Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clough Global Dividend & Income FundGLV · Entity 6971 | Assistant Secretary | October 05, 2016 | October 11, 2016 |
| Clough Global Equity FundGLQ · Entity 8914 | Assistant Secretary | October 05, 2016 | October 11, 2016 |
| Clough Global Opportunities FundGLO · Entity 8931 | Assistant Secretary | October 05, 2016 | October 11, 2016 |
| LIBERTY ALL STAR EQUITY FUNDUSA · Entity 8815 | Assistant Secretary | November 21, 2025 | November 21, 2025 |
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | Assistant Secretary | November 21, 2025 | November 21, 2025 |
| REAVES UTILITY INCOME FUNDUTG · Entity 4146 | Secretary | June 03, 2021 | June 10, 2021 |
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Secretary | June 05, 2020 | June 08, 2020 |
| RiverNorth FundsRIV · Entity 148619 | Secretary | June 05, 2020 | June 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clough Global Dividend & Income Fund
Report date October 05, 2016 · Filed October 11, 2016
This filing explicitly reported no securities owned.
Clough Global Equity Fund
Report date October 05, 2016 · Filed October 11, 2016
This filing explicitly reported no securities owned.
Clough Global Opportunities Fund
Report date October 05, 2016 · Filed October 11, 2016
This filing explicitly reported no securities owned.
LIBERTY ALL STAR EQUITY FUND
Report date November 21, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2025-11-21 transaction · row 1
1 source rowRow 1 · 2025-11-21 · Purchase · Acquired 500 · Balance 500 |
LIBERTY ALL STAR GROWTH FUND INC.
Report date November 21, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2025-11-21 transaction · row 1
1 source rowRow 1 · 2025-11-21 · Purchase · Acquired 500 · Balance 500 |
REAVES UTILITY INCOME FUND
Report date June 03, 2021 · Filed June 10, 2021
This filing explicitly reported no securities owned.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date June 05, 2020 · Filed June 08, 2020
This filing explicitly reported no securities owned.
RiverNorth Funds
Report date June 05, 2020 · Filed June 08, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2025 Filed Nov 21, 2025 17:12 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Common Stock | 500 | $5.06 | $2,527.75 |
DisclosureSEC source: 0001682998-25-000004 · primary_doc.xml · nonDerivative · entry 1 Khwaja-Dixon Sareena · CIK 0001682998 · Assistant Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 21, 2025 Filed Nov 21, 2025 17:08 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Beneficial Interest | 500 | $5.86 | $2,928.65 |
DisclosureSEC source: 0001682998-25-000003 · primary_doc.xml · nonDerivative · entry 1 Khwaja-Dixon Sareena · CIK 0001682998 · Assistant Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.