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Nasdaq · USD

INVE

INVE Technologies, Inc.

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Tapewire entity
7037
SEC CIK
0001036044
Parsed reports
280

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 18, 2026 01:28 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 6,618 $2.60 $17,206.80
Disclosure

SEC source: 0001193125-26-394830 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,128

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 01:22 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 44,520 $2.60 $115,752.00
Disclosure

SEC source: 0001193125-26-394823 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,367

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
September 01, 2026 Filed Sep 18, 2026 01:25 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 1,077 $2.76 $2,972.52
Disclosure

SEC source: 0001193125-26-394827 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,746

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 14,063 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 22:51 UTC GrantCommon Stock 19,424 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-331026 · ownership.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,838

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 17,806 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 22:47 UTC GrantCommon Stock 17,544 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-331013 · ownership.xml · nonDerivative · entry 1

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,712

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 16,082 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 22:44 UTC GrantCommon Stock 18,797 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-331008 · ownership.xml · nonDerivative · entry 1

Angelini Laura · CIK 0001949708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,476

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 17,231 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 22:42 UTC
KREMEN GARYDirector
GrantCommon Stock 15,664 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-331004 · ownership.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,226

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 14,359 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 22:38 UTC GrantCommon Stock 23,810 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-330995 · ownership.xml · nonDerivative · entry 1

OUSLEY JAMES E · CIK 0001200933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,266

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 21,826 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 15, 2026 Filed Jul 16, 2026 20:38 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 6,361 $2.98 $18,955.78
Disclosure

SEC source: 0001193125-26-306183 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,887

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 87,500 shares of common stock issuable pursuant to RSUs that have not vested.

Read SEC document
July 10, 2026 Filed Jul 13, 2026 17:11 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 19,875 $2.93 $58,233.75
Disclosure

SEC source: 0001193125-26-301791 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,823

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 16,875 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 19:01 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 1,133 $4.05 $4,588.65
Disclosure

SEC source: 0001193125-26-253240 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,698

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 56,875 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:48 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 6,360 $3.68 $23,404.80
Disclosure

SEC source: 0001193125-26-161697 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,248

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 100,000 shares of common stock issuable pursuant to RSUs that have not vested.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:45 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 77,532 $3.17 $245,776.44
Disclosure

SEC source: 0001193125-26-092103 · ownership.xml · nonDerivative · entry 2

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,290

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of PSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:45 UTC
Newquist Kirsten F.Director · Chief Executive Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-092103 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,822

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted to the reporting person, each of which represents a contingent right to receive one share of common stock. On July 29, 2024, the reporting person was granted PSUs pursuant to Issuer's 2011 Incentive Compensation Plan, subject to the satisfaction of specified performance criteria. The reported amount reflects the number of PSUs earned by the reporting person on March 2, 2026 following certification by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of specified performance criteria. The PSUs fully vested on March 2, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 17:43 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 1,252 $3.15 $3,943.80
Disclosure

SEC source: 0001193125-26-087433 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,831

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 59,688 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 16:33 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 7,023 $3.43 $24,088.89
Disclosure

SEC source: 0001193125-26-016205 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,822

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 112,500 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 18:07 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 1,117 $3.37 $3,764.29
Disclosure

SEC source: 0001193125-25-304927 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,083

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 62,500 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 16:39 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 6,348 $3.45 $21,900.60
Disclosure

SEC source: 0001193125-25-241105 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,845

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 22:02 UTC
KIRNBAUER EDWARDSee Remarks
Tax withholdingCommon Stock 1,361 $3.70 $5,035.70
Disclosure

SEC source: 0000950170-25-112606 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,200

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · balance_after: Includes an aggregate of 65,313 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
August 09, 2025 Filed Aug 12, 2025 19:19 UTC
KIRNBAUER EDWARDSee Remarks
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-107215 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,561

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 100% on July 11, 2026.

F2 · balance_after: Includes an aggregate of 68,594 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 21:01 UTC GrantCommon Stock 28,701 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100988 · ownership.xml · nonDerivative · entry 1

OUSLEY JAMES E · CIK 0001200933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,456

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2025. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 26,310 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 21:01 UTC
KREMEN GARYDirector
GrantCommon Stock 18,882 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100986 · ownership.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,562

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2025. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 17,309 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:57 UTC GrantCommon Stock 22,659 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100980 · ownership.xml · nonDerivative · entry 1

Angelini Laura · CIK 0001949708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,679

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2025. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 20,771 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:56 UTC GrantCommon Stock 23,414 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100977 · ownership.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,414

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2025. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 21,463 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:53 UTC
KIRNBAUER EDWARDSee Remarks
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100972 · ownership.xml · nonDerivative · entry 1

KIRNBAUER EDWARD · CIK 0001277357 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,561

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 100% on July 11, 2026.

F2 · balance_after: Includes an aggregate of 53,594 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:52 UTC GrantCommon Stock 21,148 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100967 · ownership.xml · nonDerivative · entry 1

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,168

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2025. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 19,386 shares of common stock issuable pursuant to restricted stock units that have not vested.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 22:11 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 6,348 $3.34 $21,202.32
Disclosure

SEC source: 0000950170-25-096362 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,193

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 21:15 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,360 $3.27 $7,717.20
Disclosure

SEC source: 0000950170-25-080377 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,295

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 18:37 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 25,390 $3.16 $80,232.40
Disclosure

SEC source: 0000950170-25-054654 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,541

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 18:28 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 15,847 $3.16 $50,076.52
Disclosure

SEC source: 0000950170-25-054646 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,655

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:25 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,676 $3.20 $8,563.20
Disclosure

SEC source: 0000950170-25-049585 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,502

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 00:29 UTC
Scarpulla JustinChief Financial Officer
PurchaseCommon Stock 6,565 $3.20 $20,998.81
Disclosure

SEC source: 0000950170-25-040666 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,178

F1 · price: Represents the weighted average price. Actual purchase prices ranged from $3.1794 to $3.26. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares purchased.

Read SEC document
March 13, 2025 Filed Mar 18, 2025 00:21 UTC
Newquist Kirsten F.Director · Chief Executive Officer
PurchaseCommon Stock 19,000 $3.32 $63,106.60
Disclosure

SEC source: 0000950170-25-040661 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,931

F1 · price: Represents the weighted average price. Actual purchase prices ranged from $3.18 to $3.41. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares purchased.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 00:40 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 1,678 $3.67 $6,158.26
Disclosure

SEC source: 0000950170-25-031204 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,613

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:22 UTC
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 27,235 $3.51 $95,594.85
Disclosure

SEC source: 0000950170-25-027952 · ownership.xml · nonDerivative · entry 2

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,931

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of PSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:22 UTC
Newquist Kirsten F.Director · Chief Executive Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-027952 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,166

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted to the reporting person, each of which represents a contingent right to receive one share of common stock. On July 29, 2024, the reporting person was granted PSUs pursuant to Issuer's 2011 Incentive Compensation Plan, subject to the satisfaction of specified performance criteria. The reported amount reflects the number of PSUs earned by the reporting person on February 24, 2025, following certification by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of specified performance criteria. The PSUs fully vested on February 24, 2025.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:18 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 16,805 $3.51 $58,985.55
Disclosure

SEC source: 0000950170-25-027939 · ownership.xml · nonDerivative · entry 2

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,291

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of PSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:18 UTC
Scarpulla JustinChief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-027939 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,096

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted to the reporting person, each of which represents a contingent right to receive one share of common stock. On July 29, 2024, the reporting person was granted PSUs pursuant to Issuer's 2011 Incentive Compensation Plan, subject to the satisfaction of specified performance criteria. The reported amount reflects the number of PSUs earned by the reporting person on February 24, 2025, following certification by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of specified performance criteria. The PSUs fully vested on February 24, 2025.

Read SEC document
February 24, 2025 Filed Apr 17, 2026 20:35 UTC Amendment
Newquist Kirsten F.Director · Chief Executive Officer
Tax withholdingCommon Stock 18,917 $3.51 $66,398.67
Disclosure

SEC source: 0001193125-26-161652 · ownership.xml · nonDerivative · entry 1

Newquist Kirsten F. · CIK 0002018287 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,249

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of performance-based restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F2 · shares: This Form 4/A amends the original Form 4 filed on February 26, 2025 solely to correct the amount of shares withheld for tax purposes under Item 4, Table I (Securities Acquired or Disposed of) and the amount of securities beneficially owned following the reported transaction under Item 5, Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)). As a result, Forms 4 filed from March 17, 2025 through March 4, 2026 understate the amount of securities beneficially owned following each reported transaction under Item 5 of Table I by 8,318 shares of common stock.

F2 · balance_after: This Form 4/A amends the original Form 4 filed on February 26, 2025 solely to correct the amount of shares withheld for tax purposes under Item 4, Table I (Securities Acquired or Disposed of) and the amount of securities beneficially owned following the reported transaction under Item 5, Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)). As a result, Forms 4 filed from March 17, 2025 through March 4, 2026 understate the amount of securities beneficially owned following each reported transaction under Item 5 of Table I by 8,318 shares of common stock.

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December 31, 2024 Filed Jan 3, 2025 18:38 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,456 $3.66 $8,988.96
Disclosure

SEC source: 0000950170-25-000854 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,096

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

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December 02, 2024 Filed Dec 3, 2024 21:21 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,367 $3.98 $9,420.66
Disclosure

SEC source: 0000950170-24-132785 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,552

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

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October 01, 2024 Filed Oct 2, 2024 22:32 UTC Amendment
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,675 $3.51 $9,389.25
Disclosure

SEC source: 0000950170-24-111793 · ownership.xml · nonDerivative · entry 6

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,919

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

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September 06, 2024 Filed Sep 11, 2024 01:31 UTC
HUMPHREYS STEVENFormer CEO and Director
Tax withholdingCommon Stock 184,343 $3.21 $591,741.03
Disclosure

SEC source: 0000950170-24-105329 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Former CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,970

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

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September 06, 2024 Filed Sep 11, 2024 01:31 UTC
HUMPHREYS STEVENFormer CEO and Director
GrantCommon Stock 365,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-105329 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Former CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,313

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan, vesting 100% on the date of grant.

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September 06, 2024 Filed Sep 11, 2024 01:30 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 32,924 $3.21 $105,686.04
Disclosure

SEC source: 0000950170-24-105328 · ownership.xml · nonDerivative · entry 13

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,094

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

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September 06, 2024 Filed Sep 11, 2024 01:30 UTC
Scarpulla JustinChief Financial Officer
GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-105328 · ownership.xml · nonDerivative · entry 12

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,018

F2 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan, vesting 100% on the date of grant.

Read SEC document
September 06, 2024 Filed Oct 2, 2024 22:32 UTC Amendment
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 32,924 $3.21 $105,686.04
Disclosure

SEC source: 0000950170-24-111793 · ownership.xml · nonDerivative · entry 5

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,594

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F3 · balance_after: Amended to correct the amount of securities beneficially owned by the reporting person to reflect the award referred to in Note 1 to this Form 4.

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September 06, 2024 Filed Oct 2, 2024 22:32 UTC Amendment
Scarpulla JustinChief Financial Officer
GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111793 · ownership.xml · nonDerivative · entry 4

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,518

F4 · shares: Restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan, vesting 100% on the date of grant.

F3 · balance_after: Amended to correct the amount of securities beneficially owned by the reporting person to reflect the award referred to in Note 1 to this Form 4.

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September 01, 2024 Filed Sep 11, 2024 01:30 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,358 $3.35 $7,899.30
Disclosure

SEC source: 0000950170-24-105328 · ownership.xml · nonDerivative · entry 11

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,018

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
September 01, 2024 Filed Oct 2, 2024 22:32 UTC Amendment
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,358 $3.35 $7,899.30
Disclosure

SEC source: 0000950170-24-111793 · ownership.xml · nonDerivative · entry 3

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,518

F2 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

F3 · balance_after: Amended to correct the amount of securities beneficially owned by the reporting person to reflect the award referred to in Note 1 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.