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NYSE · USD

AMPX

Amprius Technologies, Inc.

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Tapewire entity
4742
SEC CIK
0001899287
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202607
Feb 202602
Mar 202608
Apr 202602
May 202607
Jun 202603
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
GrantCommon stock 346 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 7

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 37,260

F5 · shares: These securities were transferred by the reporting person to the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.

F6 · ownership.nature: These securities are held by the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 346 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 6

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,750

F5 · shares: These securities were transferred by the reporting person to the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.

F3 · balance_after: Includes 568,750 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 5

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,096

F4 · shares: These transfers were made on the same date as bona fide gifts.

F3 · balance_after: Includes 568,750 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 4

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,096

F4 · shares: These transfers were made on the same date as bona fide gifts.

F3 · balance_after: Includes 568,750 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 3

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,096

F4 · shares: These transfers were made on the same date as bona fide gifts.

F3 · balance_after: Includes 568,750 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
SaleCommon stock 8,000 $10.03 $80,240.00
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 2

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,096

F3 · balance_after: Includes 568,750 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:21 UTC
Stepien Thomas MDirector · Chief Executive Officer
SaleCommon stock 23,529 $10.34 $243,313.39
Disclosure

SEC source: 0002067233-26-000019 · wk-form4_1787692877.xml · nonDerivative · entry 1

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,096

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 568,750 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:22 UTC
Stefan Constantin IonelChief Technology Officer
SaleCommon stock 29,681 $10.34 $306,931.22
Disclosure

SEC source: 0001940928-26-000024 · wk-form4_1787692925.xml · nonDerivative · entry 1

Stefan Constantin Ionel · CIK 0001940928 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,629

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 525,176 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:22 UTC
Sun KangDirector
SaleCommon stock 62,101 $10.34 $642,186.44
Disclosure

SEC source: 0001476220-26-000034 · wk-form4_1787692956.xml · nonDerivative · entry 1

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,397

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 911,688 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 22:00 UTC SaleCommon stock 85,000 $17.17 $1,459,212.00
Disclosure

SEC source: 0001045434-26-000009 · wk-form4_1781647250.xml · nonDerivative · entry 3

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 359,380

F4 · ownership.nature: These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 22:00 UTC GrantCommon stock 10,423 $0.00 $0.00
Disclosure

SEC source: 0001045434-26-000009 · wk-form4_1781647250.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,079

F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date.

F2 · balance_after: Includes 10,423 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 22:00 UTC
Chu StevenDirector
GrantCommon stock 10,423 $0.00 $0.00
Disclosure

SEC source: 0001296381-26-000005 · wk-form4_1781647228.xml · nonDerivative · entry 1

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,762

F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date.

F2 · balance_after: Includes 10,423 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 22:03 UTC GrantCommon stock 10,423 $0.00 $0.00
Disclosure

SEC source: 0001230569-26-000005 · wk-form4_1781647381.xml · nonDerivative · entry 1

BAYLESS KATHLEEN A · CIK 0001230569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,120

F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date.

F2 · balance_after: Includes 10,423 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 22:01 UTC GrantCommon stock 10,423 $0.00 $0.00
Disclosure

SEC source: 0001517394-26-000003 · wk-form4_1781647282.xml · nonDerivative · entry 1

SATTERTHWAITE LIVINGSTON · CIK 0001517394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,506

F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date.

F2 · balance_after: Includes 199,102 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 21:56 UTC SaleCommon stock 40,000 $19.13 $765,200.00
Disclosure

SEC source: 0001045434-26-000007 · wk-form4_1781215013.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 444,380

F1 · ownership.nature: These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:57 UTC
Stepien Thomas MDirector · Chief Executive Officer
SaleCommon stock 2,000 $20.97 $41,940.00
Disclosure

SEC source: 0002067233-26-000015 · wk-form4_1780693023.xml · nonDerivative · entry 4

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,625

F2 · balance_after: Includes 615,625 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:57 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 36,914 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000015 · wk-form4_1780693023.xml · nonDerivative · entry 3

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 36,914

F3 · shares: These securities were transferred by the reporting person to the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.

F4 · ownership.nature: These securities are held by the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:57 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 36,914 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000015 · wk-form4_1780693023.xml · nonDerivative · entry 2

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,625

F3 · shares: These securities were transferred by the reporting person to the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.

F2 · balance_after: Includes 615,625 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:57 UTC
Stepien Thomas MDirector · Chief Executive Officer
GiftCommon stock 30,384 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000015 · wk-form4_1780693023.xml · nonDerivative · entry 1

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,539

F1 · shares: These transfers were made on the same date as bona fide gifts.

F2 · balance_after: Includes 615,625 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 27, 2026 Filed May 28, 2026 22:22 UTC
Stepien Thomas MDirector · Chief Executive Officer
SaleCommon stock 4,375 $17.19 $75,221.56
Disclosure

SEC source: 0002067233-26-000012 · wk-form4_1780006923.xml · nonDerivative · entry 1

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,923

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $17.13 to $17.3, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 615,625 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 27, 2026 Filed May 28, 2026 22:12 UTC
Stefan Constantin IonelChief Technology Officer
SaleCommon stock 3,208 $17.19 $55,156.75
Disclosure

SEC source: 0001940928-26-000020 · wk-form4_1780006345.xml · nonDerivative · entry 1

Stefan Constantin Ionel · CIK 0001940928 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,310

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $17.13 to $17.3, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 584,308 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 27, 2026 Filed May 28, 2026 22:24 UTC
Sun KangDirector
SaleCommon stock 356 $17.19 $6,120.89
Disclosure

SEC source: 0001476220-26-000029 · wk-form4_1780007071.xml · nonDerivative · entry 1

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280,498

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $17.13 to $17.3, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1,038,662 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:10 UTC SaleCommon stock 17,895 $17.90 $320,252.50
Disclosure

SEC source: 0001045434-26-000005 · wk-form4_1780006199.xml · nonDerivative · entry 1

DIXON DONALD R · CIK 0001045434 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 484,380

F1 · balance_after: On July 22, 2025, the reporting person transferred 125,000 shares of the issuer's common stock, which were previously held directly by the reporting person, to the The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees.

F2 · ownership.nature: These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees.

Read SEC document
May 21, 2026 Filed May 26, 2026 23:03 UTC
Stepien Thomas MDirector · Chief Executive Officer
SaleCommon stock 60,702 $14.79 $897,685.46
Disclosure

SEC source: 0002067233-26-000008 · wk-form4_1779836599.xml · nonDerivative · entry 1

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,298

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $14.54 to $15.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 625,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 21, 2026 Filed May 26, 2026 23:10 UTC
Stefan Constantin IonelChief Technology Officer
SaleCommon stock 28,812 $14.79 $426,083.38
Disclosure

SEC source: 0001940928-26-000016 · wk-form4_1779837023.xml · nonDerivative · entry 1

Stefan Constantin Ionel · CIK 0001940928 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,518

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $14.54 to $15.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 591,183 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 21, 2026 Filed May 26, 2026 23:31 UTC
Sun KangDirector
SaleCommon stock 67,796 $14.79 $1,002,594.37
Disclosure

SEC source: 0001476220-26-000025 · wk-form4_1779838306.xml · nonDerivative · entry 1

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280,854

F1 · kind: This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $14.54 to $15.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 1,039,443 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:51 UTC
Sun KangDirector
GrantCommon stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001476220-26-000017 · wk-form4_1778187113.xml · nonDerivative · entry 1

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,348,650

F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of the issuer's common stock. 1/8th of shares subject to award will vest on May 20, 2026 and quarterly thereafter on each August 20, November 20, February 20 and May 20, subject to the reporting person's continued service on each such date, until the award is fully vested on February 20, 2028.

F2 · balance_after: Includes 1,165,635 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:51 UTC
Sun KangDirector
Exercise / conversionStock Option (right to buy) · Derivative 187,495 $3.68 Strike: $3.68 $689,981.60
Disclosure

SEC source: 0001476220-26-000015 · wk-form4_1775163061.xml · derivative · entry 7

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,787,007

Underlying: Common stock · 187,495 shares

Expires 2031-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:51 UTC
Sun KangDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,312,505 $1.78 Strike: $1.78 $2,336,258.90
Disclosure

SEC source: 0001476220-26-000015 · wk-form4_1775163061.xml · derivative · entry 6

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,312,505 shares

Expires 2031-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:51 UTC
Sun KangDirector
SaleCommon stock 249,037 $16.78 $4,179,563.07
Disclosure

SEC source: 0001476220-26-000015 · wk-form4_1775163061.xml · nonDerivative · entry 4

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,342,400

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

F4 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.37 to $17.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 1,159,385 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:51 UTC
Sun KangDirector
SaleCommon stock 1,250,963 $15.73 $19,681,150.69
Disclosure

SEC source: 0001476220-26-000015 · wk-form4_1775163061.xml · nonDerivative · entry 3

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,591,437

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

F3 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $15.37 to $16.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 1,159,385 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

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April 01, 2026 Filed Apr 2, 2026 20:51 UTC
Sun KangDirector
Exercise / conversionCommon stock 187,495 $3.68 $689,981.60
Disclosure

SEC source: 0001476220-26-000015 · wk-form4_1775163061.xml · nonDerivative · entry 2

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

F2 · balance_after: Includes 1,159,385 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

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April 01, 2026 Filed Apr 2, 2026 20:51 UTC
Sun KangDirector
Exercise / conversionCommon stock 1,312,505 $1.78 $2,336,258.90
Disclosure

SEC source: 0001476220-26-000015 · wk-form4_1775163061.xml · nonDerivative · entry 1

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,654,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

F2 · balance_after: Includes 1,159,385 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

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March 23, 2026 Filed Mar 24, 2026 23:11 UTC
Sun KangDirector
SaleCommon stock 65,046 $19.06 $1,239,705.21
Disclosure

SEC source: 0001476220-26-000013 · wk-form4_1774393890.xml · nonDerivative · entry 2

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 56,406

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

F4 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.89 to $19.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.nature: These securities are held directly by the KANG & CECILLIA SUN FAMILY REVOCABLE TRUST, for which the reporting person and his spouse are co-trustees.

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March 23, 2026 Filed Mar 24, 2026 23:11 UTC
Sun KangDirector
SaleCommon stock 152,823 $18.69 $2,855,696.42
Disclosure

SEC source: 0001476220-26-000013 · wk-form4_1774393890.xml · nonDerivative · entry 1

Sun Kang · CIK 0001476220 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 121,452

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $17.89 to $18.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.nature: These securities are held directly by the KANG & CECILLIA SUN FAMILY REVOCABLE TRUST, for which the reporting person and his spouse are co-trustees.

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March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
Exercise / conversionStock Option (right to buy) · Derivative 69,422 $0.62 Strike: $0.62 $43,041.64
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · derivative · entry 10

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 69,422 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
Exercise / conversionStock Option (right to buy) · Derivative 86,143 $2.61 Strike: $2.61 $224,833.23
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · derivative · entry 9

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,108

Underlying: Common stock · 86,143 shares

Expires 2032-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
SaleCommon stock 5,565 $18.53 $103,145.05
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 7

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,339

F5 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

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March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
SaleCommon stock 50,000 $18.21 $910,740.00
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 6

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,904

F4 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

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March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
SaleCommon stock 100,000 $18.65 $1,864,670.00
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 5

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,904

F3 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.60 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
Exercise / conversionCommon stock 69,422 $0.62 $43,041.64
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 4

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 12, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
Exercise / conversionCommon stock 86,143 $2.61 $224,833.23
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 3

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 22:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 270,251 $2.61 Strike: $2.61 $705,355.11
Disclosure

SEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · derivative · entry 4

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 270,251 shares

Expires 2032-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 22:08 UTC SaleCommon stock 130,646 $18.22 $2,380,788.19
Disclosure

SEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · nonDerivative · entry 3

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,444

F3 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.12 to $18.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 22:08 UTC SaleCommon stock 282,500 $18.55 $5,239,245.00
Disclosure

SEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · nonDerivative · entry 2

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,090

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 22:08 UTC Exercise / conversionCommon stock 270,251 $2.61 $705,355.11
Disclosure

SEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · nonDerivative · entry 1

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
Exercise / conversionStock Option (right to buy) · Derivative 104,132 $0.62 Strike: $0.62 $64,561.84
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · derivative · entry 8

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,422

Underlying: Common stock · 104,132 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
SaleCommon stock 166,632 $17.92 $2,985,428.90
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 2

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,339

F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 23:25 UTC
Chu StevenDirector
Exercise / conversionCommon stock 104,132 $0.62 $64,561.84
Disclosure

SEC source: 0001296381-26-000003 · wk-form4_1773357924.xml · nonDerivative · entry 1

Chu Steven · CIK 0001296381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:46 UTC
Stepien Thomas MDirector · Chief Executive Officer
GrantCommon stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0002067233-26-000002 · wk-form4_1772837200.xml · nonDerivative · entry 1

Stepien Thomas M · CIK 0002067233 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,000

F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of the issuer's common stock. 1/16th of shares subject to award will vest on May 20, 2026 and quarterly thereafter on each August 20, November 20, February 20 and May 20, subject to the reporting person's continued service on each such date, until the award is fully vested on February 20, 2030.

F2 · balance_after: Includes 750,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.