Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | 10% owner | July 15, 2021 | July 26, 2021 |
| CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 1296 | 10% owner | May 24, 2022 | June 02, 2022 |
| CION Ares Diversified Credit FundCADCX · Entity 31546 | 10% owner | June 01, 2023 | June 05, 2023 |
| Carlyle Tactical Private Credit FundTAKAX · Entity 35835 | 10% owner | September 01, 2022 | September 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date July 15, 2021 · Filed July 26, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, ATHENE ANNUITY & LIFE ASSURANCE Co, Athene USA Corp, Athene Holding Ltd., Apollo Insurance Solutions Group LP, Apollo Capital Management, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Stock 7/15/2026SEC Table I · non-derivative | IndirectSee footnote | 9,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,000,000 F1: See Exhibit 99.1. |
| Mandatory Redeemable Preferred Stock 9/15/2026SEC Table I · non-derivative | IndirectSee footnote | 4,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000,000 F1: See Exhibit 99.1. |
| Mandatory Redeemable Preferred Stock 9/15/2028SEC Table I · non-derivative | IndirectSee footnote | 6,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,000,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
CALAMOS STRATEGIC TOTAL RETURN FUND
Report date May 24, 2022 · Filed June 02, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, Apollo Insurance Solutions Group LP, Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series F Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee Footnote | 1,760,000 |
Reported balance
Holding disclosure · report date 2022-05-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,760,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
CION Ares Diversified Credit Fund
Report date June 01, 2023 · Filed June 05, 2023
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, ATHENE ANNUITY & LIFE ASSURANCE Co, Athene USA Corp, Apollo Management Holdings, L.P., Apollo Insurance Solutions Group LP, Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series G Mandatory Redeemable Preferred Stock 06/01/2028SEC Table I · non-derivative | IndirectSee footnote | 560,000 |
Reported balance
After 2023-06-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 560,000 · Balance 560,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Carlyle Tactical Private Credit Fund
Report date September 01, 2022 · Filed September 02, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, ATHENE ANNUITY & LIFE ASSURANCE Co, Apollo Insurance Solutions Group LP, Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee footnote | 1,200,000 |
Reported balance
After 2022-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-09-01 · Purchase · Acquired 1,200,000 · Balance 1,200,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 17:10 UTC | CION Ares Diversified Credit Fund CADCX · Entity 31546 | GrantSeries G Mandatory Redeemable Preferred Stock 06/01/2028 | 560,000 | $25.00 | $14,000,000.00 |
DisclosureSEC source: 0001104659-23-068108 · tm2317773-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Athene USA Corp · CIK 0001051717 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 560,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:05 UTC | Carlyle Tactical Private Credit Fund TAKAX · Entity 35835 | PurchaseSeries C Mandatory Redeemable Preferred Shares | 1,200,000 | $25.00 | $30,000,000.00 |
DisclosureSEC source: 0001104659-22-097478 · tm2224497-3_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,200,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:05 UTC | Carlyle Tactical Private Credit Fund TAKAX · Entity 35835 | PurchaseSeries B Mandatory Redeemable Preferred Shares | 240,000 | $25.00 | $6,000,000.00 |
DisclosureSEC source: 0001104659-22-060317 · tm2215499-1_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 320,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:05 UTC | Carlyle Tactical Private Credit Fund TAKAX · Entity 35835 | PurchaseSeries A Mandatory Redeemable Preferred Shares | 680,000 | $25.00 | $17,000,000.00 |
DisclosureSEC source: 0001104659-22-060317 · tm2215499-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 960,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 22:26 UTC | CION Ares Diversified Credit Fund CADEX · Entity 31546 | GrantMandatory Redeemable Preferred Stock Series D 1/06/2027 | 800,000 | $25.00 | $20,000,000.00 |
DisclosureSEC source: 0001104659-22-003244 · tm2136571-5_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner Athene Holding Ltd · CIK 0001527469 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 800,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.