78 to $6.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: Includes 803,914 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
INVE Technologies, Inc.
Report date July 30, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,544 |
Last balance in matching sequence
After 2021-08-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-07-30 · Tax withholding · Disposed 541 · Balance 106,287 F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Row 2 · 2021-08-02 · Grant · Acquired 393 · Balance 106,680 F2: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant. F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Row 3 · 2021-08-02 · Tax withholding · Disposed 136 · Balance 106,544 F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes an aggregate of 20,313 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
F2: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 1, 2018 21:00 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027907 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,014 F1 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on November 1, 2019 with additional vesting in equal quarterly installments over the following three years. F2 · balance_after: Includes an aggregate of 96,250 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 15, 2018 Filed Sep 11, 2018 21:17 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,945 | $6.06 | $11,786.70 |
DisclosureSEC source: 0000899243-18-024200 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,014 F1 · balance_after: Includes an aggregate of 96,250 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 15, 2018 Filed Jul 27, 2018 21:33 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 1,906 | $3.72 | $7,090.32 |
DisclosureSEC source: 0000899243-18-020748 · doc4.xml · nonDerivative · entry 3 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,959 F4 · balance_after: Includes an aggregate of 101,875 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested, including common stock issuable pursuant to the award on May 9, 2018. Read SEC document |
| May 09, 2018 Filed Jul 27, 2018 21:33 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020748 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,865 F2 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on April 1, 2019 with additional vesting in equal quarterly installments over the following three years. F3 · balance_after: Includes an aggregate of 67,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| February 15, 2018 Filed Jul 27, 2018 21:33 UTC | INVE Technologies, Inc. INVE · Entity 7037 | Tax withholdingCommon Stock | 9,135 | $3.85 | $35,169.75 |
DisclosureSEC source: 0000899243-18-020748 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,865 F1 · balance_after: Includes an aggregate of 67,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:01 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006839 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on February 15, 2018 with additional vesting in equal quarterly installments over the following three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.